Showing posts with label Body. Show all posts
Showing posts with label Body. Show all posts

14 May 2021

The Mind-Body Problem and Why It Won't Go Away

One doesn't have to spend a long time talking to people to discover that most of them subscribe to some form of mind-body dualism. Not in any formal way. No one is declaring "I am an ontological dualist". Rather, they find ideas like life after death and a mind that can be independent of the body to be intuitively plausible. These types of views appear to be common to people of all religions and, interestingly, to many people of no religion. It's a gut feeling that death is not the end and a willingness to believe the dualism that this entails. Moreover, many of the people who are ambivalent seem to think that scientific explanations of the world have left the door open to this. The idea being that the afterlife cannot be proved one way or the other, it is beyond the scope of science.

Since virtually all philosophers and scientists now reject such ontological dualism, we have to wonder what's going on here. In this essay I will try to explain why dualism has such enduring appeal, why it continues to confound philosophers and scientists.

Popular culture effortlessly absorbs a philosophical or scientific explanation when it seems intuitive. For example, we use any number of expressions drawn from psychoanalysis—ego, neurosis, narcissistic, subconscious—in daily life without a second thought. Where an explanation is counterintuitive, popular culture simply ignores philosophers and scientists. A striking example of this is that I know plenty of people who still believe that you can catch a chill from being cold and wet; an idea rooted in the four humours theory of the 2nd Century physician, Galen, which relates the qualities cold/wet with the phlegm humour.

So there is still a mind-body problem and it is non-trivial because the majority still find mind-body dualism intuitively plausible despite several centuries of powerful counter-argument and evidence. Any account of the mind-body problem needs to deal with this or it isn't useful. And yet such aspects of the problem are not even part of the philosophy curriculum. Rather, they are dealt with by a completely different academic department, psychology, as though belief is no concern of philosophers. Moreover, philosophers dismiss non-believers as cranks, idiots, or dupes.

As a rule of thumb, I contend that when a problem has been discussed without any resolution for many centuries we have to consider that perhaps we have framed it badly.


Alternative Approaches to Standing Problems

When I took up the problem of identity as reflected in the traditional dilemma of the Ship of Theseus, I realised—with help from John Searle—that the traditional framing of the problem effectively made it insoluble. This may have been unconscious when the problem was first posed, but there's no excuse for retaining this unhelpful approach.

John Searle's On the Construction of Social Reality proposes a useful matrix for thinking about facts. On one axis is the objective-subjective distinction and on the other is the epistemic-ontological distinction. This gives us a grid of four different kinds of facts.

Ontologically objective facts concern the inherent features of an object that are independent of any observer. An example of this is: a screwdriver is made of metal and plastic or wood.

Epistemically objective facts concern statements that are true because we have prior knowledge. We know that the object is a screwdriver only if we have prior knowledge of modern building technology. But everyone who knows what a screwdriver is knows that this screwdriver is one.

Ontologically subjective facts concern statements that are true because of the observer's relationship with the object. Searle especially links this to functions. The function of a screwdriver is to turn screws. But unless you know what a screw is this doesn't make sense. Moreover the function is not inherent in the materials of the object. A function is something that humans impose on objects. The fact that a screwdriver is for turning screws is a real, but subjective fact.

Epistemically subjective facts exist only in the mind of the observer. For example, "this is my favorite screwdriver" is true for me, but you may have a different favourite screwdriver. And the difference does not invalidate either fact. There is no contradiction because the fact is relative to the individual.

With respect to the ship of Theseus, an ontologically objective fact is that the ship is made of timbers arranged in such a way that it floats and can move easily through the water. An epistemically objective fact is that this arrangement of timbers is called "a ship". An ontologically subjective fact is that the function of this ship is to ferry people across the ocean. And an epistemically subjective fact is that this ship belongs to Theseus, it is Theseus's ship.

Traditionally we are supposed to ask, "Is it the same ship when all the timbers have been replaced?" And this generally ties us in knots. Some wish to say it is the same ship because the whole is unchanged, while some wish to say it is not the same ship because all the parts have changed.

My approach is to look at the different types of facts. For example, the ship is a ship at the start of the process of change and it is a ship at the end of the process. We can identify it throughout as a ship. So it has identity qua ship in the mind of any observer who knows what a ship is. This fact is epistemically objective. The ship can carry out its function throughout, so it has identity qua function, i.e. being an ocean-going passenger boat. This fact is epistemically subjective.

The problem here is that the identity of the ship is subjective: it exists in the mind of the observer, not in the object. If the observer believes it to be Theseus's ship then, to them, it is. If I have a different belief that may also be true and the difference does not necessarily invalidate either belief. The ontological status of the ship doesn't matter. It could be, and probably is, purely hypothetical.

The ship qua ship or qua ferry very obviously has identity over time (though I don't see this approach in the account of the problem that I have read). But the kind of identity we are being asked about when the question is framed as—Is it the same ship?—is subjective, i.e. it's not inherent in or to any ship.

The least interesting and least answerable questions are the ones that philosophers typically ask without delineating what they mean by identity, i.e. Is identity vested in the whole or the parts? The answer is that identity is in the mind of the observer. It is a belief about the ships. And as we know, belief amounts to having an emotion about an idea. Opinions are post hoc rationalisations of such emotions. And this means that the order of production is

feeling → belief → actions →reasons

Not the other way around.

There are two points here. The first is that philosophers can't afford to ignore how people actually think and propose solutions in a social vacuum. They may technically right, but if everyone ignores them, what is the point?

The other point is that philosophers are often wrong. The further back in history that we go, the greater the likelihood that philosophers are trapped in an unhelpful way of thinking about an issue. We don't have to accept the traditional way that philosophical problems are framed, especially when centuries of argument have not led to any resolution. If we can see a better way to think about the problem then we are free to adopt it and give the finger to philosophers.


Why We Still have a Mind-Body Problem

Given the overwhelming consensus amongst academics and intellectuals for ontological monism, why do we still routinely encounter the mind-body problem? I've tried to argue that the mind-body problem would be better framed as the matter-spirit dichotomy. I think this is a more general statement of how people actually think about the mind-body problem. People tend to think of matter as cold, dull, hard, dense, lifeless; and by contrast spirit is warm, bright, immaterial, diaphanous, alive. The body is a thus a special case of matter, in this view, because it is matter animated by spirit. Life was seen as something added to matter: an élan vital, or spark of life (such a view is termed vitalism).

If you have ever seen a corpse you know that it is very different from a living body. With reference to a living body, the corpse has shifted decisively towards the archetype of matter. The life has gone out of the person. The difference is what we conceptualise as spirit. Across many cultures, the ancients understood spirit as synonymous with breath. Terms such as spirit, animus, prāṇa, qi, and so on all mean "breath". In the Christian tradition this is epitomised by Yahweh breathing (spiritus) life into the clay body he fashioned for Adam. Adam's soul is the breath of God.

For the longest time, death was equated with the cessation of breathing. And before resuscitation methods were invented this was adequate. Once we realised that forcing air into the lungs of the "dead" person could revive them, we needed new definition of death. Around the same time the function of the heart was discovered and the cessation of the heartbeat became the new definition. Then we learned how to restart hearts and discovered brain waves and the cessation of brainwave activity. Popularly, however, the cessation of breathing is still associated with death. Someone who has been resuscitated is said to have died and come back, and their experiences while their breath or heart stopped is erroneously termed a "near death experience" and treated as a source of knowledge about the afterlife. The fact that we continue to have such experiences is seen by some as proof that there is an afterlife.

Other types of experience can also be interpreted as the mind being independent of the body: lucid dreams, out-of-body experiences, dissociative experiences brought on by trauma, drugs, or physical injury (think of Jill Bolte-Taylor's stroke). And we don't need to have one of these ourselves to find accounts of them plausible. Bronkhorst (2020) deals with how accounts of such experiences are transmitted by those who have not experienced them and become part of the public discourse. I keep in mind also the quote from The Ego Tunnel by Thomas Metzinger:

For anyone who actually had [an out-of-body experience] it is almost impossible not to become an ontological dualist afterwards. In all their realism, cognitive clarity and general coherence, these phenomenal experiences almost inevitably lead the experiencing subject to conclude that conscious experience can, as a matter of fact, take place independently of the brain and body. (p.78. Emphasis added)

The urge to dualism is really quite strong. It is matter-spirit dualism that keeps alive the possibility of an afterlife and also a desire for an afterlife that helps keep dualism alive. This is not something humans are likely to give up on soon, even though for many intellectuals life after death is simply not possible.

Another problem that John Searle pointed out that was that materialism is still rooted in ontological dualism. Materialists still divide the world into two substances; the difference is that they assert that matter is real and mind is not real. Idealists do the same but assert that matter is unreal and mind is real. Even though a materialist may argue that mind is not real—that it is a mere epiphenomenon—they still tacitly concede a substantial difference between mind and matter. They still talk about two distinct substances, even if one is unreal. Lay people pick up on this kind of equivocation even if they can't put it into words.

This tells us that materialism is not an answer because it does not go far enough. If the thesis is idealism and the antithesis is materialism, then we need a synthesis of the two. One synthesis is genuine ontological monism which holds that there is no ontological distinction between mind and matter, that neither can be reduced to the other. In order to address the persistence of dualism we have to invoke epistemology.


Epistemic Pluralism

We can all observe that we have different inputs into our sensorium. I know the world of objects through sight, hearing, taste, smell, touch, temperature, kinaesthesia, etc. I know the world of mind through conscious mental activity and the appearance of pre-formed results of unconscious mental activity emerging into my awareness (intuitions, etc). In other words, even if we formally accept a monistic world in which mind and body are manifestations of a singular, unified reality, there is still an inescapable epistemic distinction between our knowledge of the world and our knowledge of mind.

It is this epistemic distinction that fuels the plausibility of the ontological distinction,especially in the light of out-of-body experiences and other altered states that give the vivid impression of mind independent of matter.

Most people, most of the time, suspend disbelief and proceed in daily life as naive realists. To do otherwise would be inefficient and potentially dangerous. Anyone can examine their experience and ponder the distinction between perception and reality. We all know that there is a difference because our perceptions lead us astray in minor ways quite often. For example, mistaking an object for a threatening agent (e.g. a predator or a dangerous defensive agent like a snake or spider), or getting a colour wrong because of the lighting or background. But note that I never make huge mistakes like perceiving my home to be in Cambridge, England, only to discover one day that in fact I still in Auckland, New Zealand. Glitches on this scale are a sign of pathology. Moreover, minor glitches tend to resolve themselves quite quickly; we may mistake a stick for a snake at a glance, but this does not survive sustained attention. We usually recognise that the "snake" is a stick.

Of course there are abnormal perceptions. Colour-blindness, for example. One can live with colour blindness without too much danger, but one cannot safely pilot an aeroplane. With psychotic delusions the problem becomes more serious. If I perceive my children as demons and follow the urging of internal voices to kill them, the result is catastrophic for everyone involved.

Normal perception is quite reliable and where it is unreliable it errs on the side of protecting us from danger or it is trivial. And so, in daily life, we take perception as reality and most of the time this is fine. Keep in mind that humanity evolved over millions of years and attained the anatomically modern form about 200,000 to 300,000 years ago. For most of this time we were all naive realists and ontological dualists and we survived and thrived. There appears to be no evolutionary disadvantage to being an ontological dualist. Arguably, it is possible that belief in an afterlife keeps us from despair over the fact that we all die and that ontological dualism gave believers some advantage.

The problem is that naive realism encourages us to reify experience, i.e. to consider that what we experience is reality without any intervening processes. And this means we have a tendency to reify the epistemic distinction between world and mind. Hence, so many of us find ontological dualism so plausible. However, this is just the default setting for human beings. It's not a conscious ideology. On the contrary it is only with sustained (and educated) effort that some of us are able to break away from the gravity well of naive realism and subsequent dualism and see the world anew.


Subjectivity

We know that our senses respond to a range of different stimuli from visible light, to physical vibrations, to temperature differences, to our own muscle tension. But all of these are turned into identical electrochemical pulses transmitted by nerve cells exchanging sodium and potassium ions across a semipermeable membrane, linked by synapses in which the signal is briefly carried by neurotransmitters. The point is that the signals that arrive in the brain are not distinguished by being of different kinds. They are only distinguished by where in the brain they arrive and the architecture of the brain. We are still arguing over the extent of the role of the brain in creating experience, but recently Lisa Feldman-Barrett noted that the optic nerves account for only about 10% of the inputs to the primary visual cortex. Fully 90% of the inputs are from elsewhere in the brain. Vision must involve a considerable amount of self-stimulation. And presumably the other senses must be similar. Moreover, we see similar patterns of brain activity whether the subject is seeing something or imagining it. Vision and visualisation both use the same parts of the brain. Which explains why hallucinations can be so compelling.

If we stop back from this level of detail and simply take perception as we perceived it then our "world" is made up from a variety of kinds of sensory stimulation: appearances, sounds, smells, tastes, tactiles, temperature differences, muscle tension, etc. And the characteristic of all of these is that they are objective to some extent. You and I may disagree on the pleasantness of an odour (epistemically subjective fact) but we agree that there is an odour. And this agreement leads us to conclude that the odour exists independently of either of us. The smell is an ontologically objective fact. If the smell is the reek of methyl or ethyl mercaptan (the sulphur analogues of methanol and ethanol) then we may agree that it serves the function of making natural gas for cooking detectable by its odour (epistemically objective fact).

The point is that for many of our senses there is some aspect of the information we have access to that is public and accessible to any observer, even if we disagree on some of the subjective facts. No one would ever argue that the pungent smell of ethyl mercaptan is not an odour. Even the synesthete is aware of perceiving one sensory modality in terms of another. Synaesthesia is not a delusion.

Again, our awareness of mental activity is not like our awareness of the other senses. We may be able to use functional MRI to see enhanced blood flow in different parts of the brain correlating with some experience, but the content of our mental activity is not available to anyone else. Our mental sense is ontologically and epistemically subjective. In some senses mental activity is analogous to digestion. We swallow food and it is digested within our body. The nutrients are absorbed by our gut and circulate in our blood. Those nutrients are not publically available, they are contained within us. We can detect changes in blood flow or blood components, but this information does not permit my nutrients to nourish your body.

In this view, subjectivity is not such a mystery. The brain is an internal organ, housed within the skull, and with the body as its interface with the world. Sense data comes in, muscles move in response to signals from the brain (and to some extent from spinal cord). It would make no more sense for mind to be public than it would for nutrition to be public. Inputs from the brain to the brain, i.e. from one part of the brain to another part of the brain are going to have a different flavour to those which come from outside the brain.


Conclusion

Despite advances in science and refinements in philosophy, we still routinely encounter the so-called mind-body problem. I've argued that this is so because there is a striking epistemic distinction in the sensory modes through which we experience mind and body, self and world, spirit and matter. We all have a tendency to reify this epistemic difference and treat it as a metaphysical difference. And this lends plausibility to the belief. We feel that self and world are quite different and thus we believe that they are, we take actions based on this belief, and we subsequently float reasons why we believe or why we acted in that way. This is the process:

feelings → beliefs → actions → reasons

Scientists and philosophers have decisively come down on the side of monism in their work, with a few holdouts that are not taken very seriously. The methods employed tell us that what seems intuitive and plausible is not the case. If we are interested in understanding the world as it is, then this is important.

Part of the problem is that many science communicators are still working with the classical theory of rationality: if you just present someone with the facts they will changed their minds. That is to say we start with reasons and expect people to work backwards, against the flow, and change how they act, believe, and feel. And it doesn't work. Sadly, right wing politicians have embraced this new model and now spend all their time trying to manipulate how we feel, while left wing politicians are still trying to make rational arguments.

On the other hand, there is no great disadvantage to being an ontological dualist. There appears to be no evolutionary disadvantage and there is no day to day disadvantage. When we combine the intuitive plausibility with the lack of any disadvantage for being wrong we get a persistent fallacy. Many of the dualists I know are simply not interested in metaphysical monism. To them it seems to lack salience, or if it is salient, then it is counterintuitive.

There is no getting around the fact that the audience for philosophy is human beings. If we ignore this and pursue truths in the abstract then we can easily become irrelevant to most people. Worse, many intellectuals fail to understand why their ideas don't take off and they blame the audience. As communicators, the responsibility lies on us to get our message across. We are making assertions and thus the burden of proof is on us. If we fail to get our message across, then we have to consider this our failure, not the failure of the audience. It is a poor teacher who blames the student.

As I write this, I am waiting to hear back from a conference organiser about a proposal to give a presentation. What I propose to do is tear down 2000 years of hermeneutics and exegesis and argue for an entirely new way of seeing things. I have outlined the reasons for doing this in ten peer-reviewed articles and dozens of essays here on my blog. At the same time as feeling confident in my conclusions, I am acutely aware that none of these articles has been cited. I think some of them have been read by some people, but as yet my work is either unknown, or not considered salient. Heart Sutra articles still appear that are completely unaware of my articles. How to go about dismantling a familiar, and to some extent cherished, paradigm? If I had four hours I might present something like coherent case. But the best case scenario is that I'll have one hour. At best I'll be able to gloss some of the main points. I doubt anyone who has not already read the relevant papers will even follow the argument let alone be persuaded by it. And yet I have to try.

This is the kind of dilemma that philosophers face all the time in getting across new ideas. New paradigms seldom emerge fully formed and they are almost always resisted by the old guard. Max Planck quipped, perhaps a little unfairly considering history, that his field progressed one funeral at a time. In other words as the old gurda died they made space for new ideas.


Bibliography

Bronkhorst, Johannes.2020. "The Religious Predisposition." Method and Theory in the Study of Religion 33(2) :1-41.

Metzinger, Thomas. (2009). The Ego Tunnel: The Science of the Mind and the Myth of the Self. Basic Books.



24 June 2011

(Re)educating the Body

bodyPHILOSOPHER THOMAS METZINGER is interesting for a number of reasons. For one thing he has had a number of out-of-body experiences - spontaneous, waking and vivid - and he takes such experiences seriously. He says that any theory of consciousness must account for such experiences or it is "just not interesting". For Metzinger the sense of being an autonomous self is a consequence of the particular way the brain models its surroundings and interactions with them. In particular the proprioceptive or kinaesthetic sense is important in providing a locus of experience. Proprioception is the felt sense of our body - the sum total of information about muscle and tendon tension throughout the body, as well as information from the inner ear about orientation. It is proprioception that allows us to locate ourselves in space without seeing ourselves. Our sense of self, of being a self, is intimately tied to this internal model of the body.

Even when there is no actual limb to feel -- if one is amputated, or through a congenital defect never develops -- we may still have an image of it in our heads. Metzinger quotes the example of a woman born with no arms or legs who none-the-less experiences four phantom limbs with varying degrees of vividity. Phantom limb pain in amputees is a common problem. And how can something that does not physically exist cause us pain? Only if we have a mental representation of it, and it registers the mismatch between the representation and the reality in terms of pain.

In addition there is a visual map of the body generated in the brain. I've noticed, for example, that in learning Tai Chi I often have to look down at my feet to see where they are. My internal proprioceptive map is a little unreliable at times. So my visual sense helps to correct that - once I visually check where my feet are currently, I can correct their orientation and internally 'see' where they actually are, and feel what that is like, and hopefully learn to keep better track of them. Having to look at one's feet is rather a disadvantage in moving about, but in martial applications is potentially fatal. No doubt this is a modern malfunction, as it is hard to imagine our clumsy footed hunter-gatherer ancestors surviving long enough to breed.

It is possible for one or other of these internal maps to over-ride the other. As is shown by the rubber hand experiment we can integrate inanimate objects into our body image, a case of the visual over-riding the proprioceptive sense; and similarly in Phantom-limb Syndrome it is possible to have a felt sense of a limb where there is none to see (or feel). Sometimes a phantom limb will feel paralysed and V.S. Ramachandran has used mirrors to give a visual illusion of the missing limb moving which allows it to be re-animated in the mental model. Sometimes we can integrate an entire virtual body into our body image as in experiments carried out by Olaf Blanke in association with Metzinger (See Guardian 17.2.11 which likens Blanke's work to the Avatar movie where people 'inhabit' virtual bodies).

Metzinger has plausibly theorised that out-of-body experiences occur when the proprioceptive and visual models of the body lose synchronisation. They are most frequently associated with trauma which may account for the mismatch. The felt sense is of floating, while the visual sense is actually unchanged. Apparently the visual information available during waking out-of-body experiences is still just that of the physical eyes - one doesn't see one's own face for instance. It is not that we are receiving information from some other source, only that we feel our point of view as disconnected from its usual location. In a related phenomena we can feel a sense of presence near us (typically behind). This is the result of a similar process. It is ourselves we sense, but we feel dislocated from our visual sense, and so the felt sense becomes 'other', often interpreted as a 'spirit' for instance. I know several people who've had this kind of experience, and who interpret it as confirmation of the presence of supernatural beings.

I prefer Metzinger's explanation of the phenomena without in any way denying that an experience was had, or felt to be somehow significant at the time. I'm not convinced by explanations involving supernatural phenomenon because it is possible through direct brain stimulation (as sometimes happens in operations for severe epilepsy) or through stimulation of the brain using magnets against the skull, to cause these experiences to happen. An out-of-body experience can be physically induced using electro-magnetism to stimulate brain cells, and this reduces the likelihood of a supernatural cause to almost zero in my view. Recent studies have shown that the drug Ketamine can also induce out-of-body experiences, presumably also by disrupting the synchronisation of the various body maps in the brain. The explanation of the effect is found in the workings of the brain. The interpretation of the experience -- i.e. what it means to the person having it -- seems to depend on the context, and the preconceptions of the person having the experience.

During the late 1980s I became fascinated with F. M. Alexander and his 'technique'. I read all of his books, and all of the then available literature; and I had several dozen lessons in the technique. It is remarkable. Though it can be difficult to communicate what the Alexander Technique is or does, the gist is that Alexander discovered through trial and error that his proprioceptive sense was unreliable, and was able to retrain it by careful observation of his own movements using a mirror. Alexander thought that many ailments and malaises were caused by poor functioning of the body due to a corrupted proprioceptive sense, and indeed many people trained in his technique do enjoy better health generally. For instance your typical Westerner slumps, has rounded shoulders, and carries excess tension in their neck muscles (and doesn't know where his feet are!). This causes postural imbalance, breathing difficulties, back pain, and in the long term contributes to poor functioning, and probably emotional disturbances (though some would point the causal arrow in the opposite direction when it comes to emotions). In an Alexander Technique lesson one learns to retrain the proprioceptive sense through subtle physical interactions with a teacher who has an accurate proprioceptive sense. These interactions are very similar to some of the subtle techniques used in Tai Chi during sticking and push hands to sense the 'root' of a partner. It's something that has to be felt and is very difficult to put into words.

A mismatch between proprioception and vision can, in extremis, cause us to have out-of-body experiences. Most of us do not have such experience, but we do have these everyday minor glitches when we habitually slump or lose track of our feet. There is not enough disturbance to strongly effect our awareness -- no shifting of our point of view for instance -- but there is an effect. It clearly is a problem, and typically it becomes gradually worse over our life time. This suggests that as we try to find the best way to live in the modern world that attention to this problem needs to be considered.

Some kind of physical training which emphasises proprioceptive awareness rather than simply cardiovascular fitness or muscle mass, and in particular refines the accuracy and synchronisation of this sense with other aspects of our internal self model, would seem to be a desirable companion to any mind training techniques we use. We have a number of options from various disciplines. We can use Chinese Tai Chi, or Indian Yoga for instance; but from the West we also have Alexander Technique and the Feldenkrais Method which work more explicitly with proprioception without the more metaphysical and symbolic elements of Asian approaches. This doesn't exhaust the list. All temperaments are catered for.

This is a more prescriptive argument than I would usually make. I usually aim for understanding of a principle, or how to read a text; I'm not usually saying what to do on the basis of that understanding or reading, even if I think it's obvious what everyone should do. But for me there is a stronger sense of imperative about this theme of physical education because it is so clearly the direct cause of a lot of misery, and relatively easily dealt with. We had a subject called "Physical Education" at school, but though it involved being physical, moving around or playing sports, there was little or no education. By contrast many music schools now routinely give their students Alexander Technique lessons to ensure that poor body use does not result in repetitive strain injuries. Prevention is both better and cheaper than cure. And actually the practices are fun. If you aren't currently doing some form of body education along the lines I've been writing about, I would recommend that you start. The benefits are legion.

mens sana in corpore sano
nοῦς ὑγιὴς ἐν σώματι ὑγιεῖ
आरोग्यवन्मनः आरोग्यवच्छारीरे

~~oOo~~


See also:


03 June 2011

Body and Mind

Assutavā Sutta
(SN 12.61, PTS S ii.94-95)
THUS HAVE I HEARD. One time the Buddha was staying in Sāvatthi in the Jeta Grove, in the park of Anāthapiṇḍika… [the Bhagavan said] the folks (puthujjana) who are unlearned (assutavā)[1], monks, might become fed-up (nibbindati) with the body composed of four elements, might lose interest (virajjati) in it, and might be freed (vimutti) from it. The reason? The taking up and putting down, the grasping and giving up[2] of this body four elements can be seen. Therefore the unlearned folk might become fed-up, lose interest, and be free.

However that which is called ‘thought’, ‘mind’, or ‘cognition’ is insufficient for the unlearned folk become fed-up, lose interest, and be freed from it. What is the reason? For a long time the unlearned folk have hung on, cherished, and succumbed to the thought ‘this is mine, I am this, this is myself’. Because of this it is insufficient for the unlearned folk to become fed-up, to lose interest in it, and be freed from it.

It would be best, monks, for the unlearned folk to approach the body as their self, rather than thought. What is the reason? The body made from the four elements is seen remaining for 1 season [3], 2, 3, 4, 5, 10, 20, 30, 40, 50, remaining for 100 seasons or more.

And that called ‘thought’, ‘mind’, or ‘cognition’ is night and day arising and ceasing, one after another. [4] Just like, monks, a monkey goes through a forest on the side of a mountain,[5] swinging from branch to branch. [6] So, monks, that which is called ‘thought’, ‘mind’, ‘cognition’ night and day is arising and ceasing, one after another.[7]

Therefore, monks, the learned (sutavā) noble-disciple (ariya-sāvaka)[8] pays close attention[9] to the dependently arisen origins: thus –
There being that, this is; with the arising of that, this arises. When that isn’t there, this isn’t; with the ceasing of that, this ceases: thus when there is ignorance there is volition, from the condition of volition there is cognition and so on, and this is the origin of the whole mass of disappointment. With the remainderless cessation of ignorance there is no volition, with the cessation of volition there is no cognition and so on, and this is the way the whole mass of disappointment ceases.
Seeing it like this the learned noble disciple is fed-up with forms, fed-up with sensations, fed-up with apperception, fed-up with volitions, fed-up with cognition; and being fed up, loses interest, and is free, and knows “birth is cut off, the perfect life is lived, what needed to be done is done; no more becoming here.”

~~o~~
Comments

The sutta makes two kinds of comparisons - between bodily and mental experience; and between ordinary people (assutavā puthujjana) and ideal disciples (sutavā ariyasāvaka).

The body does not change very fast and may continue on for a long lifetime changing only gradually, and leaving us with the perception of continuity, and therefore of a lasting identity. However even the ordinary person who has not heard (assutavā) the Buddhadhamma, and who is not making an effort (by definition) might still find the body disappointing, as they age, get ill, and die. They might still, according to this text, come to liberation from the body because of the dissatisfaction associated with the body. The Buddha allows that if you were going to identify with anything as your self, then the body would be a better candidate because it is far more stable. I think this is hyperbole for an audience of people already committed to the path, a point I'll come back to. In talking about getting to liberation the Buddha mentions the sequence of terms nibbindati - virajjhati - vimutti. This is the end of the upanisā sequence (c.f. AN 10.1-5, AN 11.1-5, & SN 12.23; see my blog Progress is Natural) and in suttas which have this sequence nibbindati arises from yathābhūta-ñāṇadassana: knowing & seeing the nature of experience.

However most of us think of 'I' as the thoughts in our mind - we identify ourselves with the content of our minds - cogito ergo sum "I think [about stuff], therefore I am" (sañjānāmi tasmā asmi). The text uses the three main terms associated with 'mind': citta, mano, and viññāṇa. Bhikkhu Bodhi renders them "mind, mentality, and consciousness" in his Saṃyutta translation (p.595) - and notes his struggle to find suitable distinctions as he routinely translates both citta and mano as 'mind' (p.769). I think my translation brings out later differentiations between these words, though I suspect this is overcooking things a little, and perhaps they are simply synonyms here. [c.f. Mind Words]. It is this identification with our thoughts which makes it unlikely that we will become fed-up our mental processes - we don't think of mental processes as 'us', at least not in the conscious way that we think about, e.g. what to have for dinner: to ourselves, we are our thoughts. The sense of being a self is vivid, transparent (i.e. we don't see ourselves making the identification), instantaneous, and persistent.

The mind goes from one mental event to another like a monkey swinging from branch to branch, grasping first this and then that object - and each time generating a cascade of sensations, responses and proliferation - which all happens so fast that it seems to just be the ways things are - this feature is referred to Thomas Metzinger as 'transparency' because we don't 'see' it. This description of the mental process is perhaps the most attractive feature of this text.

And part of what we do in this process is create a virtual point of view, or First Person Perspective - "I, me, mine". I've come to the conclusion, after many years of resistance and argumentation, that what is intended by attā in these cases is the ego, in more or less the same way that Western psychologist speak of it, as opposed to the soul-like ātman of Brahmanical religion which provides continuity between lives. (If I was a UK politician, this would be called a policy U-turn). I don't think Buddhists were cognisant enough with the kinds of ideas about ātman that we meet in the early Upaniṣads to warrant our directly linking the two. This sense of identification with, and ownership over the contents of our minds is what prevents us from becoming liberated. [C.f. First Person Perspective] This includes all the polemical terms like selfishness, egotism, and self-centredness, but I'm not sure it is simply a critique of selfishness - it seems to be about how we identify with experience, and how we therefore generate expectations of experience that it cannot deliver. Selfishness is one little corner of a much larger issue!

The Buddha is outlining the worst case scenario for the monks, before telling them what the ideal disciple would be like. The ideal disciple is sutavā 'education, learned' (literally: 'one who has heard'), and is described as ariya which we would typically associate with someone either liberated or well on their way to liberation (at least a sotapanna 'stream-entrant'). Presumably most of the monks are somewhere in the middle. It's a fine rhetorical strategy to show that they have come a long way from being ordinary lay people, but have some way to go before finishing their task.

The ideal disciple is one who employs yoniso-manasikara. I have explored this term in the Philogical odds and ends II, but would also refer readers to the Theravādin blog where another interpretation can be found which is very useful. However I think my own definition 'thinking about origins' is apposite here. The content which one is paying attention to is paṭicca-samuppāda - the formula imasmiṃ sati idaṃ hoti... and the nidāna sequence. (see also A General Theory of Conditionality for a critical look at the relationship between the two). In this case one is paying attention to how things arise from conditions - to the processes arising (and ceasing) in dependence on conditions. And it is clearly implied here that where one needs to focus this exploration is in the mind. It is the mind that we mostly identify with and which is very hard to see in a way that conduces to liberation. It is relatively straight forward to see the body as conditioned (it is even a truism in the Western intellectual tradition that 'things change'), but it is in seeing the processes of the mind this way that the breakthrough to bodhi comes.

I imagine that this was a tailored discourse. It may not be a general teaching on the relative qualities of mind and body, so much as a teaching for people who were ascetics in the first place. It seems to me that the Buddha assumes that the monks, unlike lay people, do not see the body as their self, and dis-identification with the body is exactly what we would expect of ascetics. And what they would need is a teaching on how to deal with identification with the mind. Note that he almost taunts them by saying - even an untutored ordinary person might become liberated by being fed-up with their body - so if you're a bhikkhu, or possibly an ascetic, who is dis-identified with the body, then why aren't you liberated already? Remember that the Buddha has been down this road of mortification of the flesh and found it wanting. I think this perspective helps to make sense of what he is saying about ordinary people and the body (which is otherwise a bit paradoxical). The text clearly has broader appeal and application, but it is important to be sensitive to context when interpreting a text, especially where it seems natural to generalise the content.

The ideal disciple -- the sutavā ariyasāvako -- becomes fed-up not with the body but with forms, sensations, apperception, volitions, and cognition; that is with the khandhas, what I call (following Sue Hamilton) the 'apparatus of experience'. Whereas these are usually taken in quite a materialistic way by the Buddhist tradition, Hamilton has convincingly shown them to be collectively concerned with experience, they are the processes by which, or through which we have experiences. So the ideal disciple sees this, becomes fed-up with this whole process, and it is through disillusionment with the processes of experience that they are liberated.

A discourse like this one throws some interesting light on the historicity of the Dharma. It seems to make more sense in a specific context, but we can only imply this. If the implication is wrong, and there is every chance that it is, then it leaves us puzzling over the possibility of ordinary people spontaneously becoming liberated, and the Buddha recommending that if we must believe that something is our self then we should opt for the body as it is more likely to disappoint us in the long run. In the end we have to select the option that makes most sense to us, and follow up to see where it leads. The one thing that a detailed study of Buddhists texts does not supply is certainty about the Buddha's message!

I seldom talk in terms of practice here, but in this case I offer the following way to approach meditation on impermanence from my own practice. It's usual when considering impermanence to take a changing object, or to try to get your head around the "fact" that "everything changes" by seeing everything around you changing. I think these are fair places to start. But in fact many things don't change that much. I've had this coffee cup for a couple of years, and it hasn't changed in that time as far as I can see. I have a B.Sc in chemistry so I know it is changing in ways that I cannot see, but the Buddha didn't know this, didn't have electron microscopes, spectroscopy, or magnetic resonance imaging did he? So when reflecting on impermanence chose an object which does not visibly change for the duration of the meditation. I have lump of quartz I brought with me from New Zealand. Beautiful, but quite inert and probably unchanged for millions of years! What can impermanence mean with respect to this from the point of view of an Iron Age person like the Buddha? And yet when looking at and/or thinking about something relatively unchanging, experiences still come and go. Why is that? [Rhetorical questions]

A second level is to then reflect on how we perceive change. If everything is moving at the same speed (say like inside an aeroplane travelling at 500kph) then we don't perceive things to be moving relative to us (this is the Principle of Relativity). The perception of change requires a reference point. For us, most of the time, it is our sense of 'self'. Change around us is perceived with respect to our sense of continuity. Other people change, and I look older, but inside I'm just the same person. Think of the potency of the phrase "you've changed". But consider that your sense of being a self, your First Person Perspective, is just an experience as well. It has all the features of other experiences, including impermanence. Contra Metzinger, I do believe that if we approach things in the Buddhist way we can get glimpses of this process in action, and that it is liberating.

Yes, people, places and things change, the world changes; but then again we've known this forever. Heraclitus was a contemporary of the Buddha! We need to get beyond this banal observation and see the process of changing experience and our responses to the changing of experience -- to see that mental experience is a feedback loop, where the output immediately becomes input, and generates complexity like the Mandlebrot set. It really does help to have experience of samādhi when trying this, but one can get glimpses without it. So go ahead and consider impermanence in the light of an unchanging object. Let me know if you get enlightened.

~~oOo~~



Notes
[1] nominative of assutavant: opposite of sutavant ‘one who has heard; i.e. ‘one who has been taught the Dhamma’, ‘learned’.

[2]ācaya ‘piling up, accumulating’, i.e. accumulating the actions the fruit of which are rebirth; apacaya – opposite of ācaya, i.e. decrease in the possibility of rebirth; ādānaṃ - grasping; nikkhepanaṃ - getting rid of the load.

[3] vassaṃ - literally ‘rain’, i.e. the rainy season. More or less equivalent to a year. Monks counted years of ordination by the number of rainy season retreats they had completed.

[4] aññadeva… aññaṃ. ‘another and another’.

[5] Such as one still finds around the Vulture’s Peak in Rājagaha where I have seen monkeys doing just this! There aren’t any mountains nearby Sāvatthī.

[6] lit: “grasping a branch, having released it grasping another, having released that grasping another” (sākhaṃ gaṇhati, taṃ muñcitvā aññaṃ gaṇhati, taṃ muñcitvā aññaṃ gaṇhati)

[7] Cf AN i.10. “No other single thing can I perceive, monks, that is so changeable as the mind (citta). So much so, monks, that there is no simple simile for how changeable the mind is.” (Nāhaṃ, bhikkhave, aññaṃ ekadhammampi samanupassāmi yaṃ evaṃ lahuparivattaṃ yathayidaṃ cittaṃ. Yāvañcidaṃ, bhikkhave, upamāpina sukarā yāva lahuparivattaṃ cittan’ti.)

[8] ariyasāvako ariya ‘noble’, sāvaka ‘a hearer, someone who has listened to the Dhamma’ synonymous with sutavant.

[9] yoniso manasi karoti cf yoniso-manasikara sometimes ‘wise attention’ but yoniso means ‘according to the origin’ [yoni ‘origin, womb’ with the distributive suffix –so] so the phrase implies paying attention to how things arise, to dependent arising. Yoniso manasi karoti cf yoniso-manasikara sometimes ‘wise attention’ but yoniso means ‘according to the origin’ [yoni ‘origin, womb’ with the distributive suffix –so] so the phrase implies paying attention to how things arise, to dependent arising. See also Yoniso manasi karotha on the Theravādin Blog.

02 January 2009

The Body in Buddhism

The body in buddhism
While on my ordination retreat we studied the Bodhicāryāvatara by Śantideva. This is a core text for the Western Buddhist Order, and also a favourite of the Dalai Lama. It is a Mahāyāna work from probably the 8th century, written according to legend at the great monastery at Nalanda. The theme is the path or conduct (carya) of the bodhisattva and the text is structured around the six perfections. The text is celebrated for the anuttara pūja incorporated into the first few chapters which contains beautiful and elaborate evocations and offerings, but also for the relentless deconstructive arguments of Śantideva. In many ways it is the epitome of late Indian Mahāyāna.


At the same time as studying the Bodhicāryāvatara we were reciting verses from it in our evening puja, and during those pujas we had readings from the text as translated by Andrew Skilton (aka Dharmacari Sthiramati) and Kate Crosby. The readings were very evocative. However at one point I was struck by a series of images which seemed quite out of place. In the chapter on Meditation we find a number of references to the body, and particularly to the bodies of women (the audience for the text having been monastic men). It goes on at some length, and the translators assure us that the language is quite as coarse as they portray it in the translation. Let me quote you a few passages to give an idea:
50. Taking no pleasure from silky pillows stuffed with cotton because they do not ooze a dreadful stench, those in love are entranced by filth.

52. If you have no passion for what is foul, why do you embrace another, a cage of bones bound by sinew, smeared with slime and flesh

53. You have plenty of filth of your own. Satisfy yourself with that! Glutton for crap! Forget her that pouch of filth!

59. If you have no passion for what is foul, why do you embrace another, born in a field of filth, seeded by filth, nourished by filth?

60. Is it that you do not like a dirty worm because it's only tiny? It must be that you desire a body likewise born in filth, because it is formed from such a large amount.

61 Not only are you disgusted at your own foulness, you glutton for crap, you yearn for other vats of filth!

(pages 92-93 of Skilton and Crosby)
Hearing these words I found myself reeling. My first reaction was that this kind of sentiment did not belong in our puja, that this kind of language did not belong in our devotions; that in fact this was not the kind of Buddhism I signed up for. Several years have done nothing to change this opinion. In fact I have become more clear that hatred of this type, hatred towards the body, has nothing to do with the Buddhism I practice.

Sue Hamilton follows the development of Buddhist attitudes to the body in his book Identity and Experience. The Constitution of the Human Being According to Early Buddhism. She shows that the earliest texts were in fact quite neutral towards the body. The attitude was analytical - one examined the experience of being embodied dispassionately to see that this was a conditioned experience like any other. There is none of the harping on impurity that we find later. Hamilton associates the subject of purity with Buddhaghosa, but I don't think the great commentator could have been an influence on Śantideva. It had to have been a more general movement.

I have already written about my concerns over ritual purity manifesting as superstition in Buddhism. Where these ideas operate in Buddhism I think we have to see them as having infiltrated from surrounding Hindu culture. In a paper I've had accepted for publication in the Journal of Buddhist Ethics I argue that the Buddha rejects notions of ritual purity and substitutes instead the idea of ethical purity. Concern with ritual purity was quite general during the Buddha's time with Brahmins and Jains finding it a concern. Everyone has technical terms indicating a 'return to purity' for instance - pratikramana, paṭikaroti etc. It is therefore possible to see Buddhism as a path of purity (visuddhimagga) but only in the ethical sense. Brahminical purity was intrinsic to people by birth, and to actions and substances by their nature. Ethical purity on the other hand depends largely on intention (cetana) - the motivation behind actions of body, speech, and mind are what make an action pure or impure. However it would be unusual to find this particular distinction - the usual one would be kusala/akusala i.e. competent/incompetent.

So there is no justification for seeing the body or it's substances as intrinsically impure or foul. Śantideva describes the body as for instance a "pouch of filth", or as "born in a field of filth, seeded by filth, nourished by filth". The fact is that the religion in which human bodily fluids (including here even mother's milk! ) are seen as polluting is Hinduism. I think the contrast here between western attitudes and caste Hindu Indian attitudes is made very stark by the reference to milk. In Indian the milk of the cow, even bovine shit and piss, are seen by caste Hindus as intrinsically pure and holy, whereas the milk of a woman is foul. If there was ever a traditional idea that we needed to reject this is it. Shit is a disease vector and we rightly avoid handling it, but mother's milk? We see mother's milk as a highly beneficial substance because it bestows health and vitality on the infant. There is no better nutriment for a human infant than its own mother's milk. Mother's milk is a symbol of virtue and vitality in the West. The full breasts of a lactating woman are ancient symbols for fertility and prosperity in our culture.

So on the retreat I took a little stand and made my point to everyone there. I don't think I argued the case well back then, it was a heartfelt reaction rather than a thought out position. I'm hoping that this more thought out essay will make the point more effectively. It's important in the WBO because we have a large number of people from backgrounds in Indian which are these days called Dalit (perhaps a third of our order). I can understand why they want to distance themselves from the former label applied to them and their peers. Fifty years ago they would have been called untouchable because caste Hindu considered their mere touch to be ritually pollutting. People were untouchable on the whole because of the family/community they were born into. Widows also became untouchable on the death of their husbands as is poignantly portrayed in the film Water by Deepa Mehta.

The practice of untouchability was outlawed when India became independent largely due to the efforts of the great leader Dr B R Ambedkar, although it has not disappeared from India where Dalits are regularly persecuted and sometimes killed. Dr Ambedkar along with hundreds of thousands of his followers became Buddhists, and these people make up the bulk of the Indian wing of the WBO (although I think the WBO is quite a small part of the greater Ambedkarite movement). As such I think we contemporary Buddhists, especially we FWBO Buddhists, have a special duty to identify and root out ancient prejudices, and especially any notions of ritual impurity.

A person and their body is as only pure or impure as their actions, they cannot be born impure, nor be made impure by contact with supposedly impure substances. There is no reason for describing the body as impure: it runs counter not only to the spirit of Buddhism, but to the politics of fighting oppression in India. I hope that this essay generates some interest and discussion amongst my colleagues.

~~oOo~~

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