Showing posts with label Epistemology. Show all posts
Showing posts with label Epistemology. Show all posts

02 September 2022

Some Notes on Cessation and Prajñāpāramitā

My thirteenth article on the Heart Sutra has been published. 

(2022) "The Cessation of Sensory Experience and Prajñāpāramitā Philosophy" International Journal of Buddhist Thought and Culture 32(1):111-148. IJBTC Website. [free download]. Academia.edu

In this article I directly address the philosophy of Prajñāpāramitā as it occurs in Prajñāpāramitā texts for the first time (for me, and probably for you too). I'm not the first to attempt to explain Prajñāpāramitā, by any means. That said, these days I'm operating in an entirely different paradigm to scholars like Edward Conze or Linnart Mäll, or religious leaders like the Dalai Lama and Thich Nhat Hanh. I never did fully accept the metaphysical speculations that surround this genre, which always sounded screwy to me, but now I know there is a better alternative. As usual, I rely a great deal on pioneering work by Sue Hamilton, Jan Nattier, and Matthew Orsborn (aka Huifeng).

Hamilton (2000) explores an epistemic reading of early Buddhism, notably the khandhas. She shows that it is far more coherent to think of the Buddha as being concerned with experience rather than with reality. Indeed, there is no Pāli word that corresponds with our concept "reality" and few, if any, texts that discuss reality or the nature of reality. What the Pāli suttas mainly discuss, amidst all the myth and miracles, is sensory experience and, in particular, the cessation of experience during meditation. That sensory experience can cease without loss of consciousness is the key discovery that sets Indian religion and philosophy apart. A great deal of Indian religion seems to me to be bound up with the implications of this discovery.

Nattier (1992) showed that the text was composed in Chinese, and both Huifeng and I have independently confirmed this by showing that the patterns she observed in the core passage can be seen throughout the Heart Sutra. Huifeng (2014) was the first to notice certain mistakes in the Sanskrit text that have contributed to our misreading of the Chinese Xīn jīng «心經». He noted, at the time, that the corrected text points to the need for an epistemic reading if the Heart Sutra. In 2015, I published the first of a series of articles pointing out long-standing, but unrelated, mistakes in Conze's critical edition of the Prajñāpāramitāhṛdaya. Between us, we ought to have created enough doubt to suggest the need for a reappraisal of Prajñāpāramitā philosophy. 

This essay is a kind of supplement to the published article, with more background information. I begin with some history.


Some History

At around the time that city states were emerging on the central Gaṅgā Valley floodplains, new religions , or Dharmas, were emerging in the region: theistic Brahmanism, Sāṃkhya, Jainism, Ajivaka-ism and, of course, Buddhism. And these appear against a backdrop of local animistic religions from which Buddhism  got yakkhas, tree-spirits, and other non-human (amanussa) beings. Archaeologists tell us the new cities begin to appear in the sixth century BCE. The cities are mainly kingdoms and several of them are characterised by imperialism and military conquest. The Moriya dynasty of Rājagaha and Paṭaliputta went on to spawn a subcontinent spanning empire in the third century BCE. Of the ancient cities from that time, only Varanasi (Pāli: Kāsī) has been continuously occupied.

Incidentally, although it is de rigueur to give historic names in Sanskrit, the practice is incoherent. Almost no one outside of the Punjab spoke Sanskrit at that time. The other thing that emerged at this time were the Middle Indic (or Prakrit) languages, the everyday speech of people in those regions was not the Old Indic saṃskṛtabhāṣya recorded by Pāṇini. The new vernacular languages probably don't derive directly from the language of the Brahmins, either, since that was only one form of Old Indic and preserved only within a hermetic community of Brahmins. In particular, there can be no suggestion that Lāja Piyadasi, aka King Asoka, ever spoke or used Sanskrit in any way. It is anachronistic to refer to him in Sanskrit as Aśoka (or Ashoka).

I have speculated (Attwood 2012), based some informal comments by Michael Witzel, that one catalyst for the social transformation that resulted in city and Prakrits emerge was the arrival of small groups of people (including the Vajji, Mallas, Kāmālas, and Sakkas) who initially migrated into India from Persia (bringing with them some Persian ideas and customs, a few of which were incorporated into Buddhism). After a dry spell, they moved into the interior, avoiding the Brahmin territories to the north, and settled on the margins of the emerging city states in the Gaṇgā Valley, where they took up the patterns of life that we see depicted in Pāli stories.

We have little reliable evidence for this period, but it seems likely, from texts like the Bṛhadāraṇyaka Upaniṣad and the Ariyapariyesanā Sutta, that meditation in the sense of withdrawing attention from sensory experience was discovered by a group of migrant Brahmins living around the city of Kosala who were experimenting with visualising rituals, rather than acting them out (sometimes called the "interiorisation of ritual").

However it happened, the early hagiographies of the Buddha show him learning how to meditate from non-Buddhist teachers whose attainment of the āyatana states are consistent with attention-withdrawal being their main technique and who are distinguished only by how far they got with it. Buddhists, especially the Theravāda sect, were at pains to show the Buddha breaking away from his early teachers and finding his own technique, which we now refer to as jhāna (Skt dhyāna). But there are also suttas in Pāli, notably the Cūḷasuññata Sutta (MN 121), that show Buddhists still doing the older style of meditation in which one withdraws attention and reflects on the absence of sensory experience that results from this. The persistence of this thread in Buddhism in the Buddhist canon is all the more interesting when we consider that it went against the flow of Buddhist orthodoxy, which at that time was rapidly moving towards focus on Vinaya and Abhidharma. In this sense we can think of Prajñāpāramitā as an innovative literary form emerging from a conservative community of meditators. 

Learning to withdraw attention from sensory experience can be fascinating. Not least because it is functionally identical to sensory deprivation and has the same side effects, i.e. visual, aural, and somatic hallucinations. Experienced meditation teachers tell us that the weird sensations, lights, and even sounds that we encounter in our minds when we first learn to meditate are not significant. However, as sensory deprivation intensifies we may have more vivid hallucinations with a hyperreal quality that very often are judged to be significant. We tend to call these types of hallucinations "visions" and attribute a heightened meaning to them. Many meditators feel that their "visions" have revealed an ineffable truth about the universe to them. As yet there seem to be no scientific studies of the role that sensory deprivation and consequent hallucinations play in Buddhist meditation (I've dropped hints with some of the leading neuroscientists via Twitter: look up people like Karin Matko, Heleen Slagter, Thomas Metzinger, Ruben Laukkonen, etc).

Ancient texts like the Cūḷasuññatā Sutta tell us that beyond all this foam of ephemeral sensory experience there is a state (variously deeper or higher depending on preferred cognitive metaphors) in which all sensory experience has ceased (nirodha), is extinguished (nirvāṇa), or absent (śūnya). I speculate that after emerging amongst Brahmins in the Kosala region, these techniques were taken up by all the religions of Second Urbanisation India. People of those various religions were all practicing attention withdrawal but (then as now) interpreting the results differently according to their own doctrines. 

The Buddhist explanation of the absence and presence of sensory experience became the dependent arising doctrine, which some Buddhists sought to make a theory of everything. In this view, sensory experience arises dependent on the presence of conditions (imasmin sati idaṃ hoti), one of the main conditions being "attention" (manasikāra). In manasikāra, the kāra refers to "a maker" and manasi is manas "mind" in the locative case. In English we naturally want to read this as "in the mind", but I'm a little doubtful about whether ancient Buddhists had the cognitive metaphor: MIND IS A CONTAINER (see The 'Mind as Container' Metaphor 27 Jul 2012). In translation the locative typically becomes the prepositions "in, on, at, etc," but we can also read it as "with reference to". So manasikāra would be "a maker with respect to the mind". It is apparent that in some contexts words like manas, citta, and vijñāna were seen as interchangeable; while in other contexts they have distinct technical meanings. We typically take this context to be temporal, with technical terms emerging relatively "later" than undifferentiated forms. But this is a presupposition and as far as I know there is no evidence external to the texts that could corroborate this. Such differences need not be temporal at all. They might be sectarian, for example, or geographical. We really don't know. 


A Digression on Causality and Proximity

I'm sometimes chided by orthodox Buddhists for saying that dependent arising implies the presence of the condition; a view on this that I notably share with Anālayo (2021). A prominent Theravāda scholar and journal editor once insisted that the formula only requires the existence of the condition. At the time, I was flummoxed by this but found it difficult to articulate why. 

In modern arguments about causality (which is more rigorous than mere conditionality) physical proximity (or locality) is required for causation. Causation or action at a distance is a deeply problematic idea. Where we see apparent action at a distance, such as magnetic attraction, we always find some intervening medium (the electromagnetic field) or an alternative explanation (gravity is not a force, but an effect of the geometry of spacetime). Most modern scientists and philosophers would question whether any action at a distance is possible on the macro-scale that Buddhism deal with. There is an exception for nanoscale at which is seems that locality may be up for grabs. Causation, as far as any Iron Age Buddhist could have understood it, at a minimum requires the cause to be in the same physical location as that which it acts on, or immediately physically proximate to it. This is not only a logical necessity, but is also implied by the grammar of the Pāli formula of dependent arising. 

So, I can now more confidently insist that the dependent arising formula states that a condition must be present for an effect to arise. It's existence is insufficient if, for example, the condition existed on the other side of the planet at the bottom of the ocean, then there is no possibility of it causing an effect here in my house. 


From Experience to Reality

Causality is a tricky topic (especially if we are trying to understand an Iron Age worldview), but it is easy compared to "reality".  The word is used so vaguely and ambiguously that sometimes it hardly seems to mean anything. Defining "reality" is next to impossible without invoking some other metaphysical quality. For example, we might say that reality is that which exists. But what does it mean to exist? Philosophers are still arguing about this one.

In my view, to be "real" is to have some observable quality that is, or some qualities that are, independent of any particular observer or their beliefs.  It is entirely possible that some real things cannot ever be observed by us. About such things we know nothing and at this stage we likely never will. Many things that might be observed have not been. Think of bacteria which existed for billions of years, but were first observed in the eighteenth century.  

For those aspects of reality that are apparent, all observers agree on some ontologically objective facts. For example, gravity on earth is experienced as an acceleration of 9.8 ± 0.03 m/s2 towards the centre of the planet, and everyone who measures it accurately gets a value in that range. Variations can be explained by the inherent measurement error, and the thickness and density of the earth's crust at the point of measurement (the oblate-spheroid shape of the planetis a factor in this). Gravity is not a matter of opinion. It is not produced by each person individually. Gravity is a fact that transcends the observer. How we explain the universality of gravity depends on the context. 

Those who argue that the material world is an illusion or is generated by the mind, have no interest in explaining a phenomenon such as gravity. It's just part of the "illusion". Illusion and related words are often bandied about in this context. We often see clickbait headlines like "Reality is an illusion" or "self is an illusion". But this is not a form of explanation: it does not help us to understand the concepts involved. Even if something is actually an illusion—like "the dress"—simply calling it an illusion leaves open all the important questions. 

That said, gravity certainly does not behave like an illusion, it behaves like a "brute fact". Anyone who seriously doubts this could try jumping off a tall building while fervently imagining that they can fly to test their belief (Darwin Awards await). 

Some Buddhists are surprised to discover I distinguish experience from reality. They wonder if they not one and the same thing (i.e. they are Idealists). The reasoning is usually along the lines of "mind creates reality". This is a misconception. If mind did create reality, then there would be no reason for everyone to imagine gravity being 9.81 ± 0.03 m/s2. There would be nothing to prevent me from inventing gravity at 5.6 ± 0.3 m/s2. or any arbitrary figure. In the absence of an objective world, what could possibly account for the uniformity and universality of gravity? I've yet to see any convincing explanation of this from an Idealist. 

NB the standard figure for gravity is often given with greater precision that the measurement error allows. The standard figure is 9.80665 m/s2 but the variation due to error is on the order of two significant figures (0.03 m/s2), so the standard figure cannot have a precision greater than that, i.e. 9.81 m/s2.

Gravity is just one of many universal quantities that we know of. Others include the mass of a proton, the charge of an electron, and the speed of light in a vacuum. Explaining these from an Idealistic worldview is difficult at best. Universality seems to requires something extrinsic to the observer  in order to impose standardisation but how to achieve this in a nonmaterial, idealistic worldview? An objective universe, independent of observers, is far and away the simplest and most elegant solution to shared knowledge and universal constants. Over the last 450 years, scientists have described our universe to an exquisite level of detail, often to 10 or 12 decimal places, so that in terms of our everyday world, we now completely understand the processes involved. On this see these blog posts by Sean Carroll. 

The gaps in our understanding of the universe as a whole are huge, but they are at the extremes. The physics of human scales of mass, length, and energy are fully comprehended by the atomic theory of matter and forces. Buddhist idealism is forced to sweep 450 years of science under the carpet and pretend that it is inconsequential compared to what Buddhists say they learn in meditation about the nature of reality. 

Early Buddhists didn't explicitly say, but they did imply that they accept the existence of an objective world. An objective world is not a problem for early Buddhist doctrine, or for Prajñāpāramitā, because the focus is on sensory experience and what happens to our minds when we withdraw attention from sensory experience. The nature of the objective world is, at best, secondary to questions about the nature of experience and the meaning and significance of the complete cessation of sensory experience. As long as the nature of reality allows for sensory experience and cessation it doesn't matter what we believe about it. Especially in Iron Age India when it seemed plausible to take nirvāṇa as an analogue of death, so that by attaining the former, we bring the latter to an end. Once rebirth caught on, the end of it became the avowed goal of all known Iron Age Indian religions. 

Still, getting from objectively real to objective reality is a much bigger step than most people realise.


From Reality to Myth

My approach to abstract concepts like "reality" is broadly speaking nominalist. In this view, reality is the abstract notion that all real things have something in common that qualifies them as real. This common quality then retrospectively authenticates a phenomena as "real". On a nominalist reading, however, abstractions themselves are not real. Abstractions are ideas that we have about experience. Abstracting a perceived commonality and then retrospectively using that abstraction to define what is "real" is a method that produces nonsense. I noted above that it's very difficult to define reality from first principles. Part of the problem is that "reality" is an abstraction; an idea. And this allows that different people can define reality differently depending on their idea. This also means that a phenomenological account of "reality" is no help: what kind of phenomena is an idea? Ideas are subjective phenomena. So how can a subjective phenomena be used to define something objective? 

A further problem we routinely face in Buddhism is that many Buddhists believe in a magical reality over and above "mundane reality". In other words, many Buddhists are openly dualistic about this world (ayaṃ loko) and the world beyond (paraṃ loko). This is typical of all religions that emphasise "life after death". Many Buddhists insist that there is a more real world, or a real world juxtaposed with the world of illusions reflected by sensory experience, waiting for us after death, be it nirvāṇa or a buddhakṣetra. The world of experience is, at best, a poor reflection of a "spiritual" (read "magical") reality beyond. For example, my bête noire, Edward Conze openly argued for a magical [his word] reality existed over and above physical reality. Moreover, he apparently believed this for many years before he ever encountered a Sanskrit text. He managed to shoehorn this view into a Marxist analysis of Aristotle long before he shoehorned it into Prajñāpāramitā. 

There is an obvious attraction in the idea of a "world beyond"; a world that has none of the flaws of our world; a world that is not broken, cruel, and merciless; a world in which all of our desires are fulfilled, and so on. One need not labour the point since a better afterlife is the essence of what all religions promise followers. Although it is notable that some early Buddhists stated that their intention was "the end of the world" (lokassa anto). 

It's not until the Pure Land texts that we see this idea of a magical reality beyond the "mundane" world begin to take hold in Buddhism. Before this there were better and and worse rebirths, but all rebirth was problematic. Rebirth in a "heaven" (devaloka) only prolongs the inevitable and has no soteriological value. Indeed, some Buddhists say that liberation is only possible from the human realm (manussaloka).

Because there can only be one Buddha at a time (by Buddhists' own definition) and Gautama disappeared from our world when he died. Gautama brought rebirth to an end and his post-mortem status was officially "indeterminate" (avyākṛta). But this was apparently interpreted in some quarters as Gautama abandoning us to our fate. In response to this Buddhists invented alternative universes where living Buddhas could still be found who were willing to "save" us. These Buddhas effectively live forever and would rescue any faithful devotee from saṃsāra. At first this centred around the Buddha Akṣobhya and his buddhafield Abhirati, but he was soon eclipsed by Amitābha who lives in Sukhāvati and is much less demanding: a single act of recalling his name (nāmānusmṛti) is enough to draw his attention and he comes to our universe to collect us after death so that we are reborn in Sukhāvati and from there attain liberation from rebirth. The two sutras that describe this are both called the Sukhāvativyūha Sūtra. They seem to have appeared around the same time as Prajñāpāramitā literature and have proved to be amongst the most influential texts in Buddhist history. It's likely that theistic Pure Land followers are the majority of all Buddhists worldwide. 

Such stories are mythological. That is to say, these stories reflect the values of some Buddhists at some point in time and space, expressed in symbolic, often anthropomorphic, terms. The stories don't reflect actual events. Myths are not objective histories to inform us about the past. As noted, Buddhist myths reflect a growing dissatisfaction with the idea that Gautama simply left us behind when he ended his own stream of rebirths. A really good person, they reasoned, would have stuck around to give us a helping hand: who could look at the world and not conclude that it desperately needs help? Not me. The Buddha was supposed to be the epitome of good. 

A little later a related idea emerges, i.e. the idea of a pluralistic Buddha who at one level seemed to be a human man, but the mortal man was merely a material manifestation of a timeless, immaterial, undying principle of awakening. The issue of the Buddha's apparently short lifespan is tackled in this way in the Suvarṇabhāsottama Sūtra (aka the Golden Light Sutra). These are religious myths, but Buddhists the world over either believe that they are objectively true or behave as if they describe reality. Again, this is theism, turning the Buddha into a god.

At around the same time as these myths were emerging and taking Buddhism in innovative directions, some Buddhists, notably one known as Nāgārjuna, began to assert that the absence of sensory experience is reality. This is the essence of Madhyamaka metaphysics, for example. We often see this stated as "emptiness is reality" as though this means something, although I think it does not. Mādhyamikas also say things like "dharmas don't exist", although whether or not Nāgārjuna said this or even implied it is moot. The problem here is that although there is a state in which all sensory experiences cease, asserting that this state is reality is problematic since it lumps all phenomena into the "not real" category, which is completely absurd and creates paradoxes. In short, reifying the absence of experience following gets us nowhere. But some Buddhists still value the contradictions and paradoxes that this stance throws up. They seem to find the existence of paradox as confirmation that they are on the right track whereas I would say that a paradox either reflects our ignorance or a mistake. In the case of Prajñāpāramitā it is both: we were naively ignorant of the context and misled by the lies of Edward Conze (et al) to believe that paradox was normal when, in point of fact, paradox and contradiction play no role in Buddhism until substantially later. 


Not Doing Metaphysics

Talk of grand abstractions like truth, reality, and existence all comes under the heading of metaphysics. Anyone who gives an opinion on "reality", let alone the "nature of reality" is ipso facto doing metaphysics. Hence, I do not believe Mādhyamikas when they claim not to be doing metaphysics but assert that they understand or have experienced the nature of reality. 

Humans are constantly trying to discern the reality that lays behind or beyond sensory experience because we all know that our eyes can be deceived. In modern terms, the world we experience is a virtual model created by the brain (as demonstrated, for example, by phantom limb syndrome or the Capgras delusion). The better our model of the world is, the better our chances of survival and procreation. Most of us are not naive realists. We do understand that reality and experience are not identical and we strive to minimise the differences or errors. When we foreground this in our thinking we may become more reticent about drawing conclusions about reality based on unusual experiences. 

When someone makes an assertion about reality or has an opinion on what is real, it is always legitimate to ask "How do you know?". Doing this we find that Buddhists place high value and significance on experiences in meditation. Some of these experiences have all the hallmarks of hallucinations caused by the brain's response to sensory deprivation. In the end, the one thing that makes all the difference is the  fact that sensory experience can cease, though I still hesitate to call this "an experience". Along the way we lose our sense of our body, our sense of self, and our sense of a world "out there". In the end, when all sensory experience has stopped and we are still alive and aware, we find ourselves in an contentless but nonetheless hyperreal state that begs to be assigned meaning and significance. The cessation of the sense of self, for example, is often seen as evidence of the nonexistence of self. 

However, "I don't see it" and "It doesn't exist" are very much not the same thing. 

The mystic says that the experience of, say, selflessness, is sufficient to establish that our "self" is not real. This is a metaphysical conclusion. But it's also solipsistic (i.e. egocentric). One of my most striking memories of timelessness in meditation was on a long retreat. I was deeply concentrated and sat on after the bell rang for the conclusion of the session. While I was there not noticing the passing of time, the other retreatants prepared, cooked, and served a meal. That took time; about one hour in fact. Time that I didn't notice passing. The obvious conclusion here is not "time is not real" or "time doesn't exist", but that I was unaware of time passing for about an hour while everyone around me had a pretty normal experience of time. This is an epistemic conclusion. It lacks the panache and glamour of metaphysics, it doesn't cast me as the hero of the story, but it's more intellectually honest. 

The weight of evidence is that most of these kinds of metaphysical conclusions that appeal to Buddhists are factually wrong. What other conclusion might someone who has experienced, say, the cessation of their self come to? I like to use the example of Gary Weber who reports that he has no sense of self. I find Weber very credible, so I believe him when he says that he doesn't experience much if any sense  of self. And yet, wildly contrary to Buddhist doctrine, he takes this to mean that everything that happens is predetermined and events unfold without any influence from us whatever. He will tell you that we don't really make decisions, we are just carried along falsely believing that our desires cause our actions, when in fact it's all just a fixed set of events playing out as they were always going to. Clearly this is a very different metaphysical conclusion than your average Buddhist would arrive at based on experiences that seem to be exactly the same

An alternative explanation that occurs to me is that the apparently selfless might conclude that selfing, the activities of the self, is now going on unconsciously. This would help explain why a person with "no self" is able to carry on a conversation for example, as Gary Weber obviously does. A conversation is a complex social interaction in which each participant has to keep track of who said what to whom, and whose turn it is to talk. It seems to me that this would be impossible without some sense of self/other dichotomy. If someone who has no sense of self is conversing normally, we might want to conclude that their selfing was now unconscious. Unconscious selfing presents fewer problems than conscious selfing, because the role of self-centeredness is reduced. Moreover it is considerably less problematic than the view that no self exists, even in people who sincerely believe that they are experiencing themselves as a self from moment to moment. 

In Triratna we often talk about this in psychological terms, particularly in terms of the subject/object duality "breaking down". Many, perhaps most, of us take this to mean that the subject/object duality is not real. The corollary, that the absence of a subject/object duality is reality, follows but all the same caveats apply to us as to others. Just because we can experience the subject/object duality breaking down, does not mean that it is not real or that it doesn't exist. And so on. 


The Alternative: An Epistemic Approach

Reality is a complex subject. And the relationship of experience to reality is not clear either in Buddhism or in some modern accounts of mind. 

The mind-body problem is one of the most famous philosophical conundrums. My own view is that the dichotomy is not really one of mind and body but is, more fundamentally, a matter-spirit dichotomy. That is, I take the distinction to have deeper roots in our basic ideas about the material world and another world of invisible life-force often associated with the afterlife. This is a prominent topic in my book Karma and Rebirth Reconsidered and in a range of blog posts. My sense is that while most scientists  now eschew the grosser forms of matter-spirit dualism (since they don't believe in "spirit"), the average person still has a profoundly dualistic outlook. Almost everyone I know believes in an afterlife for example, and this necessitates some ontological dualism. 

In epistemic terms the subject/object duality is real since we get information about subjectivity and objectivity through completely different sensory modalities: introspection and extrospection. One way of thinking about meditation is that it shuts down extrospection and leaves us in a purely subjective state. If we mistake this purely subjective state for objective reality, then we may be tempted into the conclusion that "mind makes reality", but this requires that we give no value whatever to objectivity. And this seems a perverse way of thinking about it. 

Dualisms are deeply embedded in how humans conceptualise the world. And when we take the distinctions to be metaphysical, as we do in matter-spirit dualisms, we find ourselves in tricky territory. What usually happens is that having divided the world into two, we dismiss one part (usually matter) as unreal. Materialism, as John Searle pointed out, is a dualism in which proponents divide the world into material and non-material halves and declare the non-material to be unreal. This manoeuvre has consequences. If the mind is non-material, then the materialist is left with no explanation of it except to argue that it is an illusion. 

An epistemic approach to this problem rapidly finds purchase and leverage over this particular dualism. As I say, there is an obvious epistemic distinction between how we get information about the world and how we get information about ourselves. We have a range of external senses that inform us about the world in particular modalities: sight, sound, smell, taste, touch. This information allows us to construct virtual models of the world that are efficient for navigating the world. We have a different set of senses for the internal states of our body, many of which are not available to introspection or conscious control (e.g. blood sugar levels). Notably our mindthoughts, feelings, emotions, etcis an important source of information about our own internal states. 

There is some crossover, as when we gain information about our body by looking at it. But generally speaking there is a clear epistemic distinction between "in here" and "out there". Just as there is an epistemic distinction between, say, seeing light reflected from an object and hearing the physical vibrations that it makes. To my knowledge, and despite the phrase "seeing is believing", no one has ever argued that seeing is real and hearing is unreal, or vice versa. We acknowledge that both occur, that they are different modes of sensing, and give us different information. And we can always ask another person, "Did you see/hear that?" and compare notes. Problems emerge when we jump to metaphysical conclusions based on epistemic differences without first establishing whether there is some metaphysical basis for the differences. 

As far as anyone can tell, there is no mind/body dualism in the sense that they are different substances. But that said, we do have an undeniable experience of an epistemic difference between mind and body. We gain knowledge of each in different ways. One cannot introspect an external object for example. Nor can one use empathy to project the emotional disposition of a non-sentient object. When I put my cup down I don't wonder how the table will feel about it. There is no way for the table to support sentience let alone forming an opinion. 

At this point, Buddhist cite mystical experiences as evidence for their conclusions. The problem with mystical experiences, is that they are interpreted differently according to one's preferences. I have already cited the example of Gary Weber, the Advaita Vedantin. But there are also Christian mystics, for example who interpret what seem like the same experiences as evidence for the existence of God. 


Conclusion

Everyone is trying to make sense of their world. Some go about it more systematically than others. The less systematic our approach, the more likely that errors and infelicities will creep into our worldview. Early Buddhists systematically explored mental states that occur in the process of withdrawing attention from sensory experience. The results are practices that we call "meditation", a word that goes back to an Indo-European root *med and (rather appropriately) means "take appropriate measures". Early Buddhists did not systematically investigate anything else. They showed no interest in "reality" or the "nature" of reality, except insofar as it pertained to karma and rebirth, which they accepted a priori as true. 

Here we see the disadvantage of religious modes of thinking. Religieux begin reasoning from a metaphysical commitment; a belief. And recall Michael Taft's aphorism: belief is an emotion about an idea. From the belief, religieux look for evidence that is consistent with that belief and hold it up as confirmation of the belief. At the same time they overlook, ignore, or dispose of any counterfactual information. 

Religious metaphysics are not motivated by a search for the truth. Religieux invariably believe they already know the truth. This applies to Buddhists as much as any other religion. We start from certainty and then inquire as to how reality confirms our assumptions. A procedure known as confirmation bias

Buddhist metaphysics, of which there are several, are fine except that they disagree in every possible way with physics. Buddhists who are aware of this fact (and appalled by it) will often invoke Eugene Wigner's version of Niels Bohr's interpretation of the Schrödinger equation, i.e. "consciousness collapses the wavefunction". Back in the real world, physicists universally agree that Wigner was talking bollocks, and most of them have abandoned Copenhagen (though they continue to teach it to undergraduates). Buddhists seldom, if ever, come out in defence of other valid interpretations of the Schrödinger equation. We see no Buddhist essays arguing that, for example, Bohmian mechanics (aka pilot-wave theory) reflects the Buddha's insight. Buddhists are attracted to the deprecated Copenhagen interpretation because purely by confirmation bias. There really is no connection between the Iron Age observations of Buddhists about how their minds work and the twentieth century observations about how matter changes  over time on the nanoscale. 

That said, like other physicists, Bohm himself later went into the business of speculative metaphysics. It is a quirk of many physicist that they start to believe that they really do understand everything. There are any number of books of unscientific (but influential) nonsense from people like Eugene Wigner, Linus Pauling (Vitamin C), and including Bohm himself, and even the Venerable Albert Einstein. 

When I began to adopt an epistemic approach to Buddhism, I realised that I no longer had any conflicts with my education in the physical sciences (I majored in chemistry). 

Buddhist metaphysics as reflected in various texts across time have no advantages over any other religious metaphysics. The Buddhist worldview is always stated in such a way as to allow for the supernatural (or what I sometimes call "the unnatural"): karma, rebirth, gods, demons, spirits, heavens, hells, ESP, etc. At best these views approach the sophistication of Descartes, accepting a dualistic world in order to preserve a place for non-natural entities, forces, locations, and events. Buddhism provides us with nothing approaching the physical laws of nineteenth century science. No equivalent to, say, the universal principle of conservation of momentum.  Which is hardly surprising given that most Buddhists think the real world is "an illusion" and that a "spiritual" Reality is to be found in purely subjective mental states. Why would this approach produce any insights into the real? 

While religious Buddhists have an ongoing battle with the real, in that it clearly does not conform to Buddhist orthodoxy, I no longer have this problem. I no longer feel any tension between my scientific outlook and my Buddhist vocation based on working with my mind. They are two distinct provinces of knowledge, at least for the time being. 

Why does this matter? I think religion in Europe (and her colonies), generally, is struggling with two tendencies: the tendency towards fundamentalism and the tendency towards rationalism. The former stymies all intellectual progress, while the latter sees no value in religion. We've all watched secular mindfulness rapidly become very much more popular than religious Buddhism. We've seen many emotive arguments against practising mindfulness outside of the metaphysical commitments held by most Buddhists. How much worse will it be when we begin to see secular training in attention withdrawal (if it does not already exist) and a secular "enlightenment". That could easily eclipse European Buddhism, though my sense is that Asian Buddhism is more insulated from this kind of discourse.

Central to my faith in 2022 is this credo: I believe that sensory experience can cease without loss of basic awareness. I believe this knowledge was discovered in ancient India and became the basis for a number of religions. 

Although the result is described as "contentless awareness" those who undergo this can remember what it was like and are usually eager to offer an interpretation. To date religious explanations have dominated the field. Nascent academic attempts to characterise and categorise such phenomena are fascinating, but still lack coherence. While I mainly write for a Buddhist audience, I kind of hope that some academic will also notice my epistemic approach and see how it disentangles religious sentiments from the difficult work of identifying and characterising what is real. 

In this sense, then, I think enlightenment, awakening, liberation, purification, or whatever we call it, is a real phenomena. I feel fairly confident that I've met people who are "in that state" (tathā-gata, as we say in Pāli). And scientists are right now measuring the neural activity of people in a state of contentless awareness looking for, and finding, neural correlates of cessation and awakening. Where Buddhism and science part company is precisely where all religions breakdown, that is on the interpretation of experience, especially with respect to what experience tells us about "reality". 

Cessation is something we can systematically cultivate. The way to cultivate it is to minimise sensory experience, both in daily life and more radically in meditation. The goal of practice is a form of knowledge, not a form of existence. We call this knowledge prajñā or paragnosis, knowledge from beyond the cessation of sensory experience. Without the supernatural elements, with the view that the Buddha was talking about experience rather than reality, we can drop all the metaphysical speculation about what it all means, and arrive at a simpler, more coherent view of Buddhism, that has realistic goals for maximising human potential.  

~~oOo~~



07 December 2018

Reframing the Perennial Philosophy. Part III: Applications

In this three-part essay, I've argued against the idea of a single, overarching metaphysical truth as conceived in the Perennial Philosophy. I characterised it as an eclectic and syncretic form of religiosity that eschews the organised part of religion. At the heart of Perennial Philosophy lies the matter-spirit duality that has retarded progress in thinking about religion, religiosity, and religious experiences. And this duality is itself based on a fundamental misunderstanding of the distinction between epistemology and ontology: i.e., mistaking experience for reality. The single metaphysical truth is not the conclusion of Perennial Philosophy, it is the intuitive premise on which it is based. Religious experiences merely confirm this intuition. This is not to say that people do not have experiences that are outside the usual range of waking awareness. Altered experiences are relatively common.

In order to better place these kinds of experience in a naturalist setting, I introduced the idea of a spectrum with pure subjectivity at one end and pure objectivity at the other. Religious experiences, in the Perennialist understanding, point to some form of pure objectivity, but I began to suggest that they are more like pure subjectivity.

In Part III, I will try to show how we can make sense of, and find value in, altered experiences without accepting the premises of either traditional religion or of modernist forms of religiosity. I will argue that Buddhism employs methods that involve increasing subjectivity. Thus, any knowledge gained is not concerned with the nature of reality, but with the nature of experience. And, crucially, that this form of knowledge is useful and valuable to anyone who attains it.


Meditation

There are so many different approaches to meditation that any generalisation is bound to fall short. I'm going to say that the paradigm for meditation is sitting still, eyes closed, focusing on some aspect of experience (aka an ālambhana or object of meditation). Of course, some people prefer to meditate walking, with eyes open, or with no particular focus. Generalisations always admit to exceptions and are thus limited in scope. For the moment I want to work within this limited scope in order to make the subject manageable for an essay. So when I refer to "meditation" below, I am referring to this paradigm.

In meditation then, we withdraw our attention from the sensory world. As we focus our attention on the object it appears to expand to fill up our awareness. The sensory world appears, from our point of view, to fade away. By this I mean, in Buddhist terms, that deprived of contact (sparśa) the mental objects (dharmas) associated with objects don't arise. One may pass through a threshold so that this minimal experience becomes stable. The object remains present in our minds without distraction, but the experience may be accompanied by quite intense physical/emotional resonances: traditionally called rapture (prīti) and bliss (sukha). Whatever we call this threshold or the experience of stability, with practice we can cross over and sustain it more or less at will.

Going deeper, all bodily sensations fade away leaving us in a state of profound equanimity that is traditionally referred to as samādhi, a word that I understand to mean "integration" (the word has a more general sense as well, but I will use it in this specific sense of profound integration). Our usual awareness flits constantly from object to object, accompanied by conscious perceptions, reactions toward or away, urges to act, and associative thinking. Samādhi is characterised by awareness being one-pointed (ekodibhāva). Generally speaking, in this state there is no awareness of the world or of our body. It is a happy and contented state to be in.

One of the interesting side-effects of a lengthy period of samādhi can be a subsequent lack of motivation to do anything; a kind of lassitude with respect to the world. Normally we feel all kinds of competing desires and want to do all kinds of things as a result. Such desires may be attenuated by samādhi. In the absence of desires, there is no motivation. Even usually powerful urges like hunger might not have much effect for a while after a lengthy period of samādhi.

The fading away of the world raises an old question. What happens to the world when we do not perceive it? Before going anywhere with this we need to address a prior question: what is meant by the world here? In a number of discourses, the Pali suttas discuss the idea of ending the world without going anywhere (I studied these discourses in my unpublished essay Is Paticca-samuppāda a Theory of Everything). It turns out that by "world" (loka) we can mean three things in Sanskrit and Pali:
  1. the world as everything that exists;
  2. the world as a metonym for the people in the world; and
  3. the world as it is represented by our minds.
And when the Pali texts are talking about bringing the world to an end, they are using the third definition. So the question in a Buddhist context is more precisely this: what happens to perceptions of the world when we do not perceive the world? The answer is nothing happens. Percepts simply fail to arise. When we are not in contact with an object, then no perceptions of that object will be presented to our minds. We will not be aware of that object. This is an epistemological point. It speaks to what we know. It says nothing whatever about the existence or non-existence of the object. Indeed, the Kaccānagotta Sutta (SN 12:15) explicitly says that in this context, existence and non-existence don't apply.

Incidentally, we can also say that nothing happens to the world in the more general sense as well. Contrary to popular belief, the world does not depend on our attention, at least this is what mainstream physicists tell us. Consciousness plays no role in the universe. If one person sitting in a hall of 100 people enters samādhi, the world carries on for the 99 who are not in samādhi. Meditation is localised. Your meditation does not affect my experience (in the moment).

Where does this put us on the subjective/objective spectrum? Simply closing our eyes cuts off visual perception of the world and pulls us back from shared experience. Absorbed in the object of meditation with no sensory cognitions, we enter states of increasing subjectivity. Not pure subjectivity perhaps, but there is very little overlap and perhaps nothing that fits in the middle ground. In meditation, as described, we lean toward the subjective pole of experience and away from the objective pole.

Imagine that a skilled meditator enters a stable state of withdrawal, but they go deeper, until passing through more and more subtle thresholds, they find themselves in a state where no sensory cognitions arise and no mental cognitions arise. Experience as we generally understand this term has stopped for that person. There are no sense impressions reaching their conscious minds at all and no thoughts about anything. Unlike states of sleep or anaesthesia, they are still aware. When there are no longer any objects registering the sense of being a subject, i.e., the experience of selfhood, itself tends to fade away. There are no physical sensations registering, so there is no way to orient themselves in spacetime. There is awareness but it is not intentional, i.e., not directed at anything, because nothing is presenting itself to awareness.

We might call this state, following the Pali suttas, "emptiness" (suññatā). Nothing from the objective world impinges on awareness in emptiness, there is not even a sense of subject/object duality. So one has gone over to the subjective pole as far as one can go; this is pure subjectivity, or as close to it as one can get. And it is as far from pure objectivity as one can get. It is precisely from this experience of pure subjectivity that we are asked to believe, as Buddhists, that knowledge of the true nature of reality emerges.

It is true that having been in emptiness, one's perceptions may change, sometimes permanently. One of the most common changes that people notice is an absence of self-referential thinking. Sometimes this is referred to as being egoless.

Egolessness

There is a circular discussion that I've been having with a colleague for a couple of years now. He reports that he has no sense of self. His world is just a field of experience and there is no sense of ownership or a special perspective on the field. He goes further and states unequivocally that arising and passing away no longer characterises his field of experience. I am fortunate enough to have a couple of other people with whom I can compare notes on this. Doing so with one of them, he pauses, introspects for a few seconds, and then offers, "Yes, it can seem like that".

As far as I can tell, both colleagues are enlightened in the traditional sense. And there are a bunch of other people around who are credibly enlightened. Or something very like it (I'm not much interested in the traditional definitions or quibbles over them). Their stories differ in some respects and coalesce at others. But here we run into problems. What seems to happen with the awakened is that after awakening they confirm the accuracy of the doctrine they learned before awakening. So in the case of, say, a Vedanta practitioner like Gary Weber, he confirms absolute being (brahman as described in the Upaniṣads). This means that the world is completely deterministic and events just unfold as preordained. There is no such thing as free-will. But awakened Buddhists confirm something completely different: there is no absolute being, the world is largely deterministic but there is a chink through which we can escape because we have some freedom of will. Theists who experience awakening confirm that they have experienced communion with God or been in God's presence. Mystics that they have experienced the ineffable. And so on.

At a stretch, one may extract something common from all these accounts so that they appear to confirm the Perennial Philosophy. This is simple confirmation bias. The fact is that when you look at the accounts they are all different. Their methods push them towards the subjective pole and any knowledge they gain is more or less purely subjective. Just like a meditating Buddhist.

People who claim to have no ego or no first-person perspective find it difficult to acknowledge that whatever events or changes that have occurred are subjective. They still have a pair of eyes that receive photons and a brain that turns electrochemical signals into an experience. And the experience they have is just their experience and no one else's. I have previously used John Searle's example of nutrition obtained from food. When we eat food we absorb nutrients from it and these are not available to other people. If the Buddha has lunch, Ānanda does not feel full.

If an egoless person perceives, say, a red apple, that perception is not mine. It is not yours. It is not everybody's experience. And it is not nobody's experience. It is an experience that one person is experiencing. It is their experience. It is therefore subjective. Whatever they say about how they perceive experience or themselves, the experiences that awakened people have are still particular to one individual. They are still only accessible to the individual whose sense organs are creating the signals to the brain. It does not matter how the individual conceptualises and communicates about it. If you genuinely don't perceive a subject in your field of experience then this will not be an easy argument to get your head around. If you mistake the subjective for the objective, if you argue, for example, that the pure subjectivity of emptiness is actually pure objectivity, then your understanding of this situation will be compromised. Which may be why the awakened appear to be so bad at philosophy, on the whole.

In some conversations I've had, I have pointed out that the egoless person is still able to have a conversation. They know who is speaking and can parse heard sentences into meaning (which requires temporal sequences of sounds being processed into language). They know that the ideas in their head as a result of hearing someone speak are not the same as the ideas that come from their own thought processes. Thus, you can ask them "how's it going?" and they reliably convey information about their own state of well-being and do not try to answer from some other point of view.

To "parse" a sentence is literally to state the parts of speech for each word. It comes from the French plural of "part". But we can use the term generally for any process by which we sort information into categories in order to make sense of it. For example, in every two-way conversation the participants have to accurately parse all utterances into "I said" and "the other said". In other words, we have to keep track of who said what. There is simply no way around this. If a person is able to converse successfully, then they are, minimally, parsing the utterances into their own and the other persons. They have to parse the concepts and the grammar of the utterance. Then they have to construct some kind of appropriate utterance in response.

I'm reminded of John Searle's idea of background capabilities. Although societies have rules and we do have to learn them, becoming a competent citizen (or whatever) requires that we internalise the rules. In Searle's language, we develop dispositions for action that largely conform to the rules without having to consciously reference the rules. I cover this in the 5th of 5 essays about Searle's ideas on social reality: Norms Without Conscious Rule Following (28 Oct 2016).


Some Other Accounts of Emptiness

When I was learning Sanskrit, one of the texts I read in class was the Sāṃkhyakārikā (SK), a sūtra style text composed ca. 350-450 CE and attributed to Īśvarakṛṣṇa. This outlines what is called a dualistic worldview: the duality is between puruṣa and prakṛti. Puruṣa is the eternal, passive conscious observer while prakṛti is the ephemeral active phenomenal world. The usual state of affairs is that consciousness is caught up in the play of phenomena and treats them as real. Thus, people do not see the true nature of phenomena or their own true nature. However, through religious practices one can roll back the phenomenal world until prakṛti is in the quiescent state called pradhāna "first". At this point, puruṣa is no longer assailed by phenomena and one's true, eternal nature can be realised.

Anyone attuned to the language of modern Buddhism ought to hear the resonances here. A lot of us talk about Buddhism in Sāṃkhya terms. And no one questions this or asks how the Sāṃkhya vocabulary made its way into Buddhist discourse.

I suggest that what Īśvarakṛṣṇa called pradhāna is the same as, or at least equivalent to, śūnyatā. Meditation techniques were widely known and practised across India in the first millennium BCE. There are hints that formless meditations were widespread, for example, in the stories about the Buddha's early career in the Ariyapariyesanā Sutta (MN 26). It seems that some techniques were shared across different sects. Both pradhāna and śūnyatā are described as states in which the practitioner becomes a passive observer of a quiescent state in which no phenomena are arising or ceasing, a state in which all sense of orientation in spacetime is lost, giving one a sense of timelessness (no beginning or end). These are classic "mystical" or "religious" experiences.

Another parallel to this can be found in the Bṛhadāraṇyaka Upaniṣad 1.4.9. In Olivelle's translation (15)
In the beginning this world (idaṃ sarvaṃ) was only Brahman, and it knew itself (ātman), thinking "I am Brahman" (ahaṃ brahman). As a result it became the Whole (idaṃ sarvaṃ). Among the gods, likewise, whosoever realizes this, only they become the Whole. It was the same also among the seers and among humans... This is true even now. if a man knows 'I am Brahman' in this way he becomes this whole world. Not even the gods are able to prevent it, for he becomes their very self (ātman). So when a man venerates another deity, thinking, "he is one, and I am another", he does not understand.
The Vedanta interpretation of this suggests that awakening is merging with Brahman, where Brahman is conceived of (a priori) as absolute being. There are various expressions of this, ahaṃ brahamaṃ, "I am Brahman"; tat tvaṃ asi, "You are it"; and so on. Brahman is said to have three characteristics: saccidānanda; i.e., being (sat), awareness (cit), and bliss (ānanda). The last is particularly resonant with Buddhist descriptions of cessation or emptiness, although the very idea of Brahman is criticised in the early Buddhist canon, especially the Tevijjā Sutta (DN 13).

This suggests that we need to take a fresh look at certain types of altered experience.


Altered Experiences

Although the term "mystical experience" is in widespread use, to my mind the term suggests acceptance of certain premises that I think are up for discussion. I will, therefore, refer to "altered experiences" as an attempt at something more neutral. Altered experiences come in a great deal of variety and not all of them overlap with the idea of mystical experiences. In trying to tabulate them researchers have come up with various related qualities that might apply to altered experiences. There are 100 different qualities in the States of Consciousness Questionnaire, but many researchers now used a revised Mystical Experience Questionnaire with 30 items drawn from the 100. The qualities are grouped into categories like internal unity, external unity, ineffability, transcendence of space and time.

One of the prominent target qualities is interpreting the experience as "ultimate reality". This highlights the deeply problematic nature of the idea of altered experiences. Our approaches to them are interpretative. Both experience and interpretation are ontologically subjective, so there is no easy way to probe these. If someone tells us they experienced "ultimate reality" we cannot easily know what they mean by that. One would have to do extensive research into the way a person thinks about reality to really know what they meant by reality in the first place, let alone what ultimate reality might mean for them. Ironically, the very concept of ultimate reality is highly subjective. And interestingly, ultimate reality appears to be different for different people, which tells us at least that whatever the experience is, it is not ultimate.

The hyperreal sense that one has of these types of experience is a quality of the experience. And we have to emphasise that this is not a shared experience, so the hyperreality of the experience places it at the subjectivity end of the spectrum: hyperreality is an illusion. There are two main occasions for altered experience: in a religious context, which usually involves indoctrination and heightened expectation; and in drug taking in which a drug molecule interferes with the normal working of the brain, often by suppressing the operation of centres which coordinate information. Expectation is highly influential on how we interpret what we perceive and can even directly affect what we perceive. The illusion of hyperreality is simply that, an illusion. It is certainly an altered state of consciousness, but if anything it is less real. Some will argue that it is more real because it seems more meaningful. But meaning is not intrinsic to experiences, meaning is subjective. We make meaning.

And think about it. If I take some psychedelic drug and my perceptions of the world change, do your perceptions change? No. They don't. The drug is ingested and works by a molecule interfering with the activity of the brain either as agonist or antagonist. And when the molecule is metabolised then the effects wear off. Ultimate reality can't wear off.

Some of the experiences are framed in mystic terms when they needn't be. For example, if you lose your sense of orientation in space and time, because you have lost out awareness of the reference points that make this possible, you have not, as the questionnaire suggests "transcended space and time". You just lost your awareness of them. No one ever transcends space and time in any real sense. You may think you are transcending space, but no one around you can tell what is happening in your head at that moment. So the feeling of losing track of spatial boundaries and orientation is just that losing track. As freaky as this experience may be, no transcending takes place.

It is entirely possible that someone might transcend their sense of self or their attachment to certain types of experiences. Subjectivity can be transcended, but objectivity can only be lost track of. There are a whole raft of ways of saying that you find it difficult to communicate your experience afterwards. But this can hardly be surprising if you lose awareness of cognitive processes in the altered state. In Thomas Nagel's terms, there is nothing that it is like to be in a state of emptiness.

Another prominent target property is a sense of connectedness or oneness. Why is this so prominent and why does it feel so meaningful? The boundaries of selfhood are obviously part of a brain-generated self-model (a la Thomas Metzinger) and they can break down under a variety of circumstances, some of which are not at all mystical. I've often cited the example of Jill Bolte Taylor's account of her stroke. It's a very moving account of the beauty she experienced as those boundaries dissolved. On the other hand, she was having a major stroke and it took her eight years to rehabilitate. Another reference to connectedness that I've often cited comes from Ariel Glucklich's book The End of Magic. He describes our basic state of well-being as involving a sense of interconnectedness. That sense can break down due to illness and what the Tantric healers of Varanasi try to do is revive that sense of connectedness.

With respect to a sense of connectedness, we may also reference Frans de Waal and his work on the dynamics of primate groups. As social primates, we are bound to our social group by empathy and reciprocity. Feeling "connected" is something that all social primates spend a lot of time on. About a third of wild primates' time is spent in mutual grooming. As Robin Dunbar has shown, humans have found more efficient ways to achieve cohesion in large groups where one to one grooming would take up far too much time (we also have to forage and sleep). In traditional societies we do this through communal singing, dancing, telling stories, and shared ordeals. Modern urban societies tend to rely on ersatz versions of these. As a young man, the euphoria of being part of a dense crowd at a rock concert, singing along and dancing was one of my favourite experiences.* The social lifestyle requires a heightened ability to feel connected with other members of the group. That we can isolate and over-clock this quality is hardly surprising.
* Speaking of which, I note with sadness the passing of Pete Shelley of Buzzcocks, who were the best live band I ever saw.
There is something about human brains that allows us to have these kinds of experiences. We don't yet know what it is, but we have some interesting clues. For example, we know that certain types of task cause the sense of self to "shut down". The inhibition of ego is a built-in function.
“The regions of the brain involved in introspection and sensory perception are completely segregated, although well connected,” says Goldberg, “and when the brain needs to divert all its resources to carry out a difficult task, the self-related cortex is inhibited.” (Vince 2006)
This is presumably also related to the phenomenon known as flow, first noted by the magnificently named Mihaly Csikszentmihalyi.


Perennial Epistemology

The Perennial Philosophy is an argument about metaphysics, i.e., about existence and truth. What I have tried to show is that this presentation is orthogonal to reality. What mystics experience is not ultimate reality, but pure subjectivity, albeit with a quality of hyperreality. There is no doubt that this experience has attractive features, despite the fact that it tends to make for confused philosophy. It's not even true that altered experiences all have the same flavour. There are at least 30 different flavours of altered experience, perhaps as many as a hundred.

No matter what games they play with language, the awakened individual is still just one person having experiences. Awakening is one person's experience, even if they don't perceive themselves as a person. Given this and the methods used to attain this state, there is no possibility of a purely objective truth emerging from it. Yes, there are some common features of the experience itself. The commonality is not widely shared and is still not the middle ground, but towards the subjective pole.

If there is a workable Perennial Philosophy then it points to a variety of epistemic patterns rather than a single metaphysical truth. Perception is an activity of the brain and it can be disrupted in different ways to give a range of altered experiences characterised by as many as a 100 different properties in several categories.

One of the tendencies for those who have altered experiences is to see them in isolation. In a long conversation about insight with Vessantara he described the "Aha" moment and how it leads one to think along the lines of "this is it!". Without further practice, for example, one can become fixated on a particular interpretation of emptiness. If one keeps practising, then one reaches another "Aha" moment and realises that one's previous insight has been superseded. That was not it, but this, now, this is it. If one keeps practising then the same thing happens. Again and again. Until one realises that despite all the "Aha" moments there doesn't seem to be a definitive "this is it". The process simply keeps unfolding and one learns to relax about it and not to take the conclusions too seriously.

So, in effect, there is no one truth that is pointed to, except that whatever you believe to be the truth, turns out not to be, from another point of view. Perhaps this is why the mental state of emptiness came to symbolise a more general truth for Buddhists.

Even if we stipulate, for the sake of argument, that there is one metaphysical truth, no one ever seems to experience it; or everyone experiences it differently. Those who claim to have experienced the ultimate truth are, in fact, just stuck in their current phase of awakening and making a mistake. The mistake is primarily an epistemological mistake; it is a misinterpretation of an experience that is towards the pure subjective pole. The secondary mistake is to extrapolate an ontology from this mistaken view and the technical term for this is prapañca.

As I understand the Buddhist project, the idea is to suspend judgement and just pay attention to what we happen to be experiencing (without getting hung up on the past or the future). And, at the same time, to deliberately pursue experiences far towards the pole of subjectivity. The idea seems to be that we are supposed to turn this into a definite view, because repeated insights tend to deconstruct any views that develop about past experiences. There is nothing in this about the nature of reality or theories about the nature of reality. There is no metaphysical truth. We are not spiritual beings.

We are human beings, having human experiences. No more, no less.

~~oOo~~


Bibliography

Vince, Gaia. (2006) Watching the brain ‘switch off’ self-awareness. New Scientist. 9 April 2006

09 June 2017

Compatibility Issues 2. In And Of The World

In part one, I argued for a mind-independent world, though I critiqued calling this world "reality" or projecting onto it human longings or idealisations. The mind-independent world is not "transcendental" or "absolute", it is neutral. And we do have some idea of what it is like, so it is not ineffable. I want to continue by considering humanity's place in this mind-independent world and exploring the nature of experience. 

In And Of The World

For the longest time we considered ourselves to be apart from the world. There was the universe and there was us. And we were special. So special that the universe was made just for us; and/or we were made to decorate the universe. And typically this specialness was fractal - at whatever level you look, people believed something along the lines that they were "God's chosen people". This has led to untold conflict and suffering as "the chosen ones" sought to convince others of their specialness by killing, raping, pillaging, and/or enslaving them. I'm this writing in the aftermath of a series of religiously inspired mass murders in London (mind you, I'm also against our government committing similar murders in the Middle-East).

Our discoveries about the world have dissolved us into the world. What we have learned has reduced any distinctions between us and the world; between us and other animals; and between different tribes amongst us. We are very much in and of the world. We're pretty much all alike, tell the same kind of stories about the world and ourselves, have the same kinds of longings. Most people's needs are actually pretty simple: shelter, food, sex, and community. The more we look, the less special human beings are. We just happen to be better at a particular combination of functions that are widely found in the living part of the world; and to have co-opted some key functionality to other tasks (such as shape recognition being adapted to reading).

I make the distinction between experience and a mind-independent world (sometimes I say "experience and reality") because it's a useful way of talking. The distinction is methodological, to some extent epistemological, but not ontological. From my point of view, your mind is independent of my mind, but it is not independent of the world; indeed, it counts as part of the world. You have a similar frame of reference with respect to other people. And with all due respect to the psychonauts exploring the far reaches of mind—who say, for example, that they "have no self"—their sensory field is still created by their senses not mine, and they still only have access to their thoughts and only have motor control over their bodies. Even if they don't feel a sense of ownership, they still have to acknowledge the physical limitations of being embodied and the applicability of natural laws. I think they know this, but struggle with conditioning which prompts them to see their experience as reality. Our minds are not little motes of non-world, are not separate from the world, but are merely subsets of the world.

John Searle makes the distinction between objective and subjective modes of being. I'm not entirely happy with this terminology, but it can be useful in emphasising this point about mental activity. What happens in our minds is only directly accessible to us, which is why we might say that it has a subjective mode of being. The neural activity that generates the mental activity is itself objective. It's only the emergent results that are subjective (i.e., accessible only to our own minds). The analogy I use is that the nutrients from the food we eat are only accessible to our bodies, because when we ingest them the chemical processes of digestion take place inside our bodies. Similarly, the processes that produce minds take place inside a body and the results are only directly accessible within that body. So mind is subjective in the same way that digestion is subjective.

Just as we have an objective science of digestion, there is no reason we cannot have an objective science of mental activity. Although I predict it won't be through reductive methods and theories. Reductionism is fine for exploring substance, but it destroys structure and mind is all about structure and the emergent properties of structures. We've scarcely begun to explore antireductive methods of understanding reality, because most of us (including Buddhists) are still obsessed with the successes of reductionism. To the best of my understanding, enlightenment doesn't change any of this.


What A Mind Does

Minds (all minds) do work in a distinctive way. Our ideas and images need not be real or conform to the laws of nature. I can imagine a pig with wings. I may mentally give it many details so that it becomes incredibly vivid in my mind's eye. However, at no point in this process does a pig with wings exist. I can even infect your mind with my image, by describing the pig with wings to you. Now you have a pig with wings in your mind too. But there is still no pig with wings in the world. Imaginary objects are not bound by the same rules as real ones. One couldn't just stick wings on a pig an expect it to fly. For example, birds have many specific adaptations that enable them to fly, including hollow bones, feathers to create an aerofoil, musculature to produce the required power, and so on. Our mental images and creations don't have to deal with these physical limitations. We can be fairly sure that any animal that plays or dreams has the same interesting capacity, to some extent.

I think most scientists and philosophers now believe that, despite the freedom of mental content, the mechanisms that generate that content do follow the laws of nature. Even though we're not quite sure how it's done, we've ruled out other possibilities. For example, there is no need, no room, for a supernatural explanation of mental activity. We can be confident that mental activity is an emergent property of a living brain. Not absolutely certain, but as certain as we can about anything. We leave open the possibility that miraculous testimony might one day be backed up by miraculous evidence, but until then we focus on what seems overwhelmingly likely.

Any living body that has a functioning brain will display far more complex behaviour than one without, and the motions of that body will deviate from the norms dictated by simple physics. If you stand me and a bowling ball at the bottom of the stairs in my house, the bowling ball will never spontaneously go upstairs; whereas I do this all the time (as do my landlady and her cats). Some aspects of having a mind are obvious from the outside. If I go upstairs empty handed and return with a coffee mug, it's no great stretch of the imagine to speculate that I went up stairs for the purpose of getting that mug and that I am now going to do some mug-related activity like making coffee or washing up. You can infer how my mind works based on your previous knowledge of me, on your general knowledge about people, and on how your own mind works. This procedure is not unerringly accurate, but good enough at the level for which we evolved the capacity (i.e., to enable a small-to-medium, mutually-dependent social group to thrive). We can model how each other feels through noting and imitating facial expression, tone of voice, posture, etc., though experience suggests we're less good at attributing motives. These forms of mind-reading apply for social mammals and even work both ways between us and domesticated animals, to some extent. 

In John Searle's terms, some parts of the world have a subjective mode of being (i.e., mental activity), and some have an objective mode of being. However, I think Searle goes wrong at this point. He argues that our experience of things that have an objective mode of being is "direct" (a favourite word amongst Buddhists). In other words, he consciously adopts a naive realism. There is so much evidence against naive realism that one boggles that such a clever guy, who has made such major contributions to how we understand ourselves, would go off the rails at this point and argue for something as daft as naive realism.

Not only is our mental activity a small part of the world, but the mental activity we are aware of is a small part of the overall activity. Our brain is constantly processing and producing information, but just occasionally it shunts something into the part of the brain that deals with self-awareness. The conscious part of our mental activity is just the tip of the iceberg, though, again, we tend to privilege this part because we identify with it as special. The "direct" quality of perception is an illusion. And the best evidence for this is the large number of perceptual illusions we are prone to. Experience is never direct. However, many Buddhists claim that they can, through mental exercises, perceive "direct experience". In this case they mean "direct" in an entirely different sense that is more to do with stripping away any conceptual overlays. Voluntarily shutting down one's higher brain functions produces a certain way of perceiving experience that aficionados recommend, but there is nothing direct about it.

So this is the situation that we find ourselves in. We live in a particular kind of world, but we are also wholly in and of that world. A tiny part of the world is dependent on, and only accessible to, my mind; but for the most part the world—the incomprehensibly vast universe covering dozens of orders of magnitude—is independent of any mind.*
* If the reader is still thinking, "But what about the need to observe the cat in the box?", I direct them to my essay, Erwin Schrödinger Didn't Have a Cat (29 October 2010). 

Experience as Simulation

My view is also a form of realism; we might call it a qualified realism. I take seriously what scientists tell me about how I perceive the world. Early Buddhists seem to have got this at least partially right: experience is not simply the subjective domain of the world, it is what happens when the objective and subjective domains overlap. I follow the representationalists (especially Antonio Damasio and Thomas Metzinger) who argue that our brains form virtual models of self and world, and that these are what we experience, or that these are experience (in which case they correspond to the five skandhas of the Buddhist tradition). My seeing a form is mediated by a large number of brain areas that process vision, but also with areas that recognise what things are, that name attributes, that create emotional responses, and that inform me of how I might interact with what I'm seeing. To perceive something is to infer knowledge about it, but also to infer possible interactions, and so on.

One of the key methods in neuroscience to date is to tally all the ways in which perception, cognition, and our sense-of-self can go wrong and then try to infer what the mind must be like to be able to go wrong in that way. When one takes all the evidence into account there is no other plausible explanation: perception and, particularly, our perception of a sense-of-self, are virtual rather than real. "Virtual" here means, having all the properties and functions of a real thing, but not being physically instantiated. The brain is a reality emulator. The sense of having a first-person perspective on experience can break, or we can shut it down through meditative techniques. Unfortunately, if this happens to us, it tends to lead to unwarranted metaphysical speculation. In particular, for Buddhists, the shift in perspective is interpreted as an insight into the nature of reality. Religieux indoctrinated with different views take this experience as meaning something else, such as being one with God or merging with the absolute.

Experience is an emergent property of living, embodied brains. Experience only exists, to the extent that it exists at all, as a product of our interactions with a mind-independent world. In this, experience is unlike the world, i.e., experience is dependent on our minds. It is presumably more efficient to employ a model of the world because the sheer volume of incoming information would otherwise quickly overwhelm us and render us incapable of action or reaction. After all, this is why humans employ models when dealing with complex situations.

We can make a methodological distinction between experience and reality, with some caveats. Firstly, "reality" is used in the value neutral sense that I have described; and, secondly, we have to acknowledge that ultimately experience is an aspect of reality, i.e., that part of reality, with a "subjective mode of being", that only we have access to. However, roughly speaking, experience is our personal world; while reality is the public world that we all share. For each of us there is an epistemological distinction between self and world (our thoughts are clear to us, others' thoughts are opaque). And it can be useful to talk as though these were separate as long as no one is confused about the context.


Buddhism, Experience, and Reality

While the ancient Greeks were busy speculating about "reality", in ancient India they had figured out that if you completely ignore sense experience, there is a class of experiences that one can have that are unlike any other. By focussing internally, one can withdraw into a state of peaceful bliss. This is not only very evocative of mind-body dualism, sky-beings and all that, but it also gives the meditator a totally new perspective on experience. Reflecting on experience, especially in the light of being aware while experience stops and then restarts, can result in permanent changes to how we experience the world. The first-person perspective can drop away, leaving us operating in a field of experiences without a subjective reference point. Those who do experience the world in this way describe it in glowing terms.

For many Buddhist traditions this luminous experience is reality. Part of my project is pointing out that it isn't. Selflessness is still experiential, or at least involves a perspective on, inferences from, and interpretations of experience. Granted, the luminosity, or selflessness, or whatever, are unlike anything humans normally experience, but they are still experiences being had by a person. The interpretations of the significance of these experiences are so very obviously culturally determined, that calling it "liberation" in any ultimate sense is clearly going beyond the data. One may well be free of certain types of conditioning as a result, but intellectually many well-worn ruts still exist and channel the thoughts of the "enlightened". Typically, the liberated person judges their experience to confirm the doctrine that they have been indoctrinated with. Thus, the liberated still appear to suffer from confirmation bias. I've recently come across work by Jeffery A. Martin, which I have yet to fully evaluate, but at the very least he appears to have a useful vocabulary for this kind of experience, which he calls "non-symbolic". Enlightenment in his terms would be persistent or on-going non-symbolic experience. I think this may turn out to be a very useful of talking about enlightenment to disentangle it from the legacy terminology of Asian tradition (not to mention unhelpful English translations of such terminology).

Unfortunately, the non-symbolic experience is so engrossing and all encompassing, that those who have it are often supremely confident in their interpretations of their experiences. They are often unwilling to contemplate any other interpretation. I accept that at least some of the people who claim to have no self really do have a different experience of the world, but I'm unwilling to accept their metaphysical/ontological claims on face value.

Experiences of the non-symbolic type led Buddhists to develop an influential discourse that begins with a simile: "form is like an illusion" (rūpam māyopama). Here "form" represents all of the five branches of experience, i.e., form, sensations, perception, volition, and cognition. These are how early Buddhists conceptualised the processes required to have experiences. So we could read this as, "experience is like an illusion". The skandhas are still not a bad list, even if the definitions of the items have become overly vague. Many people find the skandhas provide a useful methodological focus for reflecting on experience. "Illusion", here, translates the Sanskrit and Pāḷi word māyā, which comes from a root (√) meaning "to create", and is related to the creative power of gods. In Buddhist myth, for example, the Buddha's mother is called Māyā, which probably means something like "Creatrix" (it's a Brahmanical name with Brahmanical religious connotations). However, in Buddhist texts māyā usually refers to something conjured up, usually by magic, which deceives the mind into thinking it is real, when it is not. 

How can we understand the idea that experience is like an illusion? In the context I have been outlining, we can say that experience, is like an illusion to the extent that it is unlike the mind-independent world. In other words, the question about experience and illusion only makes sense when the contrast between solid objects and ephemeral experience is clear.

I had an insight into this on a long retreat some years ago. I was standing with a friend, both of us looking at a 100m vertical rock face. And I said, "but it doesn't change". My friend's response was "close your eyes". In that instant of closing my eyes, the rock did not change one iota; but my experience of the rock changed completely. My experience changed from a primarily visual one to a primarily mnemonic one (I had a fresh memory of seeing the rock). When I opened my eyes again and switched back to a visual experience, the rock was again apparently unchanged, but my experience changed completely. It's not that everything changes, although, of course, it does. It's that experience is impermanent, unsatisfactory, and insubstantial. In fact, experience can completely cease, leaving us alive and aware, but not aware of anything. This is not reality, but is better described as the experience of the cessation of experience (nirodha or nibbāna).

The idea of a mind-independent world is not explicitly endorsed by any Buddhist text. However, the early Buddhist model of perception requires that there be what we would call an "object", but which they called a "foundation" (ālambhana) that is not encompassed by their idea of mind. The foundation is contrasted with the sense faculty (indriya) and sense cognition (vijñāna). In other words, the foundation for perception is independent of the mind. However, nothing is ever said about the nature of the foundations of perception. It is merely a background to the act of perception and the focus is entirely on the cognitive aspects of the act. However, it does mean that a mind-independent world is entirely consistent with the early Buddhist model of perception.

The philosophical position that the world is an illusion is common in other Indian traditions (especially in Sāṃkya-darśana and the traditions it influenced such as Vedanta and Patañjali's Yoga ). However, this position is not practical and long ago ceased to be interesting. In fact, we know that the world is not an illusion. The world is real, in the value neutral way I have described. Experience can certainly deceive us about the world, but this is a commentary on experience, not on reality.

The world is not an illusion or even like an illusion. Quite the opposite. The world is the (relatively) stable reality against which the concept of "illusion" has meaning. We contrast experience with the world and discover that, unlike the world, experience is like an illusion - virtual, fleeting, unsatisfactory, insubstantial. This is an epistemological distinction. The ontological argument that mind and body, or mind and world, are substantially different or made of different stuff is untenable. Everything is a manifestation of one kind of stuff and reductionism is the right method for dealing with questions of stuff or substances. However, structures made from stuff are also "real", i.e., existent and causal. Reductionism fails at this point precisely because the associated methods destroy the very structures we wish to study. 


Summary So Far

In Part 1, I argued for a mind-independent world. Or at least I summarised arguments that I have previously made at greater length, based on ideas I have drawn from various sources, especially Sean Carroll, Richard H Jones, and John Searle. I argued that this mind-independent world is value neutral, that it doesn't fit the narratives developed over centuries in which the world mirrors projections of human desires. The world is not absolute, transcendent, ultimate, divine or any of that. It just is what it is.

In this part I have tried to show that our relation to this world is not separate or unique, but integrated and of the same type. However, I also noted that our experience is not like the mind-independent world. Indeed, it is the contrast between experience and the world that helps up to makes sense of the Buddhist claim that experience is "like an illusion". This is a distinction I think few Buddhists will easily accept, because most of us are deeply indoctrinated to believe the exact opposite: either some form of idealism in which the mind literally creates the world; or that experience is the world. I see the standard Buddhist narratives as problematic and in the next part I will explain why. In the briefest possible terms, Buddhism as it stands is not compatible with the laws of nature. There could hardly be a worse situation for Buddhists.

~~oOo~~

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