13 April 2012

Formalism in the Saṅgha

In the text I will discuss in this essay, it seems as though formalism had already begun to set in to the early bhikkhu saṅgha--indeed what it appears to show is that a monastic saṅgha, as opposed to a wandering ascetic saṅhga, is itself a form of degeneration recognised before the closing of the Canon. Whether this really happened during the lifetime of the Buddha or not we don't really know, but clearly it happened fairly quickly for this story to be canonical. What follows is an abbreviated translation of the Third Instruction Story (Tatityaovāda Sutta. S 16.8; PTS S ii.208) which as the title suggests is the third of three similar stories in which the Buddha asks Kassapa to admonish or instruct (ovāda) the bhikkhus.

Translation

In Rājagaha at the squirrel feeding place. The indeed Elder Mahākassapa approached the Bhagavan, greeted him, and sat to one side. As he sat the Bhagavan said to him, "Kassapa instruct the bhikkhus, give them on a talk on Dhamma. Either you or I should instruct them, Kassapa; either you or I should give them a talk on Dhamma.

"At present, Bhante, the bhikkhus speak ill, and are unruly; they are impatient and slow to take on instructions."

"Formerly Kassapa, amongst the elder bhikkhus, there were those who lived in the wilderness (āraññikā ) and spoke in praise (vaṇṇavādina) of living in the wilderness; and they ate only from an alms bowl (piṇḍapātika) and praised living on alms food; and wore robes from rubbish heaps (paṃsukūlika ) and praised wearing such robes; and owned just three robes and praised living with only three robes; and were easily satisfied (appiccha) and praised being easily satisfied; and were contented and praised contentment; and were solitary (pavivittā) and praised solitude; and were individuals (asaṃsaṭṭha ) and spoke in praise of individuality; and exerted themselves (āraddhavīriya) and praised exertion (vīriya-ārambha) ."

"Bhikkhus who possessed such qualities where invited to sit by the elder bhikkhus. [They would say] 'come bhikkhu', and 'what is this bhikkhu's name?', and 'what a good bhikkhu indeed is he', and 'this is a bhikkhu who loves the training'."

"And the new bhikkhus would think [a bhikkhu with those qualities is really a bhikkhu, and the elder bhikkhus treat him with respect]. They would be on the path to being like that, and that would be for their welfare (hitāya) and happiness (sukkha) for a long time."

"But now, Kassapa, the elder bhikkhus are not like that."

"Now he is [thought to be] a bhikkhu who is known, famous, a recipient of the requisites of robes, alms bowl, lodging, medicine and support when ill. Him the elder bhikkhus invite to sit. [They would say] 'come bhikkhu', and 'what is this bhikkhu's name?', and 'what a good bhikkhu indeed is he', and 'this is a bhikkhu who loves the brotherhood '."

"And the new bhikkhus would think [a bhikkhu with those qualities is really a bhikkhu, and the elder bhikkhus treat him with respect]. They would be on the path to being like that, and that would be for their harm (ahitāya) and unhappiness (dukkha) for a long time."

"Of [the famous recipient of requisites] one speaking rightly might say: 'the celibate practitioner is oppressed by the misfortunes of a celibate practitioner, is overcome by what overcomes a celibate practitioner.'"


Comments on the text and translation

The first thing to note is where this dialogue takes place, i.e. in the kalandakanivāpa near Rājagaha. DOPN says of the kalandakanivāpa: "Here food (nivāpa) was regularly placed for the squirrels [kalandaka]… UdA.60; SnA.ii.419"; the identification of kalandaka as 'squirrel' is difficult to substantiate – c.f. PED s.v. kalanda ‘heap, stack’; BHSD notes variant spellings karandaka-, kalaṇḍaka- and karaṇḍaka-. Bhikkhu Bodhi (Connected Discourses, p.760) has “Bamboo Grove” which may reflect the fact that the kalandakanivāpa was said to be in the Veluvaṇa or Bamboo Grove. CST notes that the Sri Lankan printed canon has instead "sāvatthi, ārāme" in a park near Sāvatthī – which brings to mind Schopen’s article 'If You Can't Remember, How to Make It Up' on the Mūlasarvātivāda-Vinaya rules for assigning a text to a city if one is not specified in the text one has. Schopen (1997).

The phrase "slow to take on" renders the compound: appadakkhiṇaggāhina = a– + pa– + dakkhiṇa + gāhina ‘not right handed’ (c.f. padakkhina ‘to the right’). The implication seems to be that they bhikkhus are inept, as the right hand symbolises aptitude – just as it does in European culture where the Latin derived word for left-handed is sinister. In India there is the additional sense of pollution related to the left hand being used to wash the anus after defecation. Hence also keeping the right shoulder towards objects (including people) of respect. (See Ritual Purity or Rank Superstition).

The new bhikkhus (nava bhikkhu) observing the elder bhikkhus (thera bhikkhu), emulate them and thus they would be on the path to "being like that": tathā hi, or 'thus' with hi linking back to the previous sentence. The commentary glosses tathā as tesu theresu 'amongst these elders', which reinforces the sense of the newer monks becoming like the older monks.

The word ārañña is often erroneously translated as "forest" but in fact it means a place outside of the safety of the village and away from cultivated land, i.e. something more like ‘wilderness’. It is true that ārañña includes the jungle that still existed in the Ganges Plain at the time, but the word has a broader reference.

In the past, says the text, bhikkhus "wore robes from rubbish heaps" The word here is paṃsukūlika:paṃsu means 'dirt, rubbish'; kūla however means 'slope, bank' usually with reference to a river' (PED), and in this context suggests a 'heap'. So the brief meaning would be 'one who resorts to rubbish heaps' however The Dīgha Nikāya commentary glosses paṃsukūlāni as pathaviyaṃ chaḍḍita-nantakāni 'rags discarded on the ground' (DA 2.356) which suggests we should understand the word paṃsukūlika as 'one who resorts to rubbish heaps [for clothing]'.

There are two terms used to describe the bhikkhu leading a solitary life: pavivitta and asaṃsaṭṭhā. The word pavivittā suggests that they lived alone, and apart. The other word asaṃsaṭṭhā could be a simple synonym but I take the opportunity to draw out something else. It is a pp. from saṃ√sṛj 'living in groups, mixed with' (Pāli saṃsaṭṭheti? c.f. noun saṃsagga ‘contact, association’. Here I’m assuming that the negative prefix gives the word a positive force rather than being a simple negation: that the bhikkhus were once individuals rather than simply members of a group; as opposed to saying that the bhikkhus did not socialise or live in groups which is implied by pavivitta. I any case the two together emphasise aloneness.

The last quality discussed is put in two related ways: āraddha-vīriya with 'energy engaged' and vīriya-ārambha 'making a effort'. Both āraddha and ārambha are from ā√rabh 'to begin, understand', PED lists viriyaṃ ārabhati 'to make a effort'. The form of the past participle āraddha is affected by Bartholomae’s Law affecting the adding of the past participle suffix –ta to a voiced aspirated consonant so that bha + ta goes though several hypothetical stages to produce the form in use: bhta > btha > bdha > ddha.

Having observed the elder bhikkhus the new bhikkhues tend to become like them (tathattāya) This is the dative case of tathatta, an abstract noun from tatha 'thus', meaning 'the state of being thus'; The commentary explains: tathattāyāti tathābhāvāya, āraññikādibhāvāyāti attho - 'to being like that' means 'to become thus' i.e. to 'primarily becoming a wilderness dweller'. Compare the word tathāgata which is literally 'one who is thus' or 'one who is like that'.

My phrase "this is a bhikkhu who loves the brotherhood" translates sabrahmacāri-kāma. Sa- is a prefix meaning 'with, together' and is connected with Latin simul as in English words like similar and simultaneous; cārin (cari- in compounds) is a possessive from cāra 'action, behaviour, faring' and a brahmacārin is literally 'one who behaves like Brahmā' (i.e. like God) and originally the word referred to an unmarried (and therefore celibate) student of the Vedas who by convention stayed aloof from the world. Buddhists took over this characteristically Brahmanical term to mean a celibate Buddhist practitioner, i.e. a bhikkhu. The word bhikkhu means 'a beggar', and perhaps this other term brahmacārin had a more positive connotation. Often in a Buddhist words with brahma- have the connotation of ‘holy, divine’ so a brahmacārin is sometimes referred to in English as someone who practices the holy life, though I think the loading with Theistic symbolism makes this unhelpful. So sabrahmacāri- means 'with those who live as celibate monks'. Finally kāma means love or desire. Compare also the related to the word dhammacārin ‘a dhamma-farer’, ‘one who lives by the dhamma’. Members of the Triratna Order are referred to (if only by each other) using the Sanskrit equivalent dharmacārin (masculine dharmacārī; feminine dharmacāriṇī).

Note the subtle change in emphasis here: the āraññikā is said to ‘love the training’ (sikkhā-kāma), where as the famous monk (yasassin) the recipient of donations (lābhin) is said to be ‘one who loves the brotherhood’ (sabrahmacāri-kāma). The implication is that he does not love the training, and he is not one who is pavivattā or asaṃsaṭṭḥā, solitary and individual, but is a gregarious group member (na pavivttā; na saṃsaṭṭhā).


Conclusion

That bhikkhus changed from being freelance solitary wanderers to collective and settled monks should come as no surprise. That early Buddhists saw this as problematic may do. This is because the winners write history and Buddhist history has been, until recently, written by settled collectivists of the kind described above: concerned primarily with getting their requisites. This text must give us pause in considering the idea that cenobitical renunciants are the ideal Buddhists or that they are the preservers of the original tradition of the Buddha. Their own texts, mostly conserved with great care, show us that this is simply not true.

The problems facing the brahmacārin can be overwhelming and defeat the brahmacārin so that they up trying to make the best of saṃsāra. They try to get as comfortable as possible, and they exploit the lay community to achieve this. At worst it is an outright scam.

Following the publication of Reginald Ray's book Buddhist Saints in India, we became aware that Buddhist society was not originally two-tiered, but threefold with what Ray calls forest-renunciants, settled monastics and lay people all playing important roles in maintaining Buddhism as a way of living. The renunciants (often called bodhisattvas in early Mahāyāna texts like the Ugraparipṛccha - see Nattier) were the full time practitioners, and as the Tatityaovāda Sutta shows they were considered to be the true bhikkhus. Those less committed, or less able bhikkhus, provided the support for the bodhisattvas, and interfaced with the public, especially wealthy patrons. This function was clearly looked down upon at some time, or in some quarters before the closing of the Canon. The positive contribution they made was in setting up systems to preserve texts, and distribute the enormous wealth that soon began to accumulate in monasteries. They also acted as a kind of police force for the saṅgha, since as the Vinaya itself shows the monks were a wayward lot. But without the cutting edge of intensive meditation practice the settled monastics became worldly bald men in elaborate robes (they edged women out of the picture as much as possible). The acts of the saṅgha became mere formalism.

The Triratna Buddhist Order response to this comes on many levels. A Buddhist is not defined by membership of some group or allegiance to certain doctrines, but by the act of going for refuge. We set aside the monk/lay divide and say that commitment to practice takes precedence over lifestyle or haircut. We are all committed to practising the Dharma. To some extent each member of the Order takes on each of the three roles at different times: each of us aims to spend most of our time on Dharma practice of some kind, including right-livelihood work. For some this involves living with a family, for others living in a single-sex community or alone. All of us aim to spend some time on retreat each year, and preferably some time on solitary retreat. Obviously people have different temperaments and aptitudes, but we all contribute to a community that supports practice rather than the accumulation of assets.

The old way of concentrating resources on supporting a load of free loaders is not going to work in the West. Monasticism is and will probably remain a minority sport. Monastics, who are genuinely full-time practitioners and supported to be so, add depth to a practice community, as do those who can sustain intense solitary practice. But becoming a monk will never be a career option as it is in Asia. If we reach 1% of the Buddhist population living in full-time retreat for longish periods of time that would seem plenty. (Tibet got to 25% of the adult male population which was outrageous).

Our Western culture is in dire need of Buddhist techniques for paying attention, calming down, developing positivity and emotional robustness, and the bulk of our resources should be focussed on trying to meet that need. With some basic calm and good will we might be able to start making progress on deeper transformation - but chances are our neighbours on planet earth will need help with the basics before that. Human beings are one species. We have only one planet to live on, which we share with other forms of life. There's no realistic way to talk about being free when one's neighbours are enslaved. We must all be free, or no one is.

~~oOo~~


Bibliography

  • Bodhi. (2000) The Connected Discourses of the Buddha: A translation of the Saṃyutta Nikāya. Wisdom.
  • Nattier, Jan. (2003) A few good men : The Bodhisattva path according to the Inquiry of Ugra (Ugraparipṛcchā). University of Hawai'i Press.
  • Ray, Reginald A. (1994) Buddhist Saints in India: A Study in Buddhist Values & Orientations. Oxford University Press.
  • Schopen, Gregory. (1997) 'If you can’t Remember, How to Make it up, Some Monastic Rules for Redacting Canonical Texts.' in Kieffer-Pülz, P & Hartman, J. (Eds.) Baudhavidyāsudhākaḥ. Studies in Honour of Heinz Bechert. Swisttal-Oldendorf: Indica-et-Tibetica-Verl.

06 April 2012

Ātman, Ego, and Rebirth

sheaf and flail

medieval peasants thresh
a sheaf of barley with flails

WHAT FOLLOWS IS my translation of the Sheaf of Barley Simile (Yavakalāpi Sutta S 34.248), along with some threads which I draw from it. The simile relates to my research into papañca: the past participle papañcita is used in a context that helps us to understand that word. Here I will be focussing on some other implications.

I have restructured the text so that the last part condenses several pages into a couple of paragraphs - without losing anything of importance. The central metaphor of the Yavakalāpi Sutta is that how we think about our existence determines whether we bound or free.

Sheaf of Barley Simile

Suppose that a sheaf of barley were laid at a crossroad. And six men might come bearing flails, and those six men might thresh that sheaf of barley. That sheaf of barley would be well threshed by those six flails threshing. Then a seventh man might come bearing a flail, and he might also thresh the sheaf of barley. So that sheaf of barley would be more well-threshed by that seventh flail threshing.

Just so the uneducated hoi polloi [1] are struck in the eye by pleasant and unpleasant forms, sounds, smells, tastes, tangibles, and mental objects. If an uneducated hoi polus[2] strives after future rebirth, that foolish person is more well-battered, just as the sheaf is more well threshed by the seventh flail.

Once upon a time the devas and asuras were massed for battle. The Asura Lord Vepacitti addressed the asuras: "If, sirs, in the midst of the battle the asuras are victorious and the devas are defeated, then binding Sakka, Lord of the Devas, with bindings, with his neck as the fifth[3], then lead him to me at Asurapura (the City of the Asuras). Sakka also addressed the devas: "If, sirs, in the midst of the battle the devas are victorious and the asuras are defeated, then, binding Asura Lord Vepacitti with bindings, with his neck as the fifth, then lead him to me at Sudhamma, the Hall of the Devas. In that battle the devas were victorious and the asuras were defeated. Then the thirty three devas, binding Asura Lord Vepacitti with bindings, with his neck as the fifth, lead him to Sakka, Lord of the Devas, at Sudhamma, the Hall of the Devas. There Asura Lord Vepacitti is bound with bindings, with his neck as the fifth.

When Asura Lord Vepacitti thought "the devas as just (dhammika) and the asuras are unjust (adhammika) now here I am going to the city of the devas”, then he perceived himself released from his binding with the neck as fifth, and possessing and endowed with the five divine cords of pleasure enjoying himself. When, however, Asura Lord Vepacitti, thought "the asuras are just and the devas are unjust, now I will just go to the asura city”, then he perceived himself as bound by bindings with the neck as fifth. And the five divine cords of pleasure faded away. So subtle were the bonds of Vepacitti, but more subtle are the bonds of Māra. Thinking (maññamāno)[4] is the binding of Māra, not thinking is release from the Evil One.
'I am…'
'I am this…'
'I will become…'
'I will not become…'
'I will be beautiful…'
'I will be ugly…'
'I will be aware…'[5]
'I will be unaware…'
'I will be neither aware nor unaware…'
…is an opinion (maññita), an anxiety (iñjita), a writhing (phandita), a proliferation (papañcita), [6] a state of conceit (mānagata)…

Opinions, anxieties, writhings, obsessions and states of mind are a disease, a boil, an arrow. 'We will dwell without the conceit of opinions, without the conceit of anxieties, without the conceit of writhing, without the conceit of obsessions, having destroyed conceit' this is how you should train.

~.o.~
The first point to make is that opinions etc, including papañca, are something that we add to the perceptual process, they are the seventh flail. We're already battered by the experience of our six senses, and then we add to the battering. This is consistent with texts such as the Salla Sutta which make a similar distinction between the pain from the senses, and the suffering of our reactions to pain. However the specific thing that we add in this case is striving after future rebirth (āyatiṃ punabhavāya ceteti).

However what got me thinking about this text today was that I was reconsidering my blog post Early Buddhists and Ātman/Brahman. It is here that I note my discovery, I think for the first time, that no Brahmin ever talks about ātman in the Pāli Canon, and that the Buddha never debates the subject with a Brahmin. This strongly suggests that, at the very least, we have to re-assess the idea that the Buddha was familiar with the Upaniṣads, or the extent to which the Buddha (i.e. early Buddhists) might have been familiar with Upaniṣadic themes.

In Yavakalāpi Sutta the Buddha takes an approach to self that, as far as I know, is not one that is found in the Upaniṣads. The statements above--the 9 statements starting with 'I am' (asmīti)--are not about an essential or eternal self; much less the merging of the self into brahman for the attainment of immortality. Where the Upaniṣadic ātman is trans-personal and identified with creation or creator, these statements are very much concerned with personal identity and personal continuity. So in reading this text we are not talking about the Upaniṣadic ātman, we are talking about the simple sense of being a self and having a first-person perspective.

Coming back to future rebirth, we see that seven of the nine statements use the future form of the verb, i.e. bhavissāmīti--'I will be', or 'I will become'--and therefore concern people's anxieties about a future life. It is entirely natural in a culture with a rebirth eschatology to be anxious about future lives, indeed as a moral technology this belief system actually depends on people having these anxieties to motivate their compliance with moral norms.

But this text is saying, quite distinctly, that opinions or anxieties about a future life are sources of suffering over and above the suffering induced by the senses. The ideal disciple does not indulge in opinions and anxieties about future lives. We might say that this is because they train for release from saṃsāra. However consider the simile involving Vepacitti which seems to be an allegory with the message that how we think about our sense experience, or (perhaps) what we make of our sense experience, is precisely what binds us to saṃsāra.

There's a interesting feature of the text. For humans being bound by the five cords of sensual pleasure (pañca kāmaguṇa) is synonymous with being caught in saṃsāra. The devas and asuras however operate in a different way. When Vepacitti perceives things correctly--perceives the devas as lawful or just (dhammika)--he is endowed with the divine version of the five cords. When his perception is distorted, the cords fade away. And note that the text speaks of seven flails related to the five physical senses, the mental sense, and then striving after rebirth as the seventh; while there are only five cords of sensual pleasure, and thinking. Indeed the problem for humans is precisely thinking (maññamāno), which is the verb usually associated with activity of mind (manas).

In any case the message is quite clear: even if you do believe in rebirth, it only causes unhappiness to think about rebirth; it only causes unhappiness to wish for a better rebirth; it only causes unhappiness to speculate about the nature of rebirth; in short: thinking in terms of being reborn is generally quite unhelpful. The whole point of Buddhism is to be liberated from rebirth, to not be reborn, to escape from the cycle. What the allegory of Vepacitti suggests is that if you even think in terms of rebirth, then you are caught in Māra's bonds. So the disciple should not be thinking in terms of rebirth at all, not having opinions or anxieties or conceits with respect to rebirth.

Therefore, even if you do believe in rebirth, there is no advantage in thinking about it or talking about it, and considerable disadvantage in doing so. It is best not to think about rebirth at all, since thinking in those terms binds you to Māra's realm. Belief in rebirth only leads to speculation, worry, proliferation and conceit which poison our minds.


~~oOo~~



Notes

[1] assutavā puthujjana: suta 'heard' sutavant 'possessing the heard' i.e. educated; puthu (many) jana (people). Greek hoi polloi 'the many'.
[2] pollus is the singular of polloi.
[3] This appears to mean bind his four limbs plus his neck.
[4] The word refers to all kinds of mental activity: thinking, imagining, having opinions; being convinced, being sure. The context suggests that here it refers to having opinions.
[5] saññin – possessing perception or recognition, a perceiver.
[6] The word iñjita is a past-participle (used as substantive here) from iñjati 'to shake, turn about, move, or vacillate'. In Pāli trembling is often associated with fear. The Pali Commentary says: "the reason for the meaning of 'iñjitaṃ' etc., is that through the vices (kilesa: lobha, dosa, moha, i.e. greed, aversion, and confusion ) beings shake (iñjita) and writhe (phandita), and are obsessed (papañcita) because they are afflicted by states of carelessness."
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