The Son of the Śākyas

Scythian Horseman
Lessing Photo Archive

IN 2009 WHEN I WAS writing about the name of the Buddha I mentioned in passing that some people thought that marriage customs attributed to the Buddha's family in the Pāli Commentarial tradition pointed to the Buddha being Dravidian rather than Aryan. Someone asked for references and at the time I didn't have them to hand. So three years later I'm interested in this again...

The idea seems to go back at least to 1923 when A. M. Hocart tried to use observations from the traditional genealogies Śākyas and Koliyas to explain the relationship between the Buddha and his cousin Devadatta (Cited in Emeneau 1939: 220). The story of the origins of the Śākyas (Pāli Sakya) is found in several places, but particularly the Ambaṭṭha Sutta (DN 3). "The Śākyans regard King Okkāka as their ancestor" (Walsh 1995: 114). This story itself is explored in more detail by Silk (1973). In the version in the Sumaṅgalavilāsinī (the 5th century CE Theravāda commentary on the Dīgha Nikāya) there is some evidence that cross-cousin marriage occurred at the origin of the Śākya and Koliya clans (Emeneau 1939: 222). In addition there are extensive genealogies in the Mahāvaṃsa which show cross-cousin marriages (Trautman 1973: 158-160).

A cross cousin marriage is one in which a boy would marry his mother's brother's daughter, or a girl would marry her father's sister's son. This is one of the preferred matches in South India amongst the Dravidian speaking peoples, and also practised in Sri Lanka. However Good (1996) has been critical of the idea that cross-cousin marriage is the only or most preferred kin relationship, and shows that other marriage matches are made. Be that as it may, cross-cousin marriage is a feature of South Indian kinship, and the Brahmanical law books (the Dharmasūtras) make it clear that cousin marriage is forbidden for Aryas. (Thapar 2010: 306). The perception, then is that if the Buddha's family practised cross-cousin marriage, they cannot have been Aryas and were likely Dravidians.

Already in 1939 Emeneau saw the main flaw in the argument. The earliest sources we have for these propositions are Theravāda commentarial texts. They were written in about the 5th century CE in Sri Lanka. To a great extent they reflect the society of 5th century Sri Lanka. Indeed there is no corroborating evidence from the suttas or Vinaya that cross-cousin marriage took place at all. The obvious conclusion is that when the authors of the Mahāvaṃsa and the commentaries upon which the Sumaṅgalavilāsinī was based sat down to compose a genealogy for the Buddha they used familiar figures from the old texts, but arranged them in a way which seemed natural. In other words they unselfconsciously modelled the Buddha's family on their own. So I concur with Emeneau that the story is not plausible.

In my essay on the Buddha's name I posed the problem of the Buddha having a Brahmin gotra name. The gotra name was a paternal lineage name which in the case of Gautama stretches back to the Ṛgveda. Gotama, the ancestor of the Gautama clan, complied the 4th book of the Ṛgveda and is mentioned in several sūktas. [1] The Gautama clan continued to be prominent before, during and after the time of the Buddha, for example the name appears in lineages in the (pre-Buddhist) Bṛhadāraṇyaka Upaniṣad and there is a (post-Asoka) Gautama Dharmasūtra.

Some authors have suggested that the name Gautama was adopted by the Śākyas from their purohita (hierophant, or ritual master). (Kosambi 1967: 37; Karve in Patil 1973: 42). This appears to be based on a later tradition whereby a kṣatriya king would adopt the gotra name of his purohita. The implication is that the Buddha's father Suddhodana must have employed a Brahmin purohita. This suggestion has several weaknesses. Firstly there is no mention of any Brahmins in relation to the Buddha's family in the earlier texts - later on we do find a Brahmin in the court, but he is part of a hugely elaborated hagiography in which the Buddha walks and talks immediately after being born. During the time of the Buddha the Brahmins were a presence but not a dominant presence. Secondly although Suddhodana is called a rāja and this is usually interpreted as king in later hagiographies, in the context of the Śākya tribe it was probably more akin to 'chief' or 'head man'. Thirdly the Buddha never has a good word to say about Brahmin ritualists, and often has bad words to say about them - he likens them to dogs in the Aṅguttara Nikāya. The Buddha's attitude, especially with respect to class (varṇa) or caste (jāti) is often taken as evidence that the Śākyas found the is often taken as indicating they these were novel ideas that he found peculiar. Finally the tradition itself is attested in the "post-epic period" (Karve in Patil 1973: 42), and it seems very likely that the compilation of the Epics out of the pre-existing oral traditions was at least partly a response to the success of Buddhism.

Although the Buddha is almost always represented as a kṣatriya I see no sign in the Pāli texts that he felt he lacked prestige such that taking a Brahmin name would improve it. There is also no hint of it happening further back in his line. In fact neither the Buddha's father nor any of his male relatives, is ever called Gautama in the suttas. So on the whole this idea of adopting a Brahmin gotra seems unlikely to me.

Very few other Gautamas are met with in Pāli. However both the Buddha's mother (Māyā, or Māyadevī) and his aunt (Mahāprajāpatī) are called Gotamī. The simplest explanation is that the Buddha was a Gautama on his mother's side, and that like several other male figures in the Pāli Canon—notably Śāriputra, the son (putra) of (his mother) Rūpasārī—the Buddha went by his mother's gotra name. I plan a longer essay pulling all this together with a more in-depth argument, but this is an outline and shows the kinds of sources that the ideas draw on.

One more note on the Śākyas. For many years sensible people have been telling overly enthusiastic amateurs that the Indian name for the Scythians (Śaka) is only similar to the name Śākya by coincidence. Recently I found some rough notes on an Indology forum by Harvard Professor Michael Witzel who's work I hold in very high regard. Witzel says that the similarity is not a coincidence, though we still have the solid historical fact that the Śaka did not enter Indian until 140 CE. However he also suggests that the Śākyas, like the Mallas, Licchavis, Vṛjis and other tribes that are found in Great Magadha were not originally from there but migrated only shortly before the lifetime of the Buddha.

"The Malla are a Rajasthan desert tribe in Jaiminiya Brahmana, and are still known on the Middle Indus as Malloi in Alexander's time."

Witzel suggests Iranian links for the Śākyas including their building of funeral mounds (aka stūpas), the names of some of their kings, marriage patterns (based on the origin story in the Ambaṭṭha Sutta [DN 3] and elsewhere, which is better attested than cross-cousin marriage), and also

"Then there also is the new idea of weighing one’s guilt after death. This was first an Egyptian, then a Zoroastrian and Iranian concept. It is connected with the idea of personal responsibility for one’s action (karma). "

The latter is very intriguing indeed. Some of this material, has made it into Witzel's published oeuvre, but it has yet to receive a detailed treatment. Long time readers may recall that I have noted some Persian Influences in Buddhism (20.6.08), and this seems to make the case quite a lot stronger. I would just add that a lot of crazy stuff can be found on the internet regarding the Scythians, and most of it cannot be taken seriously. We even find the suggestions that the Buddha was a Scythian or an Iranian, which are facile. Whatever their origins the Śākyas had lived in India for probably 500 years before the Buddha, and were thoroughly naturalised Indians with very little memory of their background.

~~oOo~~

Notes

1. There is a potential confusion here. In Sanskrit the ancestor's name is Gotama (he who has the most cows). When the word becomes an adjective describing those associated with Gotama the root vowel o is stretched (vṛddhi) to become au. So Gautama means 'of or associated with Gotama. However in Pāli the vowel au is condensed back down to o, so Gautama becomes Gotama. We need to distinguish between Gotama the Ṛṣi of the Vedas (in Sanskrit), and Gotama the Buddha (in Pāli).
   

Bibliography

• Emeneau, M. B. 1939. 'Was There Cross-Cousin Marriage among the Śākyas?' Journal of the American Oriental Society. 59( 2): 220-226.
• Good, Anthony. 1990. 'On the Non-Existence of "Dravidian Kinship".' Edinburgh Papers In South Asian Studies. 6. Centre for South Asian Studies, University of Edinburgh.
• Kosambi, D. D. 1967. 'The Vedic "Five Tribes".' Journal of the American Oriental Society. 87 (1): 33-39.
• Patil, Sharad. 1973. 'Some Aspects of Matriarchy in Ancient India: Clan Mother to Tribal Mother.' Social Scientist. 2 (4): 42-58.
• Silk, Jonathan A. 2008. 'Incestuous Ancestries: The Family Origins of Gautama Siddhārtha, Abraham and Sarah in Genesis 20:12, and The Status of Scripture in Buddhism.' History of Religions. 47 (4): 253-281.
• Thapar, Romila. 2010. Ancient Indian Social History: Some Interpretations. 2nd Rev. ed. Orient Blackswan.
  
• Trautmann, Thomas R. 1973 'Consanguineous Marriage in Pali Literature.' Journal of the American Oriental Society. 93(2): 158-180.
• Walsh, Maurice. 1995. The Long Discourses of the Buddha: A Translation of the Dīgha Nikāya. Wisdom Publications.
  

Morality in Relationship

MANY OF MY BUDDHIST FRIENDS struggle with the idea that the intentions behind actions determine the ethical value of them, i.e. whether they are skilful or unskilful. Some really don't see how this could be. In studying the Kālāma Sutta a penny dropped for me about intention and action.

There is a tendency in the West to discuss ethics and morality in the abstract. We have hypothetical discussions about whether karma might have caught up with Hitler in his next life, or whether one could kill another human being if the intention really was kindness (in the case of euthanasia for instance). We don't always ground our discussion of morality in the day to day and personal. The Kālāma Sutta suggests that this is a mistake. The Buddha critiques a series of ten criteria for making ethical decisions. The first four relate to religious traditions: revelations, lineage, quotations, and tradition. The next five to ways of thinking: speculation, inference, interpreting signs, ideologies, and uncritical acceptance of what seems likely. The last criteria is respect for holy men. [1] He then offers the positive criteria of personal experience as a much better guide to ethical decisions.

My exploration of the terms and my justifications for these translations are set out in my full translation and commentary. Here I want to look at these criteria and what they tell us about the Buddha's morality. In the case of tradition the criteria refer to forms of knowledge which are revealed in various ways and passed down though a teaching lineage. Someone has a vision and organises a movement around themselves (or someone else organises it around them) and everyone who joins is expected to behave a similar way. The rationale for morality is the original vision - but this is not always rooted in practical relationships, and sometimes it ignores the reality of human interactions. Often this kind of morality includes arbitrary elements, morality which is not ethical but simply etiquette. The Vinaya rules for example are largely etiquette with no overt moral significance.

Similarly the various kinds of intellectual criteria refer to ways of thinking about morality which are not rooted in experience. The first is something like Kant's 'pure reason'. When we imagine what the world is like without any reference to experience we can come to some odd conclusions. Think about how influential the idea of the "four humours" has been in Western Society for instance - for may centuries they formed, on almost no evidence, the basis of psychology and medicine. This is one of the great achievements of the Enlightenment - that it grounded medicine in anatomy and physiology rather than abstract ideas. We might think also of some of the early psycho-analytic theories and how they sought to explain human behaviour in terms of imaginary psychic entities like ego, id, and super-ego; or complexes, or archetypes; or more recently 'repressed' memories. [2]

The last criteria amounts to aping the behaviour of a spiritual teacher. This has caused enough problems in Western Buddhism to need little in the way of elucidation.

Because the terms are actually quite vague and the translations less than certain, the thinking about them has been ambiguous. I wanted to relate the terms to what I perceived to be the dynamic of the sutta. Looking at what comes next the Buddha questions the Kālāmas about the effects of craving, aversion and confusion and points out that these root poisons make people behave unskilfully. The penny dropped for me when I saw that all of the resulting wrong actions are about how we relate to other people.

Buddhist morality is primarily about the quality of our relationships to other people. We extend this to all breathing beings (pāṇa), but it's mainly about people. Morality is often thought of as all of our behaviour, all willed actions. Ethics is the narrower subject of the limits which we place on our behaviour. Here we see that Buddhist morality is actually a slightly narrower subject again. It is not simply acting with craving or aversion that is problematic. It can be broader, but the basic Buddhist precepts emphasise relationship. It is relating to other people on the basis of craving or aversion that is primarily problematic, and it is working at this level which is transformative.

There is a caveat. Imagine that you eat what looks like a juicy sweet berry, but it turns out to be bitter. The aversion you feel is because the bitter berry is likely to be poisonous, and you spit it out in order not to be poisoned. This is not morally significant aversion. The attraction to the sweet berry in the first place is not morally significant craving. It is hunger, and a preference for high calorie food that is entirely logical and built into us by evolution. These kinds of attractions and repulsions are active within us all the time. Sometimes we make the mistake of demonising natural desires and aversions, and in doing so we miss the point.

Of course there are a lot of fat people in the developed world who just eat too much. But we could see this as taking the not given, as taking food which really would be better for someone else, perhaps a starving person to eat. Being fat does have health consequences for us, but the morally significance might be better located in the fact that other people are starving to death while we eat ourselves to death; and in the civilised world which has public health provision, the cost to other tax payers in dealing with the health problems that arise from obesity. Being fat is because we eat too much is a matter of moral consequence, though there is emerging evidence that our propensity to eat may be determined to some extent by how our parents and grandparents lived.

So what I'm saying is that the most morally significant craving is the craving that is expressed in relationship to other people, that makes us take their life or well being, their property (their food), their sexual partner, or lie to them. The Kālāma Sutta leaves off the fifth precept but adds that we might also incite other people to these kinds of acts. Similarly with aversion and confusion.

In the Kālāma Sutta the ideal Buddhist—the ariyasāvaka—is portrayed as radiating loving kindness to all beings everywhere. The morally bad person relates to people from craving and hatred and causes harm and misery. The morally good person relates to people from love, compassion, joy, and equanimity and not only does not cause harm or misery, but causes benefit and happiness. For someone who relates in this way there are said to be four consolations.

Now much too much has been made of these consolations, people see the Buddha equivocating on karma and rebirth, but I think they have been over interpreted. I do not think this text provides any justification for not believing in karma and rebirth (my reasons require more space than I have here, so please read my Kālāma Sutta commentary if you are interested). The Buddha clearly understands that acting unskilfully causes harm. I would like to comment briefly on the consolations regarding karma though. The Pāli is

sace kho pana karoto karīyati pāpaṃ, na kho panāhaṃ kassaci pāpaṃ cetemi. Akarontaṃ kho pana maṃ pāpakammaṃ kuto dukkhaṃ phusissatīti?

If evil is done to the [evil] doer, but I do not think (na... cetemi) evil of anyone - not doing evil acts, how will misery touch me?

Here, again, we see an evil action (pāpakammaṃ) explicitly linked to an evil thought or intention (pāpaṃ ceteti). The logic here is: because I do not intend evil, I do not act evilly, and therefore no evil will befall me. However we know, from hard experience, that life is not so simple. Evil happens to good people and vice versa. This cannot be a generalised statement about the nature of reality. But they are words to guide how we relate to other people.

If we approach people with aversion, for instance, we repel people. I have observed that no matter how apposite and insightful the information one is trying to convey, shouting it angrily almost guarantees that the intended recipient is not listening. If we are communicating angrily then the message is just "I am angry" and all subtlety is lost, the non-verbal communication overwhelms the verbal. I notice that street evangelists often sound angry because they are shouting, and here in England people avoid them like the plague.

Similarly we all know what it is like to be approached by someone who only wants to take from us. Take the case of the professional street fund-raisers who way-lay shoppers in the streets (called charity muggers or 'chuggers' in the UK). They use all the forms of polite human interaction: they greet with a smile, make a cheerful and often witty approach; they may even be a bit flirtatious. The forms are OK, but the context is all wrong. In the UK strangers do not approach you in the street, and if they do—if for instance they are lost or need the time—the approach is very hesitant and apologetic even. Under normal circumstances people here would not even make eye contact, let alone speak to strangers at random. The Chuggers exploit the conventions of intimacy without offering any actual relationship, they just want to get your money. So my sense is that there is something terribly wrong about chuggers. They give me the creeps.

When we see Buddhist ethics in this framework of the quality of our relationships and interactions it seems to me that the link between intention and outcome is much clearer. The consequences of our intentions manifest in our interactions with other people. It also becomes clear why skilful/unskilful are preferable to the more absolute terms good/bad. If ethics is concerned with how we relate to others, then this is a practical matter. So the notion of skill is relevant and skill is a spectrum: we can be more or less skilled. Also we can learn skills, which gets us beyond the idea of inherent good and evil which seems quite prevalent.

~~oOo~~

Notes

1. Some people interpret the 9th criteria differently and group it with the 10th. For instance Nyanaponika & Bodhi in their Aṅguttara Nikāya anthology, Numerical Discourses, translate it as 'the seeming competence of the speaker' which is how Buddhaghosa's commentary understands the term. There is a certain symmetry to this and I may just be wilfully idiosyncratic.
   
2. See also: 'Theory, and Why it's Time Psychology Got One.' Notes from Two Scientific Psychologists. 10.11.2011
   

See Also

On Action and Intention

• Action and Intention III - some supporting evidence linking intention and action.
  
• Action and Intention II - a closer look at the domain in which ethics applies.
  
• Ethics and Intention - examining the phrase cetanāhaṃ, bhikkhave, kammaṃ vadāmi (AN vi.63).

On the Kālāma Sutta

• Full translation and commentary.

• Negative Criteria for Moral Decision Making in The Kālāma Sutta.
• Positive Criteria for Moral Decision Making in The Kālāma Sutta.
• Parallels to the Kālāma Sutta.

Of Miracles.

DAVID HUME is perhaps the greatest thinker to write in the English language, or so everyone says. I've been looking at his 1748 essay Of Miracles [1] which is very readable and couched in English not too different from my own. I think it is still relevant to the kinds of discussions that religious people still have about unusual experiences. The crux of the argument is this:

"...no testimony is sufficient to establish a miracle, unless the testimony be of a kind, that its falsehood would be more miraculous, than the fact, which it endeavours to establish..." (p.32)

Hume begins by establishing how we make decisions about reported facts. He argues that when we hear a report about something we weight it against experience. So if I tell you that I met an elephant on the road, you might immediately be doubtful because their are very few elephants wandering the streets of Cambridge. If I add that I was India at the time, my report becomes more credible because India is the kind of place on might expect to meet an elephant on the road. (It was in Kushinagar)

One of Hume's great insights is that we do not see causation per se. If we roll two billiards balls toward each other, they collide and continue on in different direction. The inferences we draw about the nature of their interaction is not based on observing causation, but "...are founded merely on our experience of their constant and regular conjunction." In other words the collision of two balls has a predictable sequence. Hume is not, of course, the last word on this observation - probably Kant had the last word (to date), but Hume's is a very important observation. We do not see causation, we see a sequence of events, and it is the regularity of our observations which gives rise to the idea of causality.

However none of us will only believe things that seem likely. Unlikely things do happen. People win billions-to-one lotteries, are struck by lightening, etc. But, Hume argues, we do require stronger evidence in order to establish the veracity of and extraordinary claim. It is reasonable to entertain doubts about unlikely events. Hume sums up the reasons why we might doubt a report:

"We entertain a suspicion concerning any matter of fact, when the witnesses contradict each other; when they are but few, or of a doubtful character; when they have an interest in what they affirm; when they deliver their testimony with hesitation, or on the contrary, with too violent asseverations." (p.28)

So we must weigh up evidence when deciding whether what some says is true, or whether they have been deceived, or are trying to deceive us. With regard to miracles, these are all extraordinary because they defy what Hume calls the "laws of nature". Hume is not using this phrase in the scientific sense; nor, notice does he absolutise the idea by capitalising the words. He means such things as are observed with universal regularity:

"that... all men must die; that lead cannot, of itself, remain suspended in the air; that fire consumes wood, and is extinguished by water". (p. 31)

This might these days be seen as a quaint definition, but in fact it still carries a lot of authority. We might quibble with the notion that the sun rises everyday - by saying that actually the earth turns; or that the sun will die in 5 million years; or by saying that it does not rise in the high Arctic during winter - but in everyday life the sun is observed to return each day by everyone on the earth, and the exceptions are do not deny the regularity of the observations of billions over thousands of years. The sun always rises. A miracle, according to Hume, is "a transgression of a law of nature by a particular volition of the Deity, or by the interposition of some invisible agent". The example he uses is the raising of a man from the dead. It would be extraordinary for a healthy person to drop down dead. But it would not be a miracle because we know that such things have been observed in the past, and that it breaks no law of mature. But the opposite, the raising of a person from the dead into life, does break the laws of nature. Hume probably chose this example to directly irritate Christians whose religion centres on the belief that Jesus died and was resurrected, and that they themselves will have everlasting life after death.

But note that Hume is not denying that miracles can happen. What he is doing is trying to establish the basis on which a reported miracle might be credible. And in Hume's mind a miracle would only be credible if other explanations were less believable, less consistent with experience, than the miracle itself. In the case of a dead Jesus being reanimated the report is scarcely credible at all, and is most likely false. At least there is no evidence presented which outweighs the breaking of the laws of nature. In which case Christians have most likely been deceived in the first place, and are deceiving us when they insist it happened.

Hume sets the bar for credibility rather high. And this will be a difficult bar for Buddhists, let alone Christians to reach. One of the ways we escape it comes from the psychoanalytic movement. We can see miracle stories as allegories for how our mind functions. Dreams, and fantasies need not obey the laws of nature. In stories we can do whatever we like. But traditionally religieux have taken miracle stories as literally true, and this modern view, while rescuing us from literalism is not necessarily one that was available before Freud and company. In any case Hume hoped:

" [this argument will] ...be an everlasting check to all kinds of superstitious delusion, and consequently will be useful as long as the world endures; for so long, I presume, will the accounts of miracles and prodigies be found in all history, sacred and profane." (p.25)

I would say that after 263 years the argument has stood up well to the test of time.

~~oOo~~

Notes

1. Hume, David (1985) Of Miracles. Illinois: Open Court. [first published 1748]
   

For a slightly chaotic, but none the less fascinating introduction to Hume try listening to the BBC's In Our Time podcast. A more thorough online introduction can be found in the excellent Stanford Encyclopedia of Philosophy.