09 March 2012

Types of Knowledge

IT'S BEEN A WHILE since I drew directly on the Pāli texts so I thought I would share some observations from my recent Pāli studies. The Mahā-Vedalla Sutta is from the Majjhima Nikāya and features a series of questions put to Sāriputta by Elder Mahākoṭṭhika, and the answers.

The title of the sutta includes the word vedalla which is unusual (there is also a Cūḷa-Vedalla Sutta). PED thinks that it might be similar in form to mahalla 'old, venerable' which seems to be a (dialectical?) mutation from mahā-ariya via mahā-ayya. Veda-ariya doesn't really work as a compound. Another possibility raised by PED is that it derives from vedaṅga. This would give us the sense of 'types of knowledge' which does describe the content of the sutta, especially the paragraphs below. Since this seems the most sensible option I have adopted it.

What follows is a condensed translation of the first seven of Sāriputta's answers and some commentary.
The Great Discourse on Types of Knowledge - condensed translation.
Mahā-Vedalla Sutta (MN 43; M i.292ff.)

Ignorance (dupañña ) is not-understanding (nappajānāti) that 'this' is disappointing; that disappointment has a beginning and an end, and there is a way to bring about the end.

Intelligence (paññavā ) is understanding (pajānāti) that 'this' is disappointing; that disappointment has a beginning and an end, and there is a way to bring about the end.

Discrimination (viññāṇa) is discriminating (vijānāti ) between pleasure (sukha) and pain (dukkha) and neither (adukkhasukkha).

Understanding and discrimination are connected and inseparable. What one understands, one discriminates; what one discriminates, one understands. The difference is that understanding should be cultivated (bhāvetabba), and discrimination should be fully understood (pariññeyya).

‘Knowns’ (vedanā) are called ‘knowns’ because they cause [things] to be known, they produce knowledge (vedeti ) They cause pleasure to be known; they cause pain to be known; and they cause neither-pleasure-nor-pain to be known.

Perception (saññā) is called ‘perception’ because of recognition (sañjānāti) of blue/green, yellow, red, and white and so on.

Knowns, perceptions, and discrimination are connected and inseparable. What is made known, is recognised; what is recognised, is discriminated.

One of the first things we notice is that the text contains a lot of words deriving from the root √jñā'to know, to understand', including nouns paññā, viññāṇa, and saññā;" >; adjectives dupañña and paññavant; and verbs pajānāti, vijānāti, parijānāti, & sañjānāti; in addition to words from the root √vid 'to know', vedanā & vedeti. And what the text is doing is defining these terms in relation to each other. Understanding Pāli terms pertaining to mental processes can be difficult since the definitions appear to change over time and according to context. So this text is one version of how the terms can be distinguished. As such its quite handy.

In this text, following Indian grammatical practices, nouns and adjectives are defined in terms of verbs.

nounverb
paññā pajānāti
viññāṇa vijānāti
saññā sañjānāti
vedanā vedeti

So the noun paññā 'understanding' is defined in terms of the verb pajānāti 'to understand'. The paragraphs form two groups: the first defines paññā and viññāṇa and describes the relationship between them; the second defines vedanā and saññā and their relationship to each other and to viññāṇa. Viññāṇa is a conceptual link between the two groups, which as I will try to show represent two different routes to viññāṇa.

In the first group we find the adjective dupañña 'badly understanding, foolish' (here the spelling is pañña not paññā) which is defined as nappajānāti 'not understanding'. This is contrasted with another adjective paññavant 'possessing understanding, intelligent' which is defined as pajānāti 'understanding'. The subject which we either understand or don't, which makes us dupaññā or paññavant is the Four Truths of the Nobles: the fact that 'this' (i.e. our immediate experience) is disappointing; and that disappointment has a beginning and and end, and a way to bring about the end. If we understand this we are intelligent, and if not we are foolish.

Also in the first group viññāṇa is defined as 'knowing' pleasure, pain, and neither-pleasure-nor-pain (sukha, dukkha, adukkhasukha). Here the literal meaning of vijānāti is intended: vi- 'division' and jānāti 'knowing' - i.e. understanding the difference between. My reading is that 'consciousness' would be the wrong translation here, and that discrimination (or something along these lines) would be more appropriate.

Now the relationship between paññā and viññāṇa is that they are inseparably connected, that one involves the other. However there is a difference in how we approach each. Paññā is to be cultivated (bhāvetabba), while viññāṇa is to be fully understood (pariññāṇa). The word for cultivated is related to the word bhāvanā in mettābhāvanā 'the development of loving kindness'.

Now to the second group. Here vedanā, usually translated as 'sensations' or 'feelings' (with much discussion of which of these two alternatives is a best fit), is defined in terms of vedeti. The relationship to the verb vedeti shows that neither 'sensations' nor 'feelings' really convey what vedanā is. Vedeti is from the root √vid 'to know' and comes from a PIE root *√weid which means to see; and draws on the metaphor that to see is to know. English cognates include: via German wise, wit; via Greek idea, eidetic; and via Latin video, vision. Vedeti in particular is the causative form which means 'to make known, to bring about understanding'. Vedanā is based on the past-participle vedana 'made known, brought to understanding'. Hence I have translated vedanā as 'a known'. And what is being made known to us is the pleasure and pain of experience. I'm not sure that this is all that we know, but pleasure and pain are what are salient to the Buddha's program.

The next term to be defined is saññā. The definition is here is not entirely helpful but we can infer more about it from what follows. Saññā is primarily defines in terms of sañjānāti recognition and the examples used of what is recognised are the names of colours. The implication here is that saññā is recognition expressed in terms of naming the objects of perception, i.e. apperception.

Finally we see that the relationship between vedanā, saññā and viññāṇa is described as sequential: what is made known, is recognised and named; and what is recognised is discriminated. This further implies that saññā is applied to vedanā; so naming the colours must be seen as a very limited example of the kind of operation involved.

We can diagram the statements above like this:

Anticipating some future posts on papañca I have added it branching off from saññā. What this model suggests is that discrimination has two input streams. One of them is experiential in the sense of being based on processing sense experience (vedanā → saññā → viññāṇa). Vedanā is the point at which we become aware of contact (phassa) which itself rests on the coming together of sense object, sense faculty, and sense-discrimination (also confusingly referred to as viññāṇa). And note that vedeti is the process which causes pleasure or pain to be known, sañjānāti recognises and names the experience, and vijānātidistinguishes between them. In this sense paññā); and it comes from cultivating understanding of the truths of the nobles (ariyasacca). What is implied in the latter is reflection on the truth of the truths. In both cases the senses and their data are secondary. The result of discriminating on the basis of greater and greater understanding is complete understanding (pariññā) which we can take as a synonym for bodhi. My reading leads me away from reading paññā as 'wisdom' in this case - though it may well be appropriate in other cases. I think rather that it refers to intellect, and that someone who possesses paññā is 'intelligent'. [1] Unlike latter Buddhist schools of thought it is viññāṇa which must be perfected in this model, not paññā (Skt. prajñā).

At least one of my regular readers is interested in the khandhas, and I this sutta may shed some light on them. As far as I know the khandhas themselves are not presented as a sequence in the suttas (this seems to be Sue Hamilton's conclusion too). But here we have three of the five khandhas presented as a logical sequence. Since saññā is defined in terms of colours, we could invoke the idea seen in many other suttas that the object of the eye (cakkhu) is form (rūpa). We could then state that here rūpa is implied as the generic object of the senses which combines with a generic sense faculty to produce contact (phassa). This is indeed how most people interpret rūpa in this context. One problem however is that contact rests on a tripod of object, faculty and sense-consciousness (cakkhuviññāṇa, sotaviññāṇa... manoviññāṇa). We would have to suppose that viññāṇa was being used in two different denotations here, which is fine, although somewhat confusing. Another problem is saṅkhārā which is left out, and this is a term that is difficult to understand (I wrote about in Saṅkhāra qua Construct, but that meaning does not seem to apply here). What saṅkhārā means in the khandhas, and why it takes the place it does in the order (if it is an order) are unsolved problems. Perhaps saṅkhārā or in verbal form saṅkharoti (from Skt. saṃskaroti < saṃ-s-√kṛ 'to compose, arrange') may well have its literal meaning here of 'put together, arranged'. [2]

In any case we could see here a kind of prototype from which a model of khandhas might have emerged with some tinkering. Perhaps these slightly incompatible models emerged amongst discreet groups of practitioners and were only brought together in the Canon. My theory, for what it is worth, is that the Canon as we know it was not compiled until the time of Asoka and probably under his direct influence. There is, in the Canon, clear evidence of multiple oral traditions preserving stories with slight variations (which I've noted in the past). Asoka's empire represents the first point in history when widely spread groups might have had a chance to come together, especially as the preceding centuries were full of war and social unrest.

Even if my translation choices and interpretations do not convince (or appeal to) the reader, I think they will agree that this sutta offers some useful insights into technical terms for kinds of knowing.

~~oOo~~


Notes
  1. Intelligence comes from the Latin intelligentem, which is a present-participle of intelligere 'to understand, comprehend'. The etymology is inter- 'between' + legere 'to chose, pick out, read'. The earliest sense of the word was the "faculty of understanding". So the word 'intelligent' is probably more closely related in sense to vijānāti 'discriminating, distinguishing'.
  2. The gerund of the word is used at S ii.269 where akaddamaṃ saṅkharitvā means 'having made clean' (i.e. mud free). In fact 3 of the four occurrences of the word relate to preparing food before one eats it.

02 March 2012

Free Will

For the Abrahamic religions-- Judaism, Christianity and Islam--free will is central to the problem of theodicy or 'God's justice', aka the Problem of Evil. Theists have a hard time explaining why bad things happen to good people (and vice versa). If God is both omnipotent and good (i.e. compassionate), then why doesn't God do a better job? Why allow people, even the supposedly chosen people, to suffer? Surely suffering is bad? Surely, even if there were some grey area, the suffering of the Jews (aka God's chosen people) in Nazi Germany was bad? Yes?

The theist answer is that God set the world up, created us, commanded us to worship and obey him, and then gave us the choice of whether to do so or not. What they play down is that God also gave us propensity not to obey God. As Christopher Hitchens put it: "we have been created diseased, by a capricious despot, and then abruptly commanded to be whole and well, on pain of terror and torture." [Washington Post] So evil from this point of view is not God's problem, but Humanity's problem, and the answer to the problem is to worship and obey a God whose actions are inexplicable in human terms. Except that bad things continue to happen to those who actually do worship and obey God. So really there is no satisfying answer to why we suffer from a theistic perspective.

Buddhists have little interest in the issue of God, but we are still interested in the Problem of Evil. Suffering is at the forefront our various discourses, and our program relies on the notion that we are free to chose our actions, and therefore our destiny. However I think the issue of free will is a red-herring.

What seems more salient is that we can and do assign value to experiences - to some extent all animals do this. It's called "learning". Assigning value to experiences makes us want to repeat them or avoid them, and this builds habits and characters. When we have an experience information about the urgency, relevance and attractiveness of the experience is registered by the amygdala which gives our memories an emotional flavour. This is why memories can provoke emotional reactions just like the original experience, and at the same time why we have stronger memories of emotionally charged events. We can change the value that we give to experiences, by over-riding the amygdala's first reaction with our neocortex. We can do this unconsciously as in Post Traumatic Shock where the value of certain experiences is amplified so that the strength of the arousal associated with the memory provokes a strong fight or flight response each time we bring it to mind. In Clinical Depression the value of experience is dramatically reduced and we no longer feel a sense of reward from doing the things we normally enjoy doing. We can also alter the value of experiences consciously to some extent as when we learn that traffic speeding by us on the road is not a threat unless we step onto the road, or if we learn that the vicious scary dog is always chained up and can't get to us. In both cases the apparent threat turns out to be minimal and the appropriate response might be mildly elevated alertness rather than, say, a fight or flight response.

If we look at this in terms of reason and emotion we find that neither can exist without the other. Facts alone do not make for reason. Reasoning is just assigning value to facts, and value is a function of how we feel about the thing. We know for instance that a person with an intact intellect who, through brain damage, is not able to link facts to emotions is more or less incapable of making a decision because they do not give facts different value. Without the ability to weight facts they all seem equally important. Such cases have been reported by Antonio Damasio (Descarte's Error) and Thomas Metzinger (The Ego Tunnel). So reasoning is absolutely dependent on emotions! If I over-value or under-value a fact with respect to the value you place on it, then we may be in conflict - like Atheists and Christians. If I assign a different value to the consensus of society then I am an eccentric or perhaps mad. A person who fails to acknowledge the values of the society around them, and consciously and actively works against those values might even be termed evil.

One of the important tenets of neuroscience is that the brain is made up of many parts all working together. This is true of the supposed left-brain, right-brain split as well. The brain can be looked at as separate systems, but it only works as a whole, which we discover to our cost when we sustain damage to our brains! Neuroscience is a lot more holistic than popular presentation of ideas like left/right brain specialisation would suggest, and it's a shame these distortions propagate at the expense of the true picture.

This idea about the value of facts being a function of emotional explains, to some extent, why people cannot agree on the facts, or can remain unconvinced in the face of a killer self-evident argument such as the idea of evolution to the explain the diversity of life on earth. For the Christian fundamentalist the Bible and traditional Christian narratives have assumed an over-whelming value. The facts of evolution simply cannot carry the same weight, and since the two ideas cannot co-exist evolution must be wrong or at best irrelevant. Some fundamentalists take the approach of co-opting evolution as proof of intelligent design. Anything as long as nothing takes on a higher value than God. I suggest that this is linked to the very strong emotions we experience around the fact of death, which should not be trivialised.

The question people are often implying when they ask "do we have free will?" is "are we free to make any arbitrary decision?" Clearly the simple answer to this is no, we aren't free to make arbitrary decisions. Because the value that we assign to experience is partly genetic, partly determined by our previous experience and our conditioning, and only partly under our conscious control (in order of decreasing influence), but largely assigned unconsciously. When someone says "I had no choice" this is almost never objectively true. We always have arbitrary choices, but we feel constrained. The constraints operate at different levels. We value our own survival over most things for instance, but a mother may value the survival of her infant over herself, or a solider may value the life of his team over his own. To me this seems to derive from our genetic inheritance. Some people value straight talking regardless of emotional impact, and others will sacrifice clarity for politeness, while still others will lie rather than directly disagree with you. I would call this a feature of cultural conditioning. Some people decide to go on a diet, and stick to it for a while, but after a while start falling back into old habits. This is the extent of our conscious influence on decision making.

I have will, or better: I experience 'willing'. I value this experience of willing quite highly. However willing appears to operate on different levels, many of which are unconscious or barely conscious. I am free to the extent that I can make my willing conscious. I can be more free by paying attention to the way I make choices and decisions, the way I place value on experiences. I can inquire into what my values really are, based on how I actually behave (rather than what I say my values are). Meditation is one of the most powerful tools for obtaining this kind of self-knowledge. Is there a magical point beyond which I will be completely free? I don't know. But I do know I feel more free than I used to be, and I'm not sure if there are inherent or practical limitations on how free I can become. Why imagine limits when none are apparent?

~~oOo~~


Elisa Freschi has written several blogs on free will in Indian philosophy recently:

I had originally intended to include a paragraph on humanist and atheist interest in free will, but I ran out of steam. It's really a non-issue for the same reasons. We only think in terms of free will because of theological debates, and there's no parallel debate in Buddhism!

image from http://spirituality-and-health.com via Google image search.

24 February 2012

Accountability and Ethics


THE SUBJECT OF ACCOUNTABILITY has come up quite a lot lately. I've come to see gods that oversee our behaviour and karma as part of the same complex of ideas stemming from changes that civilisation brought to human culture. I outlined this view earlier when discussing the plausibility and salience of rebirth, and here I'll expand on it.

My thought is that we evolved to live in small bands of several families all working closely together to ensure our survival. These bands were probably part of larger groupings, but on the whole most of the time was spent in relatively small groups of say 30-50. In contemporary hunter gatherer societies there is typically a division of labour with women gathering food and men hunting. Women stay together as a group while working which takes up a good part of their day. Men tend to hunt alone or in small groups, but spend a lot of time together as well. In a group of 30-50 which is highly dependent on each of its members, there is not much in the way of privacy. We would all know what everyone is doing, and especially we would know if they were following group etiquette and rules. Going against the norm, and keeping it secret, often causes an internal tension that would have observable consequences. If you know someone well and over a long period of time, you know when something is wrong. Infractions are dealt with socially - with shame being an important factor in maintaining cohesion. And cohesion is not just arbitrary it is what helps the group survive in what is probably quite a hostile environment.

We share these patterns with our social primate cousins - especially the apes. Chimpanzee society has many of the same features for instance, and I think provides us some insights into our own distant past. They work together foraging as a group, and rely on each member to contribute and not to deceive. And individuals do on occasions deceive the group over food and sex. We don't just share a common genetic ancestry, I think we probably share a common social ancestry. In any case I think one can learn a lot about basic human drives and behaviours from Jane Goodall's observations on the Chimps of Gombe stream in her book In the Shadow of Man.

Civilisation changed this pattern, and made us different from any of our ancestors or cousins. Civilisation gave us the means to live together in much greater numbers. We were no longer dependent on passing game, or the random distribution of food crops. We domesticated our food - both animal and plant. This allowed for an expansion of group sizes beyond the magic Dunbar number of 150 - the number of relationships we can keep close track of. In a large village we do not know what everyone is up to because we do not observe it for ourselves. We do still keep track using informal information sharing (aka gossip, but this word has far too many negative connotations). It is not less important that everyone consents to live in the same way and follows the same rules, but it is much harder to know. And within any group there are always those who can profit by deception. Civilisation brings with the it a new problem of how to limit the dishonesty of susceptible individuals when personal observation is not sufficient to detect breaches.

Many societies developed a kind of cosmic police force and judiciary. In Indo-Iranian myth for instance it was the function of Mitra/Mithra. The people who propagated the myths of Mitra and preserved it through many centuries believed that the universe itself was ordered and that this macro-cosmic order was reflected in the microcosm of human society and human relationships. By sacrificing to Mitra the Indo-Iranians and their descendants were trying to ensure that Mitra had enough sustenance to do his job. And one of his jobs was to oversee the contracts and bonds that held society together. In fact his name probably originally meant 'contract' (from PIE *√mei 'to tie' + the instrumental suffix -tra: 'the one who ties', or 'that which ties'). I suspect that if you search the myths of all people's you will find this judicial function being carried out. It is possible that the role of enforcing the laws will be separate, but I think they are often combined.

The next step in the development of this idea was its further abstraction. In societies which followed the lead of Zoroaster and adopted monotheistic gods (such as the Abrahamic religions) the functions of overseer and enforcer were combined with other roles into a single "swiss-army-knife" or über god. In the Old testament god these two functions are much more prominent than in the new. In India a curious abstraction took place. Rather than combine all the functions of regulating society into a swiss-army-knife god that could do everything, they went another route altogether. In India the role of overseer became entirely abstract; it simply was part of the fabric of the universe that your actions would have inescapable consequences which were suitable to the action: we usually refer to this role as karma (though of course karma just means 'work or action'). Note that though the mechanism is different the function is identical. This suggests that the problem it was intended to solve was the same.

The development of this idea then stagnated for many centuries amongst our ancestors - and indeed has not changed at all in some sections of the Western world. One minor development was the contracting out of the overseer role to priests. The priest stands between the people and their god. There is no doubt that some people are more apt than others to have the kinds of experiences that can be interpreted as 'divine'. Most of us are rather untalented in the business of visions and mystical attainments, even with the boost of psychedelics. Perhaps it was inevitable that some people who had easier access to such states would act as intermediaries, and be valued as such by their fellows in this role. Somewhere along the way the job ceased to be awarded on the basis of merit and typically became the preserve of a clan - the vast majority of whom had to fake their contact with god which they did by aping their more inspired elders. In Judaism it was the Cohen clan, in North-West India the Brāhmaṇas. With the advent of a celibate clergy other arrangements were made to keep control of this social function in the form of large institutions such as The Church or The Saṅgha. Religion so captured by hereditary groups or hegemonic institutions quickly descends into formalism and empty rituals, and this is more or less the situation with most religions most of the time.

So for most of the Christian era in Europe the church has been a sham. However it did continue to provide oversight of the people. It did this through confession particularly. This is an observation made by Michel Foucault (e.g. in Madness and Civilization). Although God was invoked, it was in fact the clergy who had taken over his role as overseer. Since the role needed doing this was not necessarily a bad thing, but the fact is that it was mostly done under false pretences. Much the same kind of thing happened in India. In both places genuine visionaries would crop up from time to time, though in Europe we would generally torture them and then burn them alive; and in Indian they would set them up as local deities. Now at the same time kings were also still seen as divinely appointed rulers (several kings had wars with popes over this issue). Kings began to make and enforce laws too.

It was not until the Enlightenment that things began to really change however. The European Enlightenment shifted the focus from religion and superstition to the possibilities of reason. The idea of being ruled by reason was pretty attractive after several centuries of dark age - hence the term Enlightenment, and hence also Mr and Mrs Rhys Davids's deliberate identification of the Buddha with the European Enlightenment via the translation of bodhi as Enlightenment (complete with upper-case E). Michel Foucault notes that one consequence was that the oversight of those who simply could not follow any rules (the mad) moved from the church, to the burgeoning medical profession. But in the meantime the mad were locked away in asylums, which were originally lazar houses, because in a society which was beginning to see reason as defining humanity, losing your reason became a crime.

As Europe developed and spread outwards in an orgy of imperialism and colonisation it exported these values around the world. Only Asia proved able to resist, but only temporarily. The power to make laws, to oversee them, and to punish wrong doers moved decisively away from religious and towards secular administrations. This was one of the principles of the French and American Revolutions, though it was no so clear cut in England, so that the United Kingdom does not separate church and state - my Sovereign is also the head of the Church of England. The power to keep tabs on people was abrogated to the government on the one hand, and to the medical profession on the other. But in many places the medical profession became a subsidiary of the government, or at least was governed by government rules and regulations. Confessions continued to be a crucial part of the way the secular judiciary operated. And in some places the name of the judicial god was sometimes still invoked (the power vested in me by almighty God...). Medical priests used our confessions to regulate our bodies and sexuality, and assumed vast authority over us. Government took on a much greater role in attempting to regulate the morals of society. The UK's present Prime Minister for instance understands without question that part of his role is to set and enforce moral guidelines for the people of Britain (See this assessment in the China Post 22 Aug 2011). The medical profession meanwhile has totally taken over the regulating the lives of the mad, and madness is now a disease of the mind, a chemical imbalance, or a genetic defect.

Presently we seem to be in another transition. Surveillance of individuals by government agencies has never been more comprehensive. Our every movement is monitored by video cameras (the UK has more per population than any country in the world!). In fascist states surveillance intruded more deeply and with more devastating effect than peacetime democracies. We cannot cross a national border (most of which are entirely arbitrary) without our finger prints being taken and our movements entered into computers. Yes, some of this is for our own protection because people from countries which our governments (extending their godlike powers to the nations around us) have routinely oppressed and exploited for the last two centuries are now attacking us in very personal ways, exploding bombs on trains and buses for example. But still, we are being watched, have no fear. Elsewhere in the world Muslims, given the chance to vote, are voting for religious governments of the type that have a track record of imposing restrictive laws on their people.

All of this began as a way to ensure the cohesion and therefore survival of small bands of people eking a living out of the environment as best they could. In Buddhist ethics we are enjoined to surveil ourselves, to vigilantly watch our own minds, and not to act on any unskilful impulse. We're not asked to keep track of others, though we might help a friend out of compassion. This is quite an unusual idea in a society with 2000 years of being taught that someone else does the watching for us. We're not really used to taking responsibility for this role. We become our own judiciary. We pre-emptively confess our transgressions not in a context of fear and punishment, but to friends and mentors who wish us well, and help us to make amends (if necessary) and get back on track. This way we attain to the state of avippaṭisāro 'not feeling remorseful' (i.e. having a clear conscience) which feeds into the natural progress of the Spiral Path (e.g. AN 10.1-5).

~~oOo~~

Note 13-5-12

 Does Thinking About God Improve Our Self-Control? Wired Science.
Yes. It does. 
"The scientists think that faith-based thoughts may increase “self-monitoring” by evoking the idea of an all-knowing, omnipresent God. Previous research, which showed that priming people to think of a vengeful, angry God reduces the likelihood of dishonesty, supports this view. If God is always watching, we better not misbehave—he knows..."

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