19 April 2013

The Myth of Subjectivity

BUDDHISTS keep implying that I'm a materialist. I've tried expanding the discussion by pointing out alternatives and nuances, but it seems hopeless. Buddhists only seem to have two categories: materialist and non-materialist. All scientists are materialists. Because I talk about science, I'm advocating materialism. It has become quite tedious. 

In response I've been thinking about subjectivity. We so often hear that the much vaunted objectivity of scientists is a myth. Yeah, we know. It's old news. This critique over-emphasises the role of the individual in science. Each scientist might bring an irreducible element of subjectivity to their observation and interpretation, but millions of scientists working together can sort out what is noise and what is signal. Objectivity is an emergent property of collective observation and criticism. Individuals certainly make contributions to science, but they almost always work in teams, and in concert with peers and critics. Scientists like nothing better than to prove a rival wrong, or at least criticise their sloppy use of statistics. And the success of this manner of working has produced breakthroughs that have changed the world, for better or worse. The infrastructure of the internet stands out as an monument to objectivity - virtually every branch of science is represented in some form.

The emphasis on the individual betrays the influence of Romanticism in these anti-science critiques. For the Romantic the individual--the subject--is at the forefront of their world. They resist making the subject an object of study because axiomatically the subject is indefinable and ineffable. To define and understand the subject would be to destroy the edifice of Romanticism entirely. Which I'd happily participate in.

How ironic, then, that so many Buddhists are crypto-Romantics since one of the main themes of Buddhist thought is the deconstruction of the subject. This takes many forms including an outright denial of the existence of a self. The early Buddhist critique of the self or perceiving subject is a little more subtle.  It assumes that all experiences arise in dependence on conditions, and examines the claim of an existent self accordingly. 

The five branches of experience (pañcaskandhāḥ) according to early Buddhism are: a body endowed with senses (rūpa), sensations (vedanā), names (samjñā), volitional responses (saṃskāra) and cognitions (vijñāna). When we take each of these in turn, or all at once, we do not discover any basis for an existent self. The classic formula is:
netam mama, nesohamasmi, na meso attā
this is not mine, I am not this, this is my not self.
In other words there is no subject: you don't own or control your experience; you are not found in the parts or the sum of your experience; and there is no entity which is you. What we experience as  "I", or the first person perspective, is simply another aspect of the processes of experience. It is an experience we can have, but no more than this.

In an earlier essay these three statements were equated with the three target properties for a first-person perspective outlined by Thomas Metzinger (See First Person Perspective). 
  1. mineness - a sense of ownership, particularly over the body.
  2. selfhood - the sense that "I am someone", and continuity through time.
  3. centredness - the sense that "I am the centre of my own subjective self".
When experience is endowed with these three factors, then experience appears to be centred on a perceiving self. The Buddha's deconstruction of the self rests on the inability to find a definite basis for the permanent self - nothing in experience is able to be a basis for the existence of any permanent entity since experience is an ephemeral process. Experience is quick-sand on which no castle may be built.

Metzinger's approach is to show how each of these target properties can be altered or disrupted in specific ways, by brain damage for example. The way that the sense of self can be disrupted implies that the properties must be virtual rather than real. In other words Metzinger also argues the sense of self is not intrinsic to experience. We might think of selfhood as like a Kantian a priori. The three target properties are a priori structures that our organism uses to make sense of experience in the same way that time, space, and causality are. Our interpretations of experience rely on properties that are projected onto experience, which by itself is otherwise incomprehensible. 

The intense experience of apparently being a self is a simulation--and every night it must be switched off and on again. The self is a myth, therefore what we think of as subjectivity is also a myth. All the beliefs we have about subjectivity are questionable. All the speculative philosophy about the nature of consciousness over centuries is based on reified subjectivity - making an experience into an entity. Subjectivity is simply what the brain presents to awareness in the absence of, or indifferently to, external stimuli. Subjectivity is a story, a myth, that informs our experience of the world, but has no basis in fact.

Romantics tend to play up the importance of our inner life. Dreams, for example, take on deep significance. Our unconscious urges, the Freudian Id, become reified into entities that enact a little psychodrama "inside our head". Romantic Buddhism emphasises the forms of ideology which posit a pure self covered in defilements just waiting to be freed from the constraints imposed by conditioning and society. The free individual is, in particular, spontaneous: their behaviour and utterances come bubbling up without being filtered through imposed frameworks like morality. In other words at the same time as attacking the myth of objectivity, Romantics affirm the various myths of subjectivity and reify the subject into a self. Romantic Buddhism is thus a total contradiction.

The Romantics were immune to the petty conceits of conventional morality. Some of the key figures of the Romantic movement were drug addicts. They eschewed conventional mores and sought to justify their hedonistic indulgence in the pleasures of the flesh. They sought to leave their bodies behind through ecstasy, and like many people in history sought short-cuts to the realm of spirit. Some Buddhists have, incomprehensibly, gone down this road as well. 

It is quite true that objectivity has distinct limits, even when applied by millions of individuals working together. Yes, there have been a continuous stream of stunning insights into the world and how it works that have totally changed the way we live, but some things are, and may remain, beyond our understanding. The contrary holds for subjectivity. Subjectivity is not what it seems and is, and will increasing become, accessible to study. Subjectivity is not unlimited or ineffable - these are just stories we tell because we are intoxicated with experience. By the way the Buddha seemed to take a dim view of intoxication with experience. We are quite capable of conceiving of the subject as an object. Subjectivity is amenable to study.

A major aspect of the myth of subjectivity is the search for something we call "consciousness". The search for consciousness is first and foremost hampered by philosophy and philosophers. Consciousness  has been the subject of wild speculation which mostly seems to take everyday hallucinations as real. If we were setting out to explore the phenomena of the mind today we would not, on the basis of anecdote and generalising from personal experience, invent a whole raft of wild speculative theories, each with their own jargon and then set about trying to prove one of them right. I suggest that the scientific study of consciousness needs to detach itself from centuries of metaphysical speculation however interesting and concentrate on making observations.

Let's not assume that the way we talk about consciousness has any basis in fact until we can show that it is so. Where is the evidence, for example, for a theatre of consciousness? We really only have personal anecdote! But, since the idea infects our intellectual landscape, we grow up with this as an unchallenged background assumption. If there is in fact no entity which might be called a subject in the brain or mind, then we need to start again and work out how to talk about the phenomena we can experience, including the experience of selfhood. The simple fact is that how experience seems to us, is not how it is. We should no more trust individual subjectivity than we trust individual objectivity. That we do trust it is a barrier to progress. For example we still spill huge amounts of ink and research funding on the fundamentally Christian notion of free will. Of course there are juridicial repercussions to doing away with the notion of free will, but recent research is showing that the question of freedom is badly phrased because of legacy arguments that have now lost their relevance (we're not longer interested in how God came to be so incompetent as to allow evil; Buddhists never were). Freedom is relative to a number of constraints. We now know, from scientific investigation, that all of our actions are initiated unconsciously and the appearance of a decision in our awareness is timed to make it seem like we consciously willed the action to happen. Whence free will now? How do we even conceive of morality in this new light?

I imagine that there will be great hostility to the downgrading of the individual to a biologically convenient fiction. Not only from libertarians, but from Romantics. We might be forced to admit that the Chinese view of a person, with it's emphasis on collectivity, relationships and obligations is more in tune with reality. Individual behaviour is not simply the product simply of psychology. Individuals are frequently responding to environmental factors, especially social cues. But Western society is founded on basis that individual liberty is a high good, if not the highest good. And if the individual is a fiction? Then what? There's certainly a lot at stake. 

I could briefly mention Lynn Margulis's observations that we are not individuals but communities. We are colonies of symbiotic organisms, some tightly bound in our cells and some loosely bound in our bodies. For every human cell in this colony there are 100 bacterial cells without which we probably wouldn't survive. Bacteria mediate our physical interactions with the world! I might also cite the fact that the smallest viable unit of humanity is not the individual nor even the family. It must be the troop of several families, or even the clan of several troops, for our genes not to become overly recessive and kill us.

Individuality, the autonomy of a self, is another myth; another Romantic myth. We are emeshed in webs of dependency and obligation from the molecular to the societal level. The myth of individuality is central to the divide and conquer policy of NeoLiberalism, and to the transfer of wealth to the wealthy creating disastrous levels of economic inequality in nations and globally. At present the rogue individual is free to exploit the community to their own advantage. Such individuals are even admired and made the subject of movies. Survival of the fittest ought to refer to the community best able to cooperate, but it seems to have become affixed to the predator best able to kill it's prey (this is a kind of Romantic Victorian fiction about how nature operates that modern science has yet to eliminate). We're a social primate species which is evolutionarily successful through our ability to empathise and cooperate,  so why do we admire rogue predators rather than successful team members? Something is deeply wrong with this picture!

Most people I meet have a crude, but effective, critique of materialism, though little appreciation of the sophisticated views of contemporary scientists and thus no way to really engage with what science is telling them about their world. I certainly value contact with people that don't fit this narrow mould but they are a minority. Almost no one I meet is aware of their Romantic conditioning or how it manoeuvres them towards particular conclusions about their experience of the world. Reifying the subject ought to be anathema to Buddhists. Ironically, it seems to be the norm.

~~oOo~~

09 April 2013

What is Consciousness Anyway?

I'm often frustrated by simplistic worldviews, especially when I fall into one myself. A couple of years back I wrote a response to the charge that is frequently levelled at me, namely that I am a materialist (gasp!). The choices in these cases seem to be materialist or non-materialist (where the latter involves believing in a range of supernatural entities and forces). Similarly there seems to be an assumption that if one is a materialist that one considers consciousness to be a mere epiphenomena. The suggestion is often that if you don't think that consciousness is an ineffable supernatural entity then you must believe it to be mere epiphenomena. But these are not the only two choices. 

A related subject is the idea that science can and does tell us nothing about consciousness. This is clearly not true, as scientists who study the mind are able to tell us a great deal about it. The idea that science cannot explain consciousness seem to be rooted in particular views rather than based on familiarity with scientific inquiry. In other words it's just an ideological position.

I don't think scientists have fully explained consciousness by any means, but there are some very interesting observations of, and ideas about, the mind, and a lot of really insightful deductive work on how the mind must function in order to exhibit the features it does (aka reverse engineering). At present we have some interesting conjectures about how the mind might work that are guiding our search for more data. Scientists are busy trying to disprove one theory or another.

Now, I happen to be a fan of info-graphic guru David McCandless and recently bought a copy of his book Information is Beautiful. One of his infographics lists 12 explanations for consciousness (including a Buddhist version). Each is represented by a graphic and a sentence. The same information with animations is online here. (At time of writing they are conducting a survey of opinions about consciousness using this set). Below is his set of 12 with a couple of additions. The heading in bold and the summary in italics come from McCandless. I have added a few explanatory comments in each case.

Substance Dualism
Consciousness is a field that exists in its own parallel "realm" of existence outside reality so can't be seen.
Aka Cartesian Duality. Strict separation between mind and body. Consciousness and matter are two distinct types of substance. The problems with this view are legend and almost no one takes it seriously any more. Still, if you believe in ghosts or psychic powers then you have a foot in this camp!

Substance Monism
The entire universe is one substance, 
All is one, dude. Included in this is the form of idealism which says that everything is the mind, and physical objects don't really exist. Buddhists sometimes flirt with idealism e.g 'mind only' cittamātra. The opposite extreme, which is more popular in the West is that everything is just material, which is covered by epiphenomenalism, behaviourism and functionalism.

Emergent Dualism
Consciousness is a sensation that "grows" inevitably out of complicated brain states.
This features in a common science fiction theme: a computer network becomes so complex that it spontaneously develops consciousness. As a philosophy of mind this view relies on observations about complex systems emerging from simpler units interacting. One of the central insights of work on fractals and complexity theory is that simple repeating units can produce patterns and processes of startling complexity. The view accepts that we are constructed from matter, but argues that complex arrangements of matter are capable of displaying properties which are greater than the sum of their parts - consciousness and even a soul are attributable to this by proponents.

Property Dualism
Consciousness is a physical property of all matter, like electromagnetism, just not one the scientists know about.
Science is making new discoveries all the time right? So why should we assume that all the properties of matter have been discovered yet? The idea here is that everything is made of one substance, matter, (and it is  thus a form of substance monism) but that matter has multiple properties. In particular matter has physical properties and mental properties. In this view all matter has a psychic component.

This is similar to the Jain view of the world which considered that everything was conscious. Consciousness exists in a hierarchy depending on how many senses the entity possesses. Rock only has the sense of touch, so is only minimally conscious. Some animals have more or different senses than we do.

As a way around both materialism and idealism this view has some merits.

Pan Psychism
All matter has a psychic part. Consciousness is just the psychic part of our brain.
This seems to be a popular view amongst my colleagues. Sometimes its described in terms of the brain being like an radio that 'picks up' consciousness and tunes it in so we can be aware of it. Not very different from property dualism, indeed it is sometimes called Panpsychic property dualism. However Pan Psychism treats everything as mind, where mind has physical and mental properties. As I understand it Theravāda Abhidhamma sees the world in this way. Many Buddhists argue that in our world mind creates the physical world, possibly on the basis of the Nidāna sequence in which viññāna is the condition for nāmarūpa.

Identity Theory
Mental states are simply physical events that we can see in brain scans.
Aka type physicalism or reductive materialism. In this view the states and processes of the mind are identical to states and processes of the brain. In other words what you think of as your consciousness is simply the physical states of the brain. This is a form of monism - it doesn't see the mind as substantially different from the brain. 

Functionalism

Consciousness and its states (belief, desire, pain) are simply functions the brain performs.
Consciousness is the sum of the functions of the brain. Mental states are constituted solely by causal relations to other mental states, sensory inputs, and behavioural outputs. Presumably this does away with the hard problem of consciousness? Functionalism has it's origins in Aristotle's idea of a soul: that it is just that which enables us to function as a human being. Functionalism can be thought of as behaviourism as seen through the lens of cognitive psychology.

Behaviourism

Consciousness is literally just behaviour. When we behave in a certain way, we appear conscious.
Once a very popular view behaviourism dispenses with the idea of consciousness. Life is just stimulus and response. In higher animals such as humans this is so complex that it appears to be consciousness, but really it isn't. This kind of mechanistic thinking about humans was popular early in the Enlightenment period when clockwork was the complex mode. I associate behaviourism with the advent of computers. The mind is often likened to the most complex human creation of the moment. Cavemen no doubt thought of the mind as a flint knife. When computers came along as they seemed like a metaphor for the mind. But in practice computers work very differently from the mind. However the invention of neural networks showed that it is possible to imitate more closely how the human mind works. This is the subject of one of De Bono's lesser known works: I am Right You Are Wrong (which I recommend).

Epiphenomenalism

Consciousness is an accidental side effect of complex physical processes in the brain.
This is the view that seems to get Buddhists most steamed up. Another form of mechanistic thinking which down plays the hard problem of consciousness by denying that anything is going on. "Move along folks, there's nothing to see here." It arose out of attempts to get around mind/body dualism.

If this view were to hold then we ought to be able to build a sufficiently complex clockwork device that was indistinguishable from a conscious being.

Quantum Consciousness
Not sure what consciousness is, but quantum phsyics over classical physics, can better explain it.
There is no reason why the mind should not involve quantum phenomena. But there is no evidence that it does. For some time it has been trendy to invoke quantum mechanics as an explanation for all sorts of things. But those attempting this seem to be philosophers rather than quantum theorists (Dennett for instance) and I'm doubtful. I've attempted to debunk the idea that Buddhism has anything in common with quantum mechanics (see Erwin Schrödinger Didn't Have a Cat).

100 billion cells each with 1000 connections is really very complex, so I don't see an a priori need to invoke quantum mechanics in order to explain or describe consciousness. On the other hand the adaptability of an amoeba might make us think again since it is capable of remarkably sophisticated responses to its environment given its relative simplicity of form. However until there's actual evidence of quantum effects this remains in the realm of speculation. Maybe someone more familiar with Dennett can point to the evidence that he cites?

Cognitivism

Consciousness is the sensation of your most significant thoughts being highlighted
Quite a lot in common with Functionalism, in that it uses insights from cognitive psychology to improve on Behaviourism. In a sense it highlight thinking as a distinct kind of behaviour. It incorporates the idea of the mind as a computer which processes information and produces behaviour (Behaviourism only acknowledges behaviour).

Higher Order Theory

Consciousness is just higher order thoughts (thoughts about other thoughts)
The approach emerges from the understanding that there are different types of thoughts, and that they operate at different levels of organisation. One of the basic distinctions being between unconscious perception and conscious perception. Another is between intransitive consciousness (mere consciousness) and transitive consciousness (consciousness of some object). Distinctions amongst philosophers of mind often depend on finding the right level at which to describe it. Higher Order  Theory is primarily concerned with understanding conscious, transitive mental states (in this it is similar to early Buddhism).

Buddhism(?)
Consciousness is a continuous stream of ever-recurring phenomena, pinched, like eddies, into isolated minds.
Clearly McCandless is not that well informed on Buddhist ideas about consciousness, and since he doesn't cite sources we can't get at why he thinks we think like this. The last part sounds more like Hinduism to me.

Early Buddhism 
Consciousness is always consciousness of... 
If consciousness is even a subject of inquiry (and I'm not convinced it is) then the usual way of talking about it is that consciousness arises when sense object meets sense faculty and gives rise to sense consciousness.  Early Buddhism focusses on transitive consciousness and has almost no interest in the mind otherwise. The word being translated as 'consciousness' is viññāna which probably means some more like cognition or awareness. Such a cognition which arises in dependence on conditions is referred to as conditioned (saṅkhata); it can be analysed into five branches (pañcakhandhā ≡ papañca). It is possible to have unconditioned (asaṅkhata) cognition when one sees and knows mental objects (dhammā) as they are (yathābhūta-ñānadassana). It is claimed that the six senses (eye, ear, nose, tongue, body, mind) and their objects make up the totality (sabbaṃ) and that any other proposition about the world is beyond the proper domain (visāya) of inquiry.

Late Buddhism
Consciousness is a manifestation of karmic seeds
Consciousness arises on the basis of a storehouse for the 'seeds' of karma (ālayavijñāna). Floating on top of this layer are the sensory cognitions which produce provisionally valid cognitions (relative truth). The extra layer at the bottom was invented to try to account for difficulties explaining rebirth (the problem of continuity of consequences). However the ālayavijñāna is a kind of permanent substrate and thus suffers from metaphysical problems related to eternalism. I argue that the problem of continuity between births cannot be practically solved without positing some kind of ātman.

Representationalism

Damasio's Model of Consciousness
This is a rubric for ideas in which consciousness is an emergent property of the brain's role of monitoring the environment and the body's own internal states using virtual representations created in the brain. Combined with temporal memories of previous states (memory), and projections of futures states (imagination) and representing the observing subject as a virtual self, consciousness is the overall effect of these functions. This emerges particularly from the work of Antonio Damasio and Thomas Metzinger and is closest to my own understanding of what consciousness is or does.

Comments

Of course it must be said that all of these are the thinnest of glosses on some quite complex ideas, and that not being expert in any of them I have probably got them wrong. My purpose here is mainly to represent the complexity of the subject matter and encourage readers to take in some of the options that are available. There are more than two choices. Being interested in the science of the mind and uninterested in the supernatural leaves me choices other the epiphenomenalism.

In trying to understand McCandless's categories it becomes obvious that many of them have substantial cross-over. Some are in fact subsets of broader categories. So I wouldn't put too much store by his list. It illustrates the point that there are a lot of theories, but not much more.

It seems to me that if we are to make any progress in understanding ourselves then we need to begin with observation and allow understanding to emerge. My beef with philosophy is that it starts with theories and searches for facts to fit. Indeed the vast legacy of philosophical speculation of the mind completely divorced from observation would seem to be a major impediment to progress.

My enthusiasm for Thomas Metzinger is precisely that he starts with observations and works towards an explanation. I'm also interested George Lakoff's ideas about categorisation, metaphor and embodied cognition influence how we see cognition and selfhood. Lakoff's work also stems from observation. I don't mind being presented with a worked out theory as long as the evidence for and against the theory follows.

I tend towards rejecting any strong form of mind/body dualism. Free floating, disembodied consciousness simply does not make sense to me. All the evidence I am aware of points to an intimate connection between brain and consciousness. Metzinger's account of his out of body experiences is central to undermining the last vestiges of my dualistic thinking in this area because it showed that unusual phenomena, like religious traditions, don't have to be taken on face value. Yes, it really does seem as if the consciousness can leave the body; but no, it doesn't have to literally do so to produce a convincing illusion. Traditional Buddhist ideas about consciousness are compatible with this view, as long as we are not too literalistic.

With Kant I accept the existence of an objective world distinct from my perception of it along with the caution that we can only infer things about this world, we can never know it directly (since our only source of information about the world is our senses). However this is not a problem in the foreground of early Buddhist thought. The objective world is a given in early Buddhist texts. Our experience of the world occurs in the space of overlap between a sense endowed body, a world of objective, and attention to the overlap. The entire focus of early Buddhist practice takes place in this liminal space, where our responses to experience feedback into, and to some extent determine, the quality of our experience.

One of the main criticisms that comes from the anti-physicalist side of the argument is that theories which don't accept a supernatural aspect to mind, i.e. an aspect of mind which operates outside the known laws of nature, can't account for qualia. One of the reasons this claim stands is that such people do not keep up with neuroscience. Some recent research looks promising.
Orpwood, Roger. 'Qualia Could Arise from Information Processing in Local Cortical Networks.' Frontiers in Psychology. 2013; 4: 121. Published online 2013 March 14. doi:10.3389/fpsyg.2013.00121
Jakub Limanowski, and Felix Blankenburg. 'Minimal self-models and the free energy principle.' Frontiers in Human Neuroscience. 2013; 7: 547. Published online 2013 September 12. doi: 10.3389/fnhum.2013.00547

See also
 The Where of What: How Brains Represent Thousands of Objects by Ed Yong (Dec 2012), which summarises the state of research on this subject as of 2012. 
I also recommend A Brain in a Supercomputer, a TED talk by Henry Markham which helps with getting an idea of the complexity of the brain. Follow this up at The Blue Brain Project.
We do not yet fully understand consciousness. But this is no reason to fall back on supernatural explanations.
The route away from superstition and fearful projections onto the world has been long and difficult but it has been worth it. On the other hand what we are learning is far more sophisticated than Medieval insights from Buddhists and if we stick to what's in our ancient texts at some point we'll become irrelevant. The Mindfulness Therapy movement is already showing how this this might work since they have been far more successful in communicating their version of Buddhist methods in a shorter space of time.

~~oOo~~

See also this in the Guardian (10.4.13): Transparent brains reveal their secrets – video. A fly-through of a whole mouse brain where the non-neuronal material has been rendered transparent - every dendrite of every neuron is visible! Selective stains enable neurons of different functionality to be coloured differently. The original article is: Chung, K.,  et al (2013). 'Structural and molecular interrogation of intact biological systems.' Nature. doi:10.1038/nature12107.

I should also have given a nod to the Human Connectome Project. No doubt this new technique used above will advance their work considerably.


Brain as Receiver

One of the options that comes up regularly to explain consciousness in a dualistic frame is the brain as TV receiver analogy. This is ruled out by Steven Novella. He argues that to compare the brain to a TV that simply displays the information beamed into it the analogy would have to answer these questions positively:
A more accurate analogy would be this – can you alter the wiring of a TV in order to change the plot of a TV program? Can you change a sitcom into a drama? Can you change the dialogue of the characters? Can you stimulate one of the wires in the TV in order to make one of the on-screen characters twitch?
Disrupting the reception, via brain damage, does not simply distort the image of the show, it changes the plot and the characters. The brain simply cannot be a passive receiver. The brain creates consciousness. This is the only way to explain the correlations. 

29 March 2013

Finding Easter Eggs in Pāli Texts

I've been studying the Kaccānagotta Sutta (S 12.15) for some time now. We are fortunate to have three extant versions of the text: Pāli (KP), Chinese (KC), and Sanskrit (KS). KC is from one of two Chinese Saṃyuktāgama translations (Taisho 2.99, no.301) related to the Sarvāstivādin School and was translated in the mid 5th century CE. The original language was probably a Sanskritised Prakrit aka Buddhist Hybrid Sanskrit.  KS is from a cache of texts in Turfan from a manuscript copied in the 13th or 14th centuries. There is presently no published English translation of the Sanskrit (a situation I hope to rectify).

The text seems to have been quite important as it is cited directly by Nāgārjuna in his Mūlamadhyamakakārikā (MMK 15.7); and indirectly in the Aṣṭasāhasrikā Prajñāpāramitā Sūtra and the Laṅkavatāra Sūtra. It's also likely that Chandrakīrti who commented on MMK had a different Sanskrit version that the Turfan Ms. 

In this essay I want to explore a single passage which contains an elaborate play on words that gets lost in translation. I call this passage paragraph 5c:
  • KP: Tañcāyaṃ upayupādānaṃ cetaso adhiṭṭhānaṃ abhinivesānusayaṃ na upeti na upādiyati nādhiṭṭhāti ‘attā me’ti.
  • KS: etāni ced upadhyupādānāni cetaso ’dhiṣṭhānābhiniveśānuśayān nopaiti nopādatte nādhitiṣṭhati nābhiniviśaty ātmā meti |
  • KC: 若無此取者,心境繫著使不取、不住、不計我
Translations
  • KP: And that obstinate tendency of the mind to attachment and grasping this [noble disciple] doesn’t approach, doesn’t hold, [he] doesn’t insist on ‘the self is mine’.
  • KS: And [they] don’t hold this obstinate tendency of the mind to grasp and cling, they don’t accept, [they] don’t insist on or have a tendency to say: ‘this is my self’.
  • KC: Not seizing those, they don’t have the obstinate mental state of attachment; they don’t insist on, or think wrongly about ‘I’.”

Buddhaghosa’s commentary on KP throws light on this passage. He says
Tañcāyanti tañca upayupādānaṃ ayaṃ ariyasāvako. (SA 2.33)
'Tañcāyaṃ' means that attachment and grasping, and this noble-disciple.
This makes it much easier to unravel the syntax by supplying a subject who does not insist on the statement ‘the self is mine’, without whom the sentence is puzzling since on the face of it the subject who doesn't hold the wrong view is the same subject as the one bound by attachment and grasping (which is caused by wrong views). The reference to self is part of the oft repeated formula found in Early Buddhists texts regarding wrong views about the self, namely:
rūpaṃ etam mama, eso'ham-amsi, eso me attā ti samanupassati
he regards forms: this is mine, I am this, this is myself.
The formula is repeated for each of the skandhas, and in each case the assutavant is incorrect, where as the sutavant ariyasāvaka knows that it is not true.

What I particularly want to draw attention is a form of syntax which is unusual in English. We can for instance say "I sing a song" but not "I work a work" or "I talk a talk". Mostly this kind of idiom doesn't work in English but it is common in Pāli and Sanskrit. We have several examples here, though in the negative. The Pāli has (with the verbal root of the two words in parentheses):
upayaṃ na upeti (upa√i) - he does not attach the attaching
upādānaṃ na upādiyati (upa√pad) - he does not cling the clinging
adhiṭṭhānaṃ nādhiṭṭhāti (adhi√sthā) - he does not insist the insisting
Compare the Sanskrit:
[upayaṃ]* nopaiti  (upa√i)
upādānaṃ nopādatte (upa√pad)
adhiṣṭhānaṃ nādhitiṣṭhati  (adhi√sthā)
abhiniveśaṃ nābhiniviśati (abhi-ni√viś) he does not tend the tendency
We can see that where KP has upaya, KS has upadhi. This is difficult to explain because upadhi means ‘addition, attribute, or ‘condition, support’; so it might mean ‘tendency to grasp at supports where upadhi refers to dvayaṃ niśrito ‘based on a duality’. BHSD s.v. upadhi suggests that S. upadhi = P. upadhi (upa √dhā) ‘foundation, basis’; or upādi = upādāna. So KS could be intending upadhi as a synonym of upādana. However upadhi doesn’t seem to fit here, and from the Pāli we would expect to see upaya. What's more the play on words breaks down with upadhi. So it seems that upadhi is a substitution, though it does occur twice in the text.

Other features of the syntax hide the play on words to some extent. The nouns are all given in advance and some are compounded: upayupādānaṃ cetaso adhiṭṭhānaṃ abhinivesānusayaṃ. We are left wondering about the role cetaso (a past participle in the genitive or dative case). My translation above takes things as they come, but here I'm exploring an alternate possibility. If we take the nouns to go with the matching verbs then we might rearrange things like this:
Tañ ca ayaṃ upayaṃ na upeti, upādānaṃ na upādiyati adhiṭṭhānaṃ nādhiṭṭhāti abhinivesaṃ [abhinivisati] cetaso ānusayaṃ 'attā me’ti.
And he does not grasp the grasping, cling to the clinging, insist on the insisted, incline the inclining, this tendency of the mind [i.e.] 'this is my self'.
Clearly this doesn't work so well in English and there are strong arguments for not trying to use Pāli syntax for English translations. How might we improve it then?
And he does not grasp, cling to, insist on, or incline to this tendency of mind [i.e.] 'this is my self'.
I have taken a liberty here. KS completes the pun by including abhiniviśati where Pāli lacks the parallel. Given the structure I believe it was intended to be included and that the Pāli scribes left it out in error. It completes the picture and it's hard to imagine the author of this play on words missing the opportunity. So the Sanskrit is not an interpolation.

Now one test of this is to look at how the Chinese translators handled it. In Chinese we would expect a phrase like 'he does not cling the cling' to be confusing because the two words would likely be represented the same character.

KC 若無此取者 is literally ‘if not a seizer of those’ (i.e. existence and non-existence). It corresponds closely to KS. etāni ced upadhyupādānāni, but is similar to KP. Tañcāyaṃ upayupādānaṃ when it is read in the light of Buddhaghosa’s commentary. This confirms that Buddhaghosa’s reading is the correct one.

KC 心境繫著使 breaks down as: 心境 ‘mental state’ which renders S. cetaso; 繫著 ‘to be bound, attached’ seems to correspond to KP adhiṭṭhānaṃ abhinivesa and KS adhiṣṭhānābhiniveśa, where abhiniveśa means ‘obstinate or tenacious’; 使 renders S. anuṣaya ‘bias, proclivity, tendency’.

不取、不住、不計 are clearly the equivalent of P. na upeti na upādiyati nādhiṭṭhāti. For 不住 compare P nādhiṭṭhāti (i.e. na adhiṭṭhāti) ‘does not insist’ where adhiṭṭhāti (Skt. adhitiṣṭhāti) is from adhi+√sthā. the character 住 means ‘stopping, settling, staying’ which is Sanskrit √sthā 'stand, remain', so I have read it as Sanskrit adhitiṣṭhati. Re 計 DDB includes the notions of ‘discriminating, construing, and positing’ so there has been a slight reinterpretation here from nādhiṭṭhāti ‘attā me’ti (doesn’t insist on 'this self is mine') to 不計我 ‘does not construe a self’. While a self (P. attā, S. ātman) is not explicitly denied in Pāli Nikāyas, thinking in terms of a self is discouraged in the strongest possible terms. The attitude seems to be that a self is not relevant. However it seems that as Buddhist philosophy moved towards more ontological thinking that the denial of the existence of a self seemed a natural progression from warnings not to think in terms of a self.

This passage in particular shows up the way that an Indic original helps to makes sense of the Chinese. A problem discussed by Bucknell (2010). By contrast previous translators, apparently relying on the Chinese alone have rendered this passage as:
“Suppose one is without this grasping, not grasping at a mental realm which causes suffering, not dwelling, and not discerning a self.” Lapis Lazuli (2010)

“In one who has no such attachment, bondage to the mental realm, there is no attachment to the self, no dwelling in or setting store by self.” Choong & Piya (2004)
Some of the nuances get lost. Clearly “grasping at a mental realm” or “bondage to the mental realm” is far less satisfactory than “mental state of attachment” in Buddhist doctrinal terms.

So the Chinese does not pick up on this elaborate pun that we see in the Indic texts, and lends weigh to my first translation. However the nature of the play on words gives the sentence an added and ingenious structure. We can see that the structure has been marred in both the extant Pāli and Sanskrit, which are, of course, both translations. However the structure gives us what is called a checksum in computer jargon: a way of assessing the fidelity of transmission. Metre is often able to alert a read that a passage has been altered. For example the last verse of the Kāraṇiya Mettā Sutta is in a different metre from the other nine verses suggesting perhaps that it was added later. The structure here allows us to see how the sentence was originally constructed and what it meant. Of course we do not know when or where this sentence was composed, nor by whom, but they were more than averagely clever in this instance. 

When a computer programmer leaves a little message, or even small application that performs simple and usually benign functions, hidden in their code it is called an Easter egg. It is something for later generations of programmers or users to discover and delight in. Here the early Buddhist author has left us an Easter egg, and if one appreciates the subtleties of Indic grammar it is quite delightful. 

Bibliography

KC: CBETA. http://tripitaka.cbeta.org/T02n0099_012 
KP: Chaṭṭha Saṅgāyana Tipiṭaka. Version 4.0. 1995. Vipassana Research Institute 
KS: Tripāṭhī, Chandra. (Ed.) (1962). 'Fünfundzwanzig Sūtras Des Nidānasaṃyukta' in Sanskrittexte aus den Turfanfunden (Vol. VIII). Edited by Ernst Waldschmidt. Berlin: Akademie-Verlag, 1962. [Includes translation into German]: 167-170. 
Bucknell, Roderick S. (2010) ‘Taking Account of the Indic Source-text,’ in Translating Buddhist Chinese: Problems and Prospects. Konrad Meisig (ed.). Harrossowitz Verlag. 
Choong Mun-keat & Piya Tan (2004) ‘Saṃyukta Āgama 301 = Taishō 2.99.85c-86a’. Dharmafarer. Online: dharmafarer.org/wordpress/wp-content/uploads/2009/12/6.13a-Sa-301-Kaccayanagotta-S-rev.pdf (pages numbered 89-91) 
Lapis Lazuli Texts (2011) ‘Saṃyuktāgama 301: Kātyāyana.’ Wikisource. http://en.wikisource.org/wiki/ Saṃyuktāgama_301:_Kātyāyana

22 March 2013

Pañca-skandha: Etymology and Dynamics

SKANDHA in the Sanskrit Dictionary (Comparing MW and Apte) primarily means 'bough, branch; shoulder bone (scapular); break, fracture.'  It also means 'a branch of knowledge', 'a chapter in a book', and 'a division of an army' which are obvious metaphorical extensions. Added to this the word apparently means 'a troop or multitude', which is not obvious from the etymology. The supposed root is skandh 'to collect'; sometimes confused with skand 'spring, jump, spurt'  from PIE *skand (AHD) or related to Latin scandare 'to climb, ascend, descend'. Frankly it would seem that the dictionary definition and etymology are inconsistent, except, funnily enough in the Buddhist sense of a 'collection'. However in point of fact the skandhas are not collections at all, and I can't help but wonder if 'collections' have been tacked on here precisely to accommodate Buddhist usage, thus fouling the trail.

Clearly the main meaning of 'branch' (or a tree or a line) is not related semantically to 'collect', but etymologists also draw attention to semantic similarities with Greek κλάδος (klados) 'branch, shoot, an offshoot' (CSED); from PIE *kldo- from *kel 'to cut' and giving rise to English 'calamity, clade, clast, gladiator' etc. The problem here is that, while the semantic field is very similar, the phonetics don't seem to be related.

Another possibility is that skandha comes from a PIE root *(s)k(h)ed or *sked (AHD). It has a form  nasalised form *skend and partly covers the semantic field 'to split' - which would connect it semantically with *kel 'to cut' This root is not well represented in Sanskrit, but is the root behind English words such as 'scatter, shatter and shingle'. If this is the PIE root then it is not well represented in Sanskrit either. I think we have skandha < *skand 'to split off, to branch' and that skandhayati is a denominative. I don't see any other related forms. This rarity of form may have led to confusion with Sanskrit skandh and (homonymous) skand 'to jump'. However I can't be sure of this without a lot more research.

Thus the etymology of the word is obscure. However I think we can agree that 'aggregate' as a translation is madness, and that other modern translations of Buddhist usage (group, mass, heap) are almost equally unhelpful. If indeed skandha were related to Greek klados, at least semantically, then we might translate skandha as 'branch'. The skandhas, then, might be thought of as the five 'branches of experience'. This might be interesting in light of the word prapañca (On the origin of the word prapañca from the branching of the hand into five fingers see: Translating Prapañca). We might postulate that prapañca (becoming fivefold) is related to the five branches of experience, though clearly some work would be required to establish this speculation. Since this is a blog rather than an academic publication I can take liberties and so for this essay I translate skandha as 'branch'; as one of five branches (pañcaskandha) of experience; it's justified by the dictionary and, as we will see, it works pretty well here. I would note that the branching of the end of limbs into five digits is universal amongst animals. What appear to be exceptions (horse hooves etc) turn out to have have fused two or more of the five digits and embryonic forms often begin with five distinct digits. This ought to be a very common basis for metaphors and we should not be surprised to find it.

Richard Gombrich (What the Buddha Thought, 2009) has suggested with reference to the term pañc'upādāna-kkhandhā, that Pāli upādāna-kkhandha should be read as a contraction of upādāna-aggi-kkhandha where aggi-kkhandha means 'a blazing mass' but c.f. Sanskrit skandhāgni 'fire made with thick logs'. (MW) I now wonder whether aggi-kkhandha just means 'a burning bough'. The phrase pañca upādānakkhandha is often rendered 'five aggregates of clinging', where we might read it as 'five branches which are fuel [for the fire]'; where upādāna means 'fuel' and 'the fire' is 'the fire of being'. I find the connection with the extended fire metaphor entirely plausible (see Playing with Fire; and Everything is on Fire!) and I suggest that it works even better when khandha is understood as 'branch'.

Having looked, somewhat inconclusively, at the meaning of skandha, let us now examine a passage from the Pāli Mahāpuṇṇama Sutta (M 109; iii.15ff ) which tells us something about the relationships of the skandhas:
The four elements are the reason for, the condition for the manifestation of the branch of form. 
Contact is the reason for, the condition for the manifestation of the branch of sensations. Contact is the reason for, the condition for the manifestation of the branch of recognition. Contact is the reason for, the condition for the manifestation of the branch of volitions. 
Name & form is the reason for, the condition for the manifestation of the branch of cognition.
Here someone has tried to show the dynamics of the skandhas. The form branch (rūpa-kkhandha) of experience is made up from the four elements: earth, water, fire and wind (catur mahādhātupaṭhavīāpotejovāyo;); or in experiential terms: resistance, cohesion, heat and movement. There's every reason to believe that just as cakkhu 'the eye' stands for the visual faculty; that paṭhavī stands for the experience  of resistance. Before looking at the other branches let us look at an interesting passage (SN 35.93) which sheds further light on this. 
The production of cognition is conditioned by a pair. Visual-cognition arises conditioned by the eye and forms. The eye is impermanent, reversible, and unstable. Forms are impermanent, reversible, and unstable. So this pair is transient, wavering, impermanent, reversible, and unstable.

Visual-cognition is impermanent, reversible, and unstable. Whatever the reason (hetu) or condition (paccaya) for the arising of visual-cognition, it is impermanent, reversible, and unstable. So how could visual-cognition ever be permanent?

These three things [i.e. forms, eye, & visual-cognition] coming together, encountered and co-occurring are called visual-contact (cakkhu-samphassa). Visual contact is impermanent, reversible, and unstable. Whatever the reason or condition for the arising of visual-contact, it is impermanent, reversible, and unstable. So how could visual-contact ever be permanent?

The contacted (phuṭṭha) is sensed (vedeti); the contacted is willed (ceteti); the contacted is recognised (sañjānāti). So these things (dhammā) are transient, wavering, impermanent, reversible, and unstable.
[The other senses are outlined in identical terms.]
So now our model has rūpa being made up of the elements (dhātus); and contact (phassa) is the condition for the next three branches. S 35.93 fills in a gap here. Contact comes about when rūpa, cakkhu (the eye, or visual faculty) and cakkhuviññāna 'visual cognition' come together; the latter in fact being conditioned by the former pair. And then contact is sensed, willed, and recognised. 

The last three mental actions are equivalent to the three middle branches. We can match up the verbal and nominal forms: vedanā vedeti 'he senses sensations'; saṅkhārā ceteti 'he wills volitions'; and saññā sañjānāti 'he recognises names' or 'he recognises recognitions'. However note that the three verbal forms are in a different order than the nominal forms. And this is unusual. Sue Hamilton's comprehensive survey of the skandhas in Pāli finds that they always occur in the same order (Early Buddhism, p.72). 

Next we add the three branches of vedanā, saññā and saṅkhārā to rūpa to make up nāmarūpa; and nāmarūpa is the condition for the arising of viññāna.

The astute reader will have already spotted a problem here: viññāna (associated with the six kinds of senses) is the condition for the arising of vedanāsaññā and saṅkhārā and thus indirectly the condition for  nāmarūpa. Thus we have two models in which the direction of the relationship between nāmarūpa and viññāna goes in opposite directions. How can we have two mutually exclusive models which are both  canonical? In the  Mahānidāna Sutta (D 15) nāmarūpa and viññāna condition each other? If this was the original idea it might have survived in two fragmentary and contradictory forms with unidirectional conditionality. Or perhaps the Mahānidāna Sutta sought to harmonise the two different models by combining them. Certainly the Mahānidāna Sutta says that nāmarūpa is root, cause, origin and condition for contact (tasmāt iha ānanda, eseva hetu etaṃ nidānaṃ esa samudayo esa paccayo phassassa, yadidaṃ nāmarūpaṃ). Nāmarūpa is quite a problematic term in its own right: see Nāmarūpa. And in another model we find "nāma is 'sensation, recognition, impulse, contact and attention'." (vedanā, saññā, cetanā, phasso, manasikāro – idaṃ vuccati nāmaṃ. S ii.3). And this in a model where phassa is a stage in its own right that comes after nāmarūpa

It must be the case that viññāna is being used in at least two different senses: cakkhuviññāna (and the other sense-viññānas) and viññāna (as a standalone) cannot be referring to the same process or even the same kind of process. The standard explanation is that viññāna 'furnishes bare cognition of the object' (Nyanatiloka. Buddhist Dictionary) but this is still contradictory. In the model of the five branches we're looking at viññāna simply cannot amount to 'bare cognition' since it is preceded by vedanā, saññā and saṅkhārā. Without 'bare cognition of the object' how could these three exist? Is the problem with the phrase 'bare cognition'? 

Elsewhere I have pointed out that viññāna is said in Pāli to be always related to the sensory stimulus that conditioned it. For example in the Mahātaṇhāsaṅkhaya Sutta. (MN 38. PTS M i.259):
Bhikkhus from whatever condition viññāṇa arises, it is called that kind of viññāṇa. Viññāṇa arising with the eye and form as condition, is called eye-viññāna (i.e. visual cognition).
From the same sutta we know what viññāna is not: "that which speaks and feels, that which experiences the good and bad." (yvāyaṃ, bhante, vado vedeyyo tatra tatra kalyāṇapāpakānaṃ kammānaṃ vipākaṃ paṭisaṃvedetī ti) This is cited as an example of a wrong view. We also know that Buddhists do not posit a 'theatre of consciousness', a metaphorical container in which experiences happen, since viññāna is seldom if ever used in the locative case, and where it is the text is usually arguing against a wrong view.

Idiosyncratic, but none the less insightful, bhikkhu Ñānavīra, says
Consciousness (viññāṇa) can be thought of as the presence of a phenomenon, which consists of nāma and rūpa. Nāmarūpa and viññāṇa together constitute the phenomenon 'in person'--i.e. an experience. The phenomenon is the support (ārammaṇa) of consciousness, and all consciousness is consciousness of something (viz, of a phenomenon). [Notes on Dhamma, p.81]
I don't think Ñāṇvīra has solved the problem I have identified here, i.e. the role of viññāṇa in the khandhas.  Since nāma depends on sense-viññāṇa. However he does add an interesting caveat to this discussion.
Consciousness, it must be noted, is emphatically no more 'subjective' than are the other four upādānakkhandha (i.e. than nāmarūpa)... It is quite wrong to regard viññāṇa as the subject to whom the phenomenon (nāmarūpa), now regarded as object, is present. [Notes on Dhamma, p.82]
Back in April 2012 I argued that Westerner terms like subjective and objective only obscure the discussion. In the Buddhist model of consciousness, subject and object are not relevant. This is a corollary of the idea that existence and non-existence don't apply to experience. We only get confused trying to marry the two modes of thinking about our experience of being aware. Indeed to think of viññāṇa as 'consciousness' is demonstrably wrong (see  The 'Mind as Container' Metaphor.) Nāṇavīra himself implies this, but doesn't not make the leap to rejecting the translation outright. We have our discussions as if Western concepts like consciousness, subject, object, etc., are givens. But they are not. The early Buddhists don't seem to have thought in these terms. Where they encounter this style of thinking, they tend to treat it as irrelevant to the task at hand. Ontological questions that fascinate Westerners, are just a distraction to early Buddhists. We are not trying to understand our self or our consciousness in the abstract, we are trying to understand why we suffer. Of course early Buddhists had a raft of assumptions about their experience of the world and we need to tease these assumptions out in order to understand their worldview. But imposing modern philosophical jargon often obscures more than it reveals.

This essay has at least shown how translating skandha as 'branch' and pañcaskandha as 'the five branches [of experience]' might work, and might be more comprehensible than present alternatives. It is intrinsically interesting that at least one of the strands that made up the Pāli Canon attempted to give the five branches of experience a temporal sequence, though whether it works is moot. My previous understanding, based on reading Sue Hamilton was that the skandhas did not form a sequence, but were to be taken collectively as the "apparatus of experience". That this attempt breaks down with the inclusion of viññāṇa is a puzzle that I'm sure I will come back to.

We have considerable work to do still to untangle early Buddhist ideas about why we suffer from Western ideas about our existence and the ontology of the self with which they seem to have been snarled. The first step in any comparative philosophy will be to understand early Buddhism on it's own terms and I don't think we have done this yet.

~~oOo~~


Note 5/5/13

In article by Collete Cox I found this the re the *Mahāvibhāṣā "In a discussion of the implications of the various meanings of the term "aggregate," or skandha, as a heap (rāśi), a bundle, an assemblage, or as a collection..." Thus the usage 'heap' predates Conze!
Cox, Collett. (2004) 'From Category To Ontology: The Changing Role of Dharma in Sarvāstivāda Abhidharma.' Journal of Indian Philosophy. 32: 543-597.

15 March 2013

Supernatural Disenchantment

I've already commented on this issue, but this is another take on my attitude to the supernatural coming at it from a slightly different angle. There are some experiences, waking experiences, don't when we have them we know that they are weird or unusual. I've written quiet often about out-of body experiences. It was reading Thomas Metzinger's account of his out-of-body experiences, and his realisation that when he analysed the phenomenon that there was no need to assume that his consciousness left this body, that finally set me free of believing in the supernatural. However in the UK belief in the supernatural is widespread (and do scroll down to see Derren Brown's response).

Super means 'over, above', so the supernatural is conceived of as a realm over and above nature, a higher realm. It is particularly the realm of God.  The 18th century writings of Emmanuel Swedenborg were influential in establishing the idea that one could communicate with spirits, and that there were multiple unseen realms (was he influenced by Indian cosmology in this?) The word 'supernatural' has been applied to the 'world' inhabited by ghosts and like entities since the 19th century. I suppose that this coincides with the rise of Spiritualism, itself said to begin in 1848 when Kate and Maggie Fox pulled off one of the great hoaxes of history: convincing people they could communicate with the dead.
"There is no such thing as a spirit manifestation. That I have been mainly instrumental in perpetrating the fraud of spiritualism upon a too-confiding public many of you already know. It is the greatest sorrow of my life . . . When I began this deception, I was too young to know right from wrong." Margaret Fox (1888), quoted in Joseph F. Rinn, Searchlight on Psychical Research, 1954 (via BBC - Religions)
What we call "the supernatural" is actually a fairly loose collection of beliefs that invoke unseen entities and forces to explain unusual experiences. Some of these beliefs are old, and some, like spiritualism are more recent. They represent an strong form of mind/body dualism in which consciousness can exist in a refined realm of 'pure spirit', disconnected from the gross (impure) material world. Indeed many people appear to see the body as a vessel which temporarily holds consciousness in this inferior and unsatisfactory material world. Interest in this material world--particularly science--is seen as gauche and unsophisticated.

Unseen forces emanating from this other realm can affect our lives in various ways. They are responsible for luck and fortune for example. And for all manner of events which cannot otherwise be explained. Though they can affect the material world, the unseen forces are not like the physical forces (such as gravity or electro-magnetism). Unseen forces can not be measured, or detected by physical instruments. Indeed ghosts are difficult to photograph even though they can be seen with the eye. This highlights one of the fundamental contradictions of this way of thinking. What is the difference between the eye and a camera? It is precisely the brain interpreting the images that are formed by the lens of the eye.

The way that the supernatural interacts with this world is random and inconceivable, thus the interactions cannot be understood systematically. Most people believe in an ordered universe, but the supernatural subverts and defies this order, indeed it is when the order of the universe breaks down that the supernatural is apt to be invoked. Particularly it is when we are disappointed or disconcerted. Hence the supernatural beliefs which swirl around the subject of death. The bad things that happen to us, for example, are caused by luck, karma, fate, gremlins, God testing us, etc. The supernatural is an explanation for the inexplicable.

As the 20th century progressed the Supernatural accumulated more and more aspects, and Westerners began to explore other forms of religion and culture they incorporated exotic elements into their version of the supernatural. Folk beliefs from pre-Christian antiquity were partially preserved, and combined with Christian superstitions. To them are added some of the more exotic ideas of modern life like flying saucers and quantum mechanics.

Another rich source of superstition is India and its folk beliefs such as rebirth, and the 'vibrations' of mantras (especially hypostatized into crystals). I've written about the way we project profundity onto the Sanskrit language for instance. Some people literally believe that cakras (Sanskrit 'wheels') are supernatural entities ('energy centres') within our bodies. I've even met people with a rather literal belief our possession of a third eye. Western Buddhists in particular often seem to suffer no cognitive dissonance combining supernatural beliefs from Europe and India. Like the villagers of the Pāli Canon we are maṅgalika. For example seem happy to take on taboos against the left hand (despite the fact that few of us remember the original meaning of the word 'sinister') and the feet (See: Ritual Purity or Rank Superstition?).

One of the odd features of the supernatural in modern times is the attempt to 'prove' the existence of the supernatural despite the fact that by definition it ought not to be provable. Many popular books purport to 'prove' everything from UFOs to reincarnation. And these popular books are taken quite seriously and uncritically as proof of their subjects. However the more rigorous that scientific experiments are at eliminating the possibility of hoax or prestidigitation, the less likely they are to succeed in detecting the supernatural. Under the strictest conditions which allow for no human intervention, where any observed effects must necessarily be due to the supernatural, nothing is ever observed. The Amazing Randi, a stage magician, has made a second career out of successfully debunking such experiments by showing how conjuring tricks are involved. Derren Brown has done similar work to show how psychics and other fakers do their tricks. (See On Credulity). However, like the confession of the Foxes, debunking does little to damp the enthusiasm for the supernatural.

Since pre-scientific cultures typically have some kind of supernatural belief, our contemporary encounters with them are seen as confirmation of our own remnant of folk beliefs. And virtually all our religious texts are written in pre-scientific milieus. Buddhism for example originates in the Iron Age and, though it continues to develop, it never quite throws off that Iron Age worldview. There is confirmation bias involved so that any experience which appears to confirm our belief is eagerly embraced. Stories of the supernatural are sought out, preserved, and spread. Reports that cast doubt are set aside as uninteresting or materialistic. Reports of fakers are also dismissed. Some fakers, having been caught out, have come back careers in the the same field (Uri Geller). I've explored some of this territory before: Derren Brown etc. (Again, see On Credulity).


Ignorance of Science.

It's become apparent to me as an adult with a university education in science that, although everyone in the West studies science at school to some extent, there is a large section of the population who have no good grasp of basic concepts like forces, energy, chemical elements and compounds, or crystals (let alone the more sophisticated versions of these ideas). Many of the words are treated almost like magic spells used to invoke unseen forces and entities, when in fact they all refer to seen entities (seen in the sense of being subject to reliable measurement). As well as being, or perhaps because they are, weak on science these people seem to be susceptible to pseudo-science. I seems that many people actively want to see the world in magical terms. In a world where public aesthetics often tend towards brutalism (concrete boxes and sharp edges) people want a little magic in their lives. Whether it be a woo belief (in fairies, angels, ghosts, lay-lines, God, aliens etc.), a penchant for hallucinogenics, or just a fascination with horror movies (which mostly invoke the supernatural in some way) people want to be enchanted. These Romantics like to quote Shakespeare (Hamlet Act 1, scene 5):
Horatio: O day and night, but this is wondrous strange!

Hamlet:    And therefore as a stranger give it welcome.
               There are more things in heaven and earth, Horatio,
               Than are dreamt of in your philosophy.
People have quoted this text at me time and again to show how limited my thinking is. No one stops to ask what Shakespeare can have meant by "philosophy" in Elizabethan times. They seem to forget that 400 years have passed in the meantime and the scientific revolution has made Horatio's philosophy, such as it was, completely outmoded and superseded. There is today far more to science than any one person could possibly hope to encompass and comprehend. Even with training and a sustained interest in science I can only scratch the surface. On the other hand to know nothing about the science is to be close to barbarism. For better of worse our fates are now bound up with science and technology.


Seeing Things

All human beings have a mild form of apophenia. This is the ability to attribute meaning to patterns or events; and significance to stimuli. We need this ability to interpret our sensorium, but the ability is typically tuned to err slightly on the side of significance. Consider our ability to see shapes in the clouds. We most often see faces and animals, because these are the patterns we seek out in the jumble of sensory stimuli. At its worst this tendency to see patterns and attribute meaning to them can become pathological. A portrayal of this pathology can be found in the film A Beautiful Mind, based on the life of mathematician John Nash. Actually though he was a gifted mathematician, his mind was not that beautiful a lot of the time. In his development of Game Theory he viewed humanity in terms of his own psychotic aetiology: delusional, paranoid, self-seeking. And these qualities are built into Game Theory which now informs everything from 'target culture' in the UK Health Service and Education sector; to massive bonuses for bankers; to military strategy. But that is another story.

Unusual experiences are often thought to be especially significant. However, many of these experiences seem to be merely attention grabbers. I know a lot of people who believe they have experienced ghosts or similar phenomenon (the Triratna Buddhist Order owns a haunted house in Cambridge: the story of its haunting is elaborated by an outsider here). Almost none of these experiences are significant except that they are good stories, telling them gets attention, and they act as a confirmation of the supernatural paradigm. They keep the magic alive. Just like in Peter Pan (the archetypal puer aeternus) there is magic because we all believe (and when we stop believing a fairy dies). People who see things that have no substance don't want to be told that they had a hallucination. Hallucinations are significant in the wrong way and reflect badly on the seer. So anyone who wished to report their experience is likely to insist on the significance of it in order not to look foolish. They may even, unconsciously, embellish the details in order to make it seem more plausible.

The particular hallucinations we see are to some extent culturally determined, but how we interpret what see see or hear is strongly culturally determined. If you don't believe in ghosts to begin with, then you are unlikely to experience one, or if you experience something (say, sleep paralysis) then you are far less likely to ascribe the experience to supernatural entities or forces (See Encultured Hallucinations - Genealogy of Religion). Belief itself changes what we think we see, and how we interpret what we see.

In discussion I always try to make it clear that what I doubt is the explanation of the experience, not the experience itself. We all know that the mind plays tricks on us. We all mistakenly attribute significance to experience, and we misidentify stimuli some of the time. And we don't like to think that we simply made a mistake if the experience felt significant or made us feel important. On the other hand there are uncanny and unnerving experiences and these are difficult to explain and we are seldom content with no explanation for the disappointing or disconcerting experiences we have.

We chose the explanations we give to experiences. We choose explanations on a number of different bases, but underlying this is a mechanism in which facts are given an emotional 'weight' and the facts that seem most salient to us are the ones that we have given weight to (the one's that feel right). For this picture I've suggested the analogy that belief systems distort the space in which facts have mass, causing reason to move in curves; in come cases, closed curves or circles.


Without an explanation we feel a sense of unease and dissatisfaction. People who believe in the supernatural have said to me "science can't explain everything" which I acknowledge. But they themselves seek to fill in all the explanatory gaps by invoking the supernatural. And the irony and the blatant contradiction inherent in this approach to knowledge is lost on them. Perhaps we have not changed so much from our animistic ancestors who saw the world as full of living beings, who anthropomorphized the forces of nature and ascribed motivations to them? Perhaps most of us still feel at the mercy of a capricious universe and want an explanation; or a lever to change the behaviour of the gods; or some kind of advantage in the confusion? Or maybe it's all of the above? In any case superstition is alive and well.

~~oOo~~

07 March 2013

All Experiences Are Ephemeral

This "verse" occurs several times in the Nikāyas. It sums up a great deal in the space of just a handful of syllables. Like other celebrated verses it was no doubt composed as a short text to memorise and reflect on. It seems to be the same style of verse that we find at the end of Udāna texts, or in the Dhammapada. This particular verse occurs in two variations which I analyse below.

One version is found in two places in the Saṃyutta Nikāya (S i.6 & S i.200):
1. Aniccā sabbe saṅkhārā, uppādavayadhammino;
2. Uppajjitvā nirujjhanti,  tesaṃ vūpasamo sukho.
All experiences are ephemeral; rising and perishing according to their nature;
Rising, they cease; and quenching them is happiness.

The metre is old vatta. ( . = short,  _ = long )

. _ _ _ | _ _ _ _ | _ _ . . | . _ . _
_ _ _ _ | _ _ _ . | _ _ _ . | . _ . _

This is a fairly flexible metre of eight syllables in two lots (padas) of four syllables (a & b). In this case two lines are combined into lines of 16 syllables (four padas), with both lines ending with short-long-short-long (in fact there is an introductory line in the same metre at S i.6 that I have not included in this post). This is similar to the "epic" styles that doesn't organise lines into verses (thus this is not actually a verse, just two lines of metrical writing). Lines in this metre need not rhyme, but here the final syllable of the final padas do.

The variant is found at DN ii.257, S i.158; Ap i.64, 274, ii.385, & J 1.95 (Mahāsudassana)
1. Aniccā vata saṅkhārā, uppādavayadhammino;
2. Uppajjitvā nirujjhanti, tesaṃ vūpasamo sukho.

Ephemeral indeed are experiences; rising and perishing according to their nature;
Rising, they cease; and quenching them is happiness.
Again the metre is old vatta.
_ _ _ . | . _ _ _ | _ _ . . | . _ . _
_ _ _ _ | _ _ _ . | _ _ _ . | . _ . _
My studies of Pāli metre are cursory to date, so I cannot comment on the comparitive aspects of the two versions. However we can say that this metre is associated with the early days of Pāli composition. Vatta metre went out of fashion by the later parts of the Canon. So these lines are old compared to the rest of the Canon. (See: Pāli Prosody)

Most of the terminology in the lines is familiar, but it's worth revisiting it. It makes a useful frame work for restating the view that the Buddha was talking about experience, and shows how we can apply this hermeneutic to an unfamiliar text.


Line 1a. Aniccā sabbe saṅkhārā

Aniccā (Skt. anitya) means 'impermanent'. The word appears to derive from the preposition ni 'downwards, inwards'. The route to the meaning of 'constant, continuous, permanent' is not clear, but the usage is consistent. Here it is in the nominative plural and thus goes with (and is predicated of) saṅkhārā.

The difference between the two version is in this second word either: sabbe or vata. The version with sabbe may well be related to the Dhammapada verse 277, which has a similar metrical pattern:
sabbe saṅkhārā aniccā
_ _ _ _ | _ . _ _
Sabbe means 'all'; while vata is an exclamtion suggesting emphasis or certainty 'indeed, surely, certainly'. Here sabbe is declined as a pronoun in the masculine plural and vata is indeclinable.

Lastly saṅkhārā means 'contructs' (nominative plural - the 'subject' of the sentence). The etymology is sam- 'together, complete' + khāra (Skt. skāra) an action noun from √kṛ 'to make'. Literally it means 'putting together', hence 'construct'. I take this word to refer to a particular model of knowing - sense organ meets sense object in the light of sense awareness which is called phassa (Skt sparśa) 'contact'. From contact we get 'data' or 'knowns' (vedana). Vedanā is a passive past participle from the causative form of the verb √vid 'to know, to find'. Thus vedanā means 'caused to know, making known'. It is through vedanā that we known our world (loka). So saṅkhārā are what are put together for us to know, or have an experience of, the world. Or to put it another way our experience is a construct. The English word 'experience' conveys the meaning, while highlighting my way of reading the texts (my hermeneutic).

So this pada reads 'all experiences [i.e. 'all knowledge arising from contact' or 'all that results from putting together sense object, organ and awareness'] are impermanent. And we understand this to apply to the domain of experience, not to the domain of 'what is'. It is a statement about the ontology of experience, not the ontology of objects. Experience is empheral even when objects are not.


Line 1b. uppādavayadhammino

This pada consists of a single long compound uppādavayadhammino. We can analyse this in the following way: it is made up of three words: uppāda + vaya + dhammino and would scan as uppādāya ca vayāya ca dhammī or uppādāya dhammī vayāya ca dhammī. "whose nature (dhammin) is to arise (uppāda) and perish (vaya)." Dhammino is a nominative plural because it qualifies saṅkhārā which is in the same. 

This simply expands on the first point about impermanence. The nature of experience is that it constantly arises and passes away. It does this because our attention is always on a single aspect of the very broad range of input from our senses. We live in sensory information like a fish lives in water. So much of it that we hardly notice most of it. The Buddhist view is that we process this information one bit at a time. But we constantly scan our senses at such a rate that our experience seems to broadly take in our surroundings and proivides the illusion of smooth continuity. In fact our experience is grainy or lumpy in the same way that a film is made up of a series of still images. Projected onto a screen rapidly enough so that we cannot see them individually, but cognitively blur them into motion. 

It's worth reminding ourselves at this point that the sense of selfhood or first person perspective is subject to these same limitations. It is something that arises and passes away depending on where the attention is. In deep sleep and deep meditation there is no sense of self. In waking we can sometimes catch the sense of self being assembled. Some practitioners report that it is possible to operate without any overt sense of self or a first person perspective. Though I recall Sangharakshita's quip that before you can transcend the self, you have to have one. 


Line 2a Uppajjitvā nirujjhanti, 

These are two verbs, the first a gerund and the second a finite verb in the 3rd person plural. The gerund forms a subordinate clause indicating an action which precedes the main verb. Here the plural number of the main verb makes it clear that we are still talking about experiences (saṅkhārā).

The verb uppajjitvā comes from uppajjati (Skt utpadyati). The root is √pad 'to go'; with the preverb ut- 'up' it means 'to go up' i.e. 'to arise, to come forth or out, to be born.'  There are two strategies for translating gerunds. We can either says 'having arisen...' or allow the order of the words to imply the order of the action and say 'arising...'

The vern nirujjhanti (Skt. nirundhati) comes from the preverb ni 'down' with the root √rudh 'to stop'. So it is literally 'to shut down, to cease, to be destroyed.'.

So this phrase says 'having arisen, they are destroyed' or 'arising, they cease'. All that can happen when a saṅkhārā arises is that it ceases. The duration of any particular sensation is a fraction of a second. The number of 25 frames per second for a film to fool our eye into seeing smooth motion may be a clue to the duration of any particular experience. However the early Buddhists did not have films!


Line 2b tesaṃ vūpasamo sukho.

Having established the facts of the matter the verse gives us the punch line: happiness (sukho) is the quenching (vūpasamo) of them (tesaṃ); i.e. in the quenching of saṅkhārā. The word sukha is familiar enough not to need much comment: it is the opposite of disappointment and misery, i.e. contentment, happiness, and/or bliss. Sometimes, as I discussed some time ago in commenting on the Dhammapada, sukho seems to be a synonym for nibbāna.

The word vūpasama (Skt vyupaśama) combines the two preverbs vi 'apart' and upa 'up' with the verbal root √śam 'to labour or toil'. On its own upaśam means 'calm, quiet' and is not not predictable from the combination of preverb and root (this is very often the case). Here the vi preverb is being used in its sense of intensifying the verb. Thus vūpasama means 'allaying, calming, supression, quenching (especially of thirst).'


Comments

Where nibbāna means 'blown out or extinguished' using the metaphor of fire; vūpasama references the metaphor of thirst (taṇha Skt tṛṣṇa). And the thirst metaphor is familiar stuff for Buddhists. We thirst for experience because we think that pleasurable experiences amount to happiness. That this is not so was apparently obvious 2500 years ago in India, but this knowledge of the basic falseness of the idea has not quashed it. Indeed I would say that this idea is more prevalent, more powerful than ever and driving industrialised, first-world, 'Western' societies close to madness and destruction. The pursuit of pleasure through sensory stimulation or through appropriation of objects or wealth has damaged not only us humans, but many other species and the very biosphere itself. And our pursuit appears to show no signs of slowing down.

And here is this text telling us that happiness is the quenching of experience - the very opposite of what we believe. Happiness is found through quenching our thirst for experience, not by trying to satiate it. Because the thirst for experience can never be satiated. We'll never get so much pleasure that we don't want any more. And though the Buddha could not have known this, it is also the conclusion of people who study the brain and to some psychologists.

And even in these few syllables we find the key to quenching that thirst. It comes about through examining the transient nature of experience. Our practice consists in various techniques to produce various experiences. Firstly we try to calm down - the take the edge off the restlessness of our thirst. Then we turn our attention to experience itself - watching it arise and pass away. Noting the speed and duration of change. Noticing how there is never stability. The continuity that we experience on an every day level is grainy. And in the still depths of samādhi we can see the dynamics of experience arising and passing away. We can come to understand right to the core of our being the utter pointlessness of pursuing pleasure. Which is not so say we ought not to enjoy our food or sex or whatever. We enjoy whatever pleasurable experience that comes along. But we know it as it is (yathābhūta-ñānadassana). even our cherished self is just another experience arising and passing away. There is nothing in experience that can be grasped. Forms are like soap bubbles - an outline of something which when we take it in our hands simply vanishes.

~~oOo~~
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