19 August 2011

Amateur Scholars: Pros and Cons.

I'M AN AMATEUR SCHOLAR. I don't get paid to write about Buddhism. Although I've been a Buddhist for 18 years, like many Buddhist bloggers, I have almost no training in linguistics or Indic languages; no training is philosophy, history, anthropology or any of the relevant disciplines.[1] I'm not a lineage holder, or a Buddhist 'teacher' or anything fancy like that. And yet every week I make pronouncements on language, on philosophy, on history, and especially on Buddhism.

I admire amateurism. I grew up in the twilight era of amateurism in sport and politics: a time when a professional could not compete in the Olympics; when our national rugby team all had day jobs; and our government was run by people who once had real jobs. Many of the fundamental breakthroughs in the modern study of Buddhism were made by enthusiastic amateurs.

However professionalism brings advantages in scholarship. Access to resources, to conferences, to mentors, to critical dialogue with peers. The lack of mentoring and critical feedback are probably the biggest hindrances to the amateur, especially in this day of freely available internet resources. Pali is not a difficult language to learn. There are several self-teaching guides, as well as dictionaries and grammars available online. Anyone can teach themselves Pāli and dive into reading and translating texts. I wish more people would. But scholarship requires more that this. We amateurs face some difficulties that professionals do not. I want to look at some of these problems with cases studies drawn from reading Buddhist blogs.


Access to resources.

Although there is a huge amount of material online, most of the secondary literature is not. Amateurs seldom have access to journals for instance. We might get the occasional article, but really as scholars we should at least scan every issue of the main journals in our field. So much of Buddhology, and especially Pali philology, remains buried in journal articles. The internet has facilitated identifying articles, but unless one is a member of a university, it hasn't helped with access because publishing companies charge as much as £30 per article for one-off access, and subscriptions are often expensive as well. An exception to this is Buddhist Studies Review which is quite cheap to subscribe to (and probably needs your money!).

But then there are the monographs. If we are interested in history and want to read Johannes Bronkhorst's two most recent tomes then we're looking at around £300 for both. They are the sort of books that only libraries buy, and only in universities with a large Indology or Buddhist studies department. I imagine there are not more than a dozen copies in the UK. But if the history of Buddhism is your subject, then you can't not read these books. In fact if have any interest in the context within which early Buddhist texts exist then you must read these books to be well informed. So most amateurs are not well informed, or not well enough.

The lack of access to, or even interest in, resources often mean that Buddhist bloggers are out of touch with academic Buddhist Studies. Amateurs are often simply uninformed; or they are informed, but about the state of Buddhist Studies 20 years ago, when in fact the last 20 years have seen some remarkable publications.


Critical Thinking

One of the major problems that amateur scholars have is working with their own preconceptions, especially the extent to which our modern Western worldview intrudes. All too often the amateur has an idea, comes to a conclusion, and then goes looking for material to support their thesis. And usually of course they find it. Professionals will do this as well, but less often. A good scholar does have a working hypothesis, but they look at all of the evidence and try to decide what it is telling them. They also have peers and mentors to bounce ideas off.

The following case study is a composite drawing on real blogs that I read. The point is not to make personal comments but to highlight the kinds of problems that all amateur scholars confront (which are not necessarily the problems that all bloggers face). Blogger A is a modern Western Buddhist. They read a little Pali, and they have access to a version of the Canon on the Internet. They think of themselves as a Buddhist, but they are concerned about certain aspects of Buddhism that contradict their worldview. As moderns we are inheritors of the European Enlightenment and its fallout. We have been told (since the late Victorian period) that Buddhism is a "rational religion", consistent with Western scientific paradigms (even quantum mechanics) and does not require blind faith. Not only this, but we have been taught that the Buddha himself was supremely rational. The doctrine of rebirth is a contradiction of all of these: it is not rationally based, conflicts with science, and requires blind faith. There is no doubt that rebirth is a problem for Western Buddhists, even if they don't think it is!

Blogger A, like many other Western Buddhists, sees the Kālāma Sutta as one of the most important suttas in the Canon since it appears to confirms their doubts. They have read it in several translations, but never got around to translating it themselves or studying what it says in detail, so they tend to go along with the urban legends about this text. In particular they take the consolations of being an ariyasāvaka discussed at the end of the text as saying that one need not believe in rebirth. Which is a relief to them.

Blogger A decides that rebirth cannot be true, since it fails the test of rationality, and the Kālāma Sutta says we need not believe it. But it is clearly a major part of all the Buddhist traditions. So how to make sense of these facts? Blogger A comes to the conclusion that the Buddha himself did not believe in rebirth, but that this 'foreign belief' was smuggled into Buddhism by his corrupt (possibly Brahmin) followers in the years after his death. Either the Buddha did not actually teach rebirth at all, or if he did, then he took it as a metaphor and did not believe or teach literal rebirth.

This "later corruption" narrative does not spring from nowhere. It goes back to the early Victorian translators, particularly Mrs Rhys Davids. They had the very same project: squaring the obviously irrational and superstitious elements which abound in Buddhism as it is practised today, and as we find it in Buddhist texts, with the idea that the Buddha was effectively an Enlightenment figure who, had he met, say, Newton or Leibniz would have got along fine with them. What most amateurs don't see is that the 'rational Buddha' is a product of the Western imagination in the first place, the Buddha of tradition is not quite irrational, but there is plenty of non-rational mysticism attached to him—he very often converses with gods for example (more like William Blake than Isaac Newton).

The 'later corruption' narrative is a polemic developed amongst Protestant intellectuals to account for the decline of the Roman Catholic Church due to moral corruption, which appeared to mirror the decline and fall of the Roman Empire due to its moral corruption. It was first employed in relation to Buddhism by Victorian scholars who were culturally, if not religiously, Protestant. In fact there is no a priori reason to treat a development or an evolution as a corruption: the emergence of Tantric Buddhism, for instance, corresponds to a major re-invigoration of Buddhist culture in India following the chaos of the Post-Gupta Empire period. Blogger A doesn't see that their ideas are conditioned by their own culture, or that their ideas themselves have a history.

The popular idea that, ignoring what Buddhists themselves believe and practice, one could reconstruct the 'original' Buddhism from the Pali texts is the very essence of the Protestant project transferred into the Buddhist arena. Although it was seen as a viable project into the mid 20th century, it is largely discredited now. And worse, as Greg Schopen has vociferously (and, one might say gleefully) pointed out, is the fact that where we do have epigraphical and archaeological evidence for early Buddhism it tends to conflict with the textual accounts rather than confirm them. Let me quote a professional at this point:
"But, during the present century, and especially during the past several decades, Buddhologists, anthropologists, and historians of religion have raised serious doubts about this naive use of the suttas as sources for reconstructing Theravāda Buddhist history. Thus it is now recognised that the form in which the suttas survive today, like Pāli itself, is the result of grammatical and editorial decisions made in Sri Lanka centuries after the lifetime of the Buddha... More important still, historians and anthropologists have pointed to the rift between Buddhism constructed as 'canonical' on the basis of the teachings in the suttas and the actual practices and ideas of contemporary Theravāda Buddhists. As similar divergences from this 'canonical Buddhism' are evidenced as early in Buddhist history as our evidence itself, namely the time of Aśoka Maurya (third century B.C.), the question emerges whether the reconstructed 'early Buddhism' ever existed at all.

... I think it fair to say that among contemporary historians of the Theravāda there has been a marked shift away from attempting to say much of anything at all about 'early Buddhism'"

- Walters, Jonathan. S. (1999) 'Suttas as History: Four Approaches to the Sermon on the Noble Quest (Ariyapariyesana Sutta).' History of Religions 38.3: 247-8. [my italics]
But because amateur scholars are not part of this broad scholarly discussion, because they never read articles like Walters', they have not participated in this marked shift. They continue to work an abandoned gold mine, even though they only find iron pyrite. Though I note that professionals still sometimes stray into this quagmire! [2]

Pursuing this course they proceed to look for texts which supplement the Kālāma Sutta and 'prove' that the Buddha did not believe in rebirth. Perhaps they stumble upon SN 15.1. This is an interesting text which describes saṃsāra in terms of ancestors stretching back through beginningless time. A couple of the other texts in this short saṃyutta also use this metaphor. However if we keep reading we see that the metaphor changes at SN 15.10 and describes one person (ekapuggala) wandering through saṃsāra leaving a mountainous pile of bones behind them. This is also somewhat anomalous, but since it contradicts the starting premise that the Buddha did not believe in rebirth it is not even considered by Blogger A. In fact SN 15.10 creates a paradox - because in it the Buddha is talking about one person over several life times, and this contradicts the accepted Buddhist notion that the next life is not the same person, but only the inheritor of previous karma. So we have here three views on rebirth - traditional rebirth, ancestral lineage, and reincarnation. All of them in the Pali Canon, and all in the mouth of the Buddha! I've read through these texts and I don't see any way of deciding which should have priority on the basis of the texts. There are no criteria one could apply.

But Blogger A has an a priori criteria, they have their view that the Buddha did not believe in rebirth. So it is obvious to them that the text which describes saṃsāra in terms of an ancestral lineage is the "true text", and the others are corruptions. And so it goes. This is technically called confirmation bias. Amateurs are particularly pray to this it seems.


Language

Teaching oneself a little Pali in order to read texts which are already familiar in translation, or where there are excellent translations already available to act as commentaries, is one thing. Knowing the language and the literature thoroughly so that one can understand the texts from the inside is another. It takes time, and is unlikely to be possible without an experienced mentor. I've more or less given up trying to translate texts from the Suttanipāta for instance because the poetry and the archaic language are so difficult to understand, even though I have access to translations and extensive notes by the great Middle-Indic philologer K. R. Norman. Interestingly Norman himself declined to formally translate the Dhammapada for the Pali Text Society because it would be "too difficult"! Let us pause to consider the implications of that!

As an amateur one can spend hours chasing one's tail. The other day I wasted a lot of time on the word esevanto = es'ev'anto = eso eva anto = "just this is the end". It just took ages for it to dawn on me that there must be two sandhi, partly because I saw -vanto and assumed it must be a present participle. And I had the English translation in front of me! This is what inexperience is like. It gets worse when we want to look at the untranslated commentaries. And it must be said that anyone seriously reading a text must look at the traditional aṭṭhakathā alongside, if not also the ṭīka. But the Pāli of the aṭṭhakathā is much more difficult—being a literary form highly influenced by Sanskrit models—and there is no guide, no standard translation to consult.

I've said that Pāli is not a difficult language, but like all languages it is idiomatic. This means that Pāli learnt from a primer must be supplemented by reading many texts. So Blogger A following up their desire to prove a supposition about rebirth finds this phrase from the Dona Sutta (A ii.37):
‘‘Devo no bhavaṃ bhavissatī’’ti? ‘‘Na kho ahaṃ, brāhmaṇa, devo bhavissāmī’’ti.
Blogger A wants this sentence to say: "Will you, Sir, become a god? No, Brahmin, I will not become a god". In the Dona Sutta various other words are substituted for deva as the Brahmin tries to decide what to make of Gotama: is he a god? A yakkha? A man? The implication deduced by Blogger A, on the basis that the verb is in the future-tense, is that the Buddha is rejecting the idea of his rebirth in various realms. The form bhavissati is undoubtedly the future-tense of √bhū 'to be', but here it is used idiomatically. As Warder points out (Introduction to Pali, p.55) "The future also expresses perplexity, surprise, and wonder." Warder's example is directly relevant: kim ev'idaṃ bhavissati 'what can this be?' So our question means 'Sir, are you a deva?', but with a tone of puzzlement. Dona the Brahmin is expressing his perplexity, and is trying to determine just what class of being the Buddha is. Blogger A over-rides these grammatical facts—ignores the cases, and idioms—and finds only confirmation of their pre-existing view.


Conclusion

I love the way that the Internet has reopened the field to amateurs. But the Internet has produced very few scholars of note, and few commentators consistently worth reading—some exceptions that I enjoy can be found in the "Blogs I Read" section in the sidebar. The best Buddhist blogs are usually the popular comment blogs with no pretension to scholarship, or the scholarly blogs by academics (though again there are exceptions). The tensions that often exist between popular magazine writers, and popular blog writers are a feature of the landscape of popular Buddhism, but they don't usually impinge much on the realm of serious scholarship. Where popular and professional Buddhist writing and Buddhist scholarship do cross over the result is often mutual incomprehension.

We need to be aware of our limitations. Unfortunately amateurs, with no training and often no discipline, no access to the secondary literature, and no participation in critical dialogue, can be unaware of their limitations. But amateurs are also free from the constraints of earning a living from their writing, from the artificial conditions imposed on 'serious' writing, and from the paradigmatic thinking that makes new ideas hard to see in academia. As amateurs we do not have to find approval from our peers, and this can be both weakness and strength.

Scholars, whether amateur or professional, play an important role in the ecosystem of Buddhism. Scholars are part of the system of checks and balances that characterise a healthy society. Old ideas are conserved, and put into appropriate context and perspective. New ideas, emerging from experience, are assessed in the light of existing intellectual frameworks. Knowledge gradually accumulates. Scholars, whether directly or indirectly, are in dialogue with practitioners (and increasingly span both camps) and help to refine interpretations of experiences, and the language by which our ideas, images and practices are communicated. Without scholars our ecosystem would collapse. We need only look at the toxicity of the the anti-intellectual fundamentalist religious sects to see where a rejection of scholars and scholarship lands us. Of course scholarship should not blind us to the experiential nature of the Buddhist program. Ideas can get in the way of practice—too many of us are trying to prove a dogma instead of paying attention to what is happening—but a good scholar knows this limitation and works with it.

~~oOo~~


Notes
  1. My undergraduate degree is in chemistry, and my graduate qualification in library management.
  2. I refer to Alexander Wynne's recent, award winning, article: "The Buddha's 'Skill in Means' and the Genesis of the Five Aggregate Teaching." J. of the Royal Asiatic Soc. 2010, 20(2):191-216. Wynne piles up speculation and conjecture without ever citing solid evidence, because of course there is none, and comes to a conclusion about the "original" teaching of the khandhas. Wynne's concatenation of multiple uncertain conjectures doesn't take into account what every scientist knows: that when you add two uncertain quantities together, the uncertainty accumulates.

11 comments:

Dharma Sanctuary said...

Some interesting thoughts about assumptions that we non-scholars make. You're right Jayarava, that it is all too easy to hold a view and then back it up with somebody's scriptural interpretation. I like the free form, amateur positioning, and recognize that I am doing this without much solid backup. Oh well - I've always winged it and went with what felt right to me. Throw it against the ceiling and see if it sticks. I suppose it's not that random on my part, but when I look closer, as in your article, notions of really having a grip on Buddhist epistemology seem far fetched. What do I know? I like the feeling part, the connection with spirit and all the ephemeral qualities of the Buddha mystique (spoken like a true amateur).

I like trying to understand what all the different view points are and trying some of them on for size. I get that there isn't one correct interpretation. So, why bother defending one of them, when you can have a look at all of them? Holding a view is joining a club, and wanting to wear a name tag. I identify with that part of Buddhism that points out the fallacy of fixed view. This helps me bring it back around to a helpful place where I don't have to discount myself for not being a professional.

meaningness said...

These are all good points, and highly relevant to my experience as an amateur historian of Buddhism.

JSTOR, the online collection that houses most of the relevant scholarly literature, is apparently unwilling to grant access to individuals for any amount of money. I can't imagine what business logic there could be for that. For me, it's increasingly a problem.

I was a "Visiting Scholar" at Stanford for a few years long ago. In practice, that meant I had access to their library and gym, in exchange for giving a couple of talks each year. I've been thinking I might see if I can find a friendly academic Buddhologist who could grant me JSTOR access in exchange for something-or-other. Something you might investigate also.

I'm almost perfectly ignorant about early Buddhism, but what I've read of Schopen's stuff, recently, confirmed my pre-existing bias against taking scripture as history. The more I've dug around in the history of Tibetan Buddhism, the more I've come to regard all texts as primarily propaganda fiction unless/until proven otherwise.

Jeffrey Kotyk said...
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Jeffrey Kotyk said...
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Jayarava said...

I've been away on our Order Convention.

@Dharma Sanctuary. Yes, but if you don't get off the fence and take a position, you never know what you think, or have the chance to test it. It is important to know what you think, and why, and to be conscious about it.

@Daivd JSTOR like other journal aggregators see their main market as academic institutions. I suspect that like many wholesalers they don't really want to deal with individuals, and so they price their wares out of our range. There is usually a way around it if one if tenacious: especially the "Interlibrary Loan" Scheme. Hard times may have affected this, but it's worth asking your local public library what service they offer.

@Jeffrey. Thanks for posting your thoughts. The first few paragraphs give no indication where you're going with it, and I'm pretty tired after a weekend away, so I'll probably not read it. If you going to write an essay in response to me, then I suggest you take the time to structure it, and give me some idea of why I should keep reading after the first paragraph.

Sorry chaps, that's al I'm good for at the moment. Next week's blog is looming, and the Western Buddhist Review has a new editor and is being revived, so I'm keen to get something to him for publication.

Aleix said...

Very interesting post. But don't you think that, outside the texts, everything becomes a matter of opinion?
And when I say texts I mean the oral texts as well, i.e. what the Buddhist masters of our time say, even though they disagree (like ancient Buddhist texts from different traditions).
Maybe that was your point and I didn't understand.
Looking forward to read more!
Best,
Aleix

Jayarava said...

Hi Aleix,

I'm not quite sure what you mean by "outside the texts". But in any case my point was not about that - in fact my point can be taken on face value: the pros and cons of amateur vs professional scholarship, with some critique of amateurs because most (but not al) of my readers are non-professionals.

However I can tell you that the texts themselves often disagree with each other. At times they are vague and open to interpretation, and have been interpreted many different ways. And at times it is clear that no one, not even the redoubtable Buddhaghosa, appears to understand what a text says - they are completely, and probably forever, obscure.

And the Buddhist masters are no more consistent or accurate than the texts. Indeed one of the features of contemporary Buddhist (even contemporary Theravāda) discourse is the vast extent to which it disagrees with the Pāli texts - a theme I have pursued on my blog for years now. See for instance my recent post on the Two Truths debacle.

Where there is textual or verbal disagreement, or vagueness, or obscurity (or paradox) then yes, understanding is a matter of interpretation and opinion. I'm often arguing for a particular reading of the text because I think it makes more sense than the others.

To get beyond opinion, one must reference experience. But all too often we over-generalise from our experience and that just leads to opinions again.

There is a tendency to opt for the lowest common denominator. The idea is that the things we all have in common must be authentic and 'original', but there is so little of it that Buddhism starts to see like a set of very simplistic axioms which are of no use to anyone. I think the idea of a single founder of Buddhism is probably wrong from our point of view. Buddhism is not a single universe arising from a Big Bang. It is multiple universes with some in series, but many in parallel as well.

Cheers
Jayarava

meaningness said...

"I think the idea of a single founder of Buddhism is probably wrong from our point of view."

I'm wondering how to read this intriguing suggestion! I have had a gut suspicion that pre-sectarian Buddhism might be mythical. Perhaps the early Buddhist schools were generated not by a series of schisms but by a coalescence of diverse sramana lineages around a shared popular origin legend. That might explain how they got to be so different so quickly: they were different from the beginning, and actually became more similar during the early period. I know almost nothing about early Buddhist history, though, so that might be wildly implausible. But perhaps it is what you are suggesting here?

I've just started reading Gombrich's What the Buddha Thought on your recommendation, btw.

Jayarava said...

Hi David,

I may have been unnecessarily enigmatic. I do think there was a person called the Buddha. But after him "Buddhism" was repeated reinvented so that it makes sense for someone to trace their lineage to Padmasambhava, Tsongakpa, Milarepa, Hakuin, Kūkai, Buddhaghosa, Shinran etc. Buddhism now is pluralistic and often incompatible.

As I've said before the linear branching image of the tree is completely wrong for all India religion. The braided stream, forking and recombining is more like it. The Tantric synthesis was a particularly inclusive one.

I don't think they got different quickly - I think it took centuries. But our earliest records come from late in that period and are smeared out over time, and have no internal sense of development because the very notion of ideas developing is hostile to the late Vedic/Early Hindu period. Truths are eternal - even in Pāli. The records only ceased changing when written down, and even then scribal errors crept in.

I think you will enjoy Gombrich's book. I attended the lectures the book is based on and for me they were a revelation! However I'm beginning to doubt the idea that Buddhists were in direct contact with Upaniṣadic sages. They seem to be informed on a social level, but ignorant of the esoteric doctrines of the Upaniṣads.

There's doubt in my mind about what period each group of texts (Vedic and Brahmin) represent, and during what period they might have over-lapped.

My current thinking is that ātta in Pāli is not in fact a response to the Upaniṣadic ātman, or if it is, then it is entirely distorted from the original - the Upaniṣads are not really concerned with personal identity or with personal continuity: they are concerned with transpersonal identity, and impersonal post-mortem continuity. The Pāli texts are concerned with the polar opposite of this. If the Buddha did study with Upaniṣadic sages as Alexander Wynne claims, then he was a very poor student.

Anonymous said...

But the question clearly has devo in the nominative case which means that deva is the agent (or subject) of the verb. Therefore the one thing it cannot mean is "Will you become a deva?" This would require deva to be in the accusative case, and a pronoun in the nominative, in a construction such as: ko tvaṃ devaṃ bhavissati?

The verb bhū is not transitive; it cannot have an accusative depending on it. The construction you give in the last sentence is not a correct one.

H.I.

Jayarava said...

I finally got around to asking my Pāli mentor about this issue of the intransitive bhū. I did indeed have this wrong and have changed my article accordingly - mainly be removing a section of incorrect argument. The main point of that section remains the same.

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