11 November 2011

Origin of the Idea of the Soul


IN MAY 2011 I EXPLORED the idea of afterlife, and précised some explanations for the ubiquity of beliefs in life after death. In June I outlined a taxonomy of afterlife beliefs, showing that most are variations on two themes, and stem from the same kinds of observations. In this post I want to look at an explanation put forward by Thomas Metzinger for the origin of belief in a soul - i.e. some conscious aspect of 'us' that is not tied to the body. [1] Obviously this subject is closely allied with the theme of life after death since in order to have post-mortem survival some part of us must survive the death of the body.


Those familiar with Metzinger will know that he has had a number of out-of-body experiences (OBE). In his paper he outlines the phenomenology, psychology and neural correlates of OBEs. He attempts to understand these from his own representationalist point of view. Metzinger's view is that the phenomenon of selfhood—the sense of being a self with first person perspective and agency—is related to a sophisticated self-model sustained in the brain. Reality is modelled by our brains in such a way that we do not know we are interacting with the model, except in exceptional circumstances such as brain injury which disrupts the model. Our 'self' is part of the model related to monitoring our own responses to the reality model. But again we experience our 'self' as real, not as a model. In his terms we are all naive realists with respect to our self-models. If one is not familiar with Metzinger's self-model I would recommend reading up on it, and not relying on my very brief summary which can hardly do it justice.[2]

OBE's are often associated with trauma—accidents, epileptic fits, brain injury—but some healthy people have them as well, sometimes in the waking state. They also occur in the dream state, or in the pre-waking state accompanied by sleep paralysis. OBEs are really a cluster of phenomena and that makes it hard to give a single representative example: but the common factors are that one sees oneself and one's surroundings, but feels oneself to be separate from one's physical body, or floating. In the OBE the locus of thought and identity is experienced as being outside the body, while the body and thoughts are still identified as 'mine'. This distinguishes it from phenomena such as depersonalisation and derealisation. Interestingly OBEs can also be artificially induced by direct brain stimulation, or using trans-cranial magnetic stimulation. The part of the brain concerned is the angular gyrus which is on the temporo-parietal junction - where the temporal and parietal lobes of the neo-cortex meet. Put simply if we pass a tiny electric current through the angular gyrus and there is an instantaneous out-of-body experience, switch it off and the OBE ceases.

Metzinger interprets the phenomena of OBE in terms of simultaneous but integrated self models. The first self-model is rooted in bodily sensations: muscle tension, inner ear balance information, the sense of touch etc. The second is primarily visual. Normally these two streams of information are integrated into a single self-model, but in the OBE for whatever reason the result is two self-models. The primary self-model, the one which the subject identifies with as the locus of their ego, is the felt sense of the body, though typically without the sense of weight from gravity which leaves the person with a floating sensation. The visual self-model is functional but not integrated with the felt sense allowing the sense that the subject is not "in" their body. In the OBE the subject will experience themselves as located in an ethereal body rather than as disembodied. Sometimes one simply floats, but frequently one has more or less agency and can decide to move about. This used to be called "astral travelling".

Metzinger describes his own OBEs in his book The Ego Tunnel: The Science of the Mind and the Myth of the Self. He does not doubt the phenomenological accounts of OBE, however he seeks to explain the OBE from his representionalist point of view, which is based on the observations of neuroscience. Metzinger is particularly interested in disorders like phantom limb syndrome, but also in ways in which the brain decides what is part of it's body and what isn't. For instance in virtual reality experiments subjects can have virtual OBEs where they experience a virtual body projected as separate from them physically in space as their own body. Alok Jha, science journalist, likened this to the movie Avatar where people 'inhabited' specially grown alien bodies. Our sense of being embodied, in our own physical body, is a simulation and it can be disrupted in many ways. If it were not a simulation then explaining phantom limb syndrome or the rubber hand illusion would be very difficult to explain.

The main phenomena the subject in an OBE will experience is that their thought processes are taking place separately from their physical body. Metzinger speculates that OBEs might be good candidate experiences for the origin of ideas about the soul. As he says:
For anyone who actually had [an OBE] it is almost impossible not to become an ontological dualist afterwards. In all their realism, cognitive clarity and general coherence, these phenomenal experiences almost inevitably lead the experiencing subject to conclude that conscious experience can, as a matter of fact, take place independently of the brain and body. (p.78)
We are all what Metzinger calls 'folk phenomenologists'—we all interpret our own experiences. On the whole we clearly do a good job of this. But when we have unusual experiences such as hallucinations, sleep paralysis, OBE, or even meditative experiences, we tend not to do such a good job. Although Metzinger does not say so, we are powerfully conditioned by a number of other factors which reinforce the ontological dualism. Here our predisposition to believe in life after death comes to the fore. This in turn is reinforced by our strong Theory of Mind: our ability to project consciousness not only into other humans, but into animals, trees, and even inanimate objects. The Theory of Mind is fundamental to our humanity, without it we would be incapable of empathy or relating to other people. But we are apt to see consciousness, and conscious agency where there is none. Particularly in the dead. If we combine this with an OBE or some other kind of experience which shifts the apparent locus of thought out of the body, such as a lucid dream, then ontological dualism might seem incontrovertible. Clearly some form of dualism is present in almost every afterlife belief, including Buddhist rebirth. It's impossible to posit post-mortem survival (let alone post-mortem memory) without implying, however subtly, an entity which survives separate from the body.

It's important to note that Metzinger is making conjectures here. He is taking the evidence and putting together plausible narratives to account for them. His representationalist explanation of consciousness is highly plausible, and appears to be a useful way of thinking about consciousness and especially self-consciousness. It is powerfully demystifying and disenchanting. It emerges from trying to explain observations from neuroscience, particularly the way the sense of self breaks down. These observations are intriguing, but more work must, and is, being done. And this is crucial difference between science and religion - in science we rigorously test theories hoping to prove them wrong (which is how a scientist gains kudos!)

If Metzinger is right, and I think his suggestion is entirely plausible, then we can see that this idea of being able to separate mind and body feeds into the powerful complex of ideas about post-mortem survival. The belief in an afterlife no longer seems so strange or strained. It's not only a psychological fantasy, but emerges to some extent from our experience of the world - or at least the experience of some of us. Afterlife beliefs are extremely persistent in the face of scientific rationalism, and my exploration of such beliefs has, to some extent, shown why they might seem plausible and preferable to the alternative. Metzinger remarks that trying to destroy a person's deeply held belief in the afterlife has ethical implications. In attempting to undermine a person's belief system we may be doing them a violence. It's all very well to debate the facts such as they are, but as self-aware beings we have an obligation to try to relate to people first and foremost on the basis of empathy. We may simply have to acknowledge that some people will be eternalists no matter what facts we present, because our version of the facts seem implausible compared with the alternative. I don't think this is a problem as long as what they believe is not causing them to be unkind or prevents them from relating on the basis of empathy.


~~oOo~~


Notes
  1. Metzinger, Thomas (2005) 'Out-of-Body Experiences as the Origin of the Concept of a "Soul".' Mind & Matter Vol. 3(1), pp. 57–84. http://www.philosophie.uni-mainz.de/metzinger/publikationen/OBE_M&M_2005.pdf
  2. Fortunately Metzinger himself has provided an introduction: Scholarpedia. Self models. See also his book: The Ego Tunnel: The Science of the Mind and the Myth of the Self. I précised Metzinger's lecture on the first person perspective in April 2011. I would also recommend reading Antonio Damasio's book: The Feeling Of What Happens: Body, Emotion and the Making of Consciousness which gives an account of how self-consciousness might emerge from modelling body states in the brain.

See also

04 November 2011

Emotions in Buddhism

Emotions
IN A LENGTHY WRITTEN exchange with a colleague on the subject of citta it became clear that there is something unusual about the way early Buddhism treats emotion. To begin with there is no word in Pāli or Sanskrit for "emotions" as a separate category of experience. On the other hand there are words for distinct emotions such as fear (bhaya), anger (koda, rosa), hatred (dosa), joy (ānanda, pamojja), sadness (domanassa, soka) and so on. So emotions are concepts in themselves, but do not form a natural category different from other kinds of experiences. However the received tradition is that ancient Indians treat emotions under the heading of 'mind'. Alongside this we frequently find the suggestion that citta ought to be translated as 'heart'. I want to look again at this.

When I wrote about citta back in March 2011 (Mind Words) I bent my definition to include emotions. I am not so sure now. To recapitulate: citta comes from the root √cit which I defined thus: "√cit concerns what catches and holds our attention on the one hand, and what we move towards [or away from] on the other." My colleague had consulted Margaret Cone, the Pāli Lexicographer and author of the new Dictionary of Pali, about her dictionary definition and she replied that citta means 'thinking, thought, intention'; with no mention of emotion. This raised the concern that emotions were being "left out", which is quite an interesting proposition. Are emotions being left out here?

On reflection I decided that emotions are not being left out, but they are being defined differently from how we define emotions. From the early Buddhist point of view experience has a bodily component (kāyika) and a mental component (cetasika). This much is clear from the Salla Sutta (SN 36.6, PTS S iv.207), which makes a distinction between bodily pain, and mental suffering: the arahant has the former, but not the latter. [1] Now, we know that emotions too have a felt bodily component, and hence we often use 'feeling/feelings' to talk about or describe emotions: "I feel happy", "how are you feeling" etc. And we know that emotions have a mental component and that this mental component is what distinguishes emotions from other types of bodily sensation (i.e. proprioception, the normal operation of the viscera, or physical touch).

Likewise from the point of view of physiology emotions are indistinguishable from each other. Cordelia Fine summarises some the research on this in her entertaining little book A Mind of Its Own. She points out, for instance, that the mechanism that makes our heart race with fear, exhilaration or plain physical exertion is the same in each case. The body has very limited responses to stimulation. Fine sums it up with this equation:

emotion = arousal + emotional thoughts.

Arousal, it turns out, comes in one flavour but differing intensities. Arousal simply prepares the body for activity. If you are shaking fear, or anger, or trembling with anticipation of reward it's all just arousal. And what makes the experience distinct is the accompanying thoughts.[2]

Now this view of emotion is quite consistent with the early Buddhist model which seems to see emotions as agitation accompanied by thoughts. The Pāli word for empathy is anukampa: literally 'to tremble along with' i.e. to feel what someone else feels. In the Mahāmaṅgala Sutta we find that one aspect of the highest blessing is:
Phuṭṭhassa lokadhammehi, cittaṃ yassa na kampati;
Touched by objects of experience, his mind is not agitated. (Sn 47)
Considering lokadhamma recall that loka is our experiential world, and a dhamma is the object of manas, hence my translation as 'objects of experience'. So what usually happens when we have an experience is agitation (kampati) of our mind (citta). Interestingly when the word emotion first entered the English language from French in the 16th century it meant 'agitation'. So what has changed?

I think what changed was first the 18th century European Enlightenment, followed by the Romantic reaction against it, which itself found expression in the Psychoanalytic movement. I think this partly because I've read David McMahan's book The Making of Buddhist Modernism and agree that these are some of the main influences on the modern world generally, and have deeply influenced the presentation of Buddhism around the world since the 19th century. McMahan includes Protestantism as well, but we can leave that aside for now.

Partly due to Enlightenment propaganda we see the period before the emergence of science as one of rampant irrationality and superstition. (Though this was countered in the popular imagination by the Romantic idea of the "noble savage", and in fact superstition and irrationality are still rampant!) Enlightenment thinkers began to apply objectivity and reason to many problems, and discovered they could solve many of them. Whatever else we say about Newton, Locke, Hook & co. we must acknowledge their great achievements. So great was their success that they and their successors began to see reason as superior to emotion. To them the universe seemed like a giant clockwork machine that they could take apart and fully understand. To be fair this notion was not new to them, but was originally a product of theological thinking about 'the music of the spheres' and the 'great chain of being' which had been around for centuries. Enlightenment thinkers were consciously disenchanting the world, and felt more free as they did so: free from the irrational leadership of the Church which feared reason and knowledge, and free from the small fears which ruled every day life. Soon they began to be free of the fear of diseases like Smallpox as well. And free from some of the uncertainty of life. We enjoy these freedoms largely without acknowledgement these days, and with apparent resentment amongst many Buddhists (who seem to hate scientists, perhaps because they have been so successful?).

However the disenchantment cultivated by Enlightenment figures left some people feeling that such a mechanical universe was lacking something. In England especially poets began to celebrate the mystery of the cosmos, and especially to revel in the unreasoning and irrationality of flights of emotion. They sought to topple reason from the pinnacle of human endeavour and replace it with emotion. The Romantics indulged in all kinds of emotions, and produced art, literature and music designed to stimulate strong emotions - everything from love to horror. And they took all kinds of mind altering substances for the intense experiences they produced. They did not let society tell them how to live - the heroic individual and their emotional life ruled. For Romantics the exotic and mysterious provoked the kinds of emotions they enjoyed, so they cultivated an interest in them - the intellectual was seen as dull and lifeless. They also worshipped nature and valued the natural world, or at least an idealised notion of it. In many ways the morality 1960s was simply a late flowering of a seed planted by the 18th and 19th century Romantics (and just as misguided). This focus on emotion seems to underlie the idea that emotions are a particular category of human experience, and one of very high value.

In some ways we can see the Psycho-analytical movement as an attempt to reconcile these two rather monstrous cultural forces. Freud certainly saw himself as a scientist, and his subject of study was the emotional life of the patient. History has shown that Freud, while a gifted observer and writer, was no scientist. Only recently are neuroscientists starting to put psychology on a proper scientific footing. But Freud and his successors have profoundly influenced the way we view emotions. Emotions are hypostasized and become a special category of experience, distinct from thoughts and simple body sensations. Thoughts convey reason, while emotions are an expression of our mysterious 'soul' or 'spirit', a Romantic expression of our true nature. If we are to understand ourselves, the Psychologists tell us, then we must understand our inner emotional life; we must delve into the sources of our emotional reactions. It is because of the Romantics and Freud that we believe that an unexpressed emotion represents a danger to our well-being. As William Blake said:
Sooner murder an infant in its cradle than nurse unacted desires.
This is very far from either the early Buddhist view, or the emerging consensus from neuroscience. Buddhists texts are constantly telling us to use reason to keep our emotions in check. We are to avoid stimulating agitation by withdrawing our attention from sensory stimulation. This aspect of Buddhism is notably unpopular in Romantic Western Buddhism. We cannot bring ourselves to believe that saṃsāra is all bad. We just want to enjoy ourselves a little: by which we seem to mean to stimulate the emotions: be it joy, or horror. Unfortunately for us Western Buddhism is mainly lead by people from the Baby Boomer generation, and from that part of it which saw the Hippy movement, with its Romantic hedonism, self-absorption, self-indulgence, and intoxication, as a good thing. Renunciation is anathema to the Romantic.

In conclusion early Buddhism had a very different view of emotions than the view current in the Western World. Emotions were not a distinct category of experience, though I would argue that most of what we call emotion these days does fit into the broad category of papañca (though even the definition leans towards the mental rather than physical). Therefore the Buddha has no position on emotion, and emotions as a category play no part in his methods. Yes, we cultivate metta, but note that in the locus classicus, the Karaṇīyametta Sutta it is the mind (mānaso) that includes all beings, not the heart. Yes, we cultivate pamojja; and yes we suppress anger. But there is no theory of emotions as a distinct type of experience. At best emotions simply agitate us, and can be divided into those that fool us into craving, and those that fool us into aversion.

We Buddhists have long had critiques of materialism. We understand to some extent the influence of Scientific Rationalism. We also have some understanding of the influence of Protestantism. But we seem to have almost no notion that we are influenced by the Romantic movement, or by the German philosophical counterpart Idealism. Most Buddhists get interested in Psychology to some extent since it seems to related to what we do, but we have no sense that it channels Romanticism. There is no traditional critique of Romanticism perhaps because it wasn't a traditional view, whereas some form of materialism always was. Western Buddhists (and I may say the Triratna Order in particular) desperately need to develop a critique of Romanticism because it is such a powerful influence on how we see ourselves and the world, and its unchallenged assumptions impede our progress in the Dharma. This is not to say that we should reject Romanticism out of hand, only that we should be aware of the history of these ideas and how they influence our worldview.

~~oOo~~

Notes
  1. The kāyika/cetasika distinction occurs in other places as well, e.g. M i.302, iii.288-90; S iv.209, iv.231; v.111; A i.81, i.137, ii.143.
  2. That these different kinds of thoughts are handled by different brain structures using different neurotransmitters doesn't change the facts of the physical manifestation in the rest of the body produced by the sympathetic nervous system and a narrow range of hormones.

Further Reading:
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